BROOKE CAPITAL LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Brooke, Jonathan William		M	AFF289	RO
2	Cameron, James Griswold		M	ASY525	Rep	2009-05-19	2009-09-24
3	Foo, Shigen 符史根			AOS660	Rep	2009-06-23	2009-09-23
4	Royds, Thomas Alexander		M	AFY848	RO	2009-08-03	2010-07-12

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