SOUTHWEST SECURITIES (HK) FUTURES LIMITED 西證(香港)期貨有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2009 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au Yeung, Tsz Bun 歐陽子斌 |
|
|
AAY565 |
Rep |
|
2013-02-06 |
| 2 |
Cham, Nga Yin 湛雅妍 |
|
F |
AMI615 |
Rep |
2005-08-12 |
2014-09-30 |
| 3 |
Chan, Ka Kei (SFC:ASQ012) 陳家驥 |
|
|
ASQ012 |
Rep |
2009-03-26 |
2010-10-08 |
| 4 |
Chan, Kwok Kei (SFC:ARG539) 陳國基 |
|
|
ARG539 |
Rep |
2008-06-27 |
2019-09-27 |
| 5 |
Chan, Lee Yeung 陳利揚 |
|
|
AAH761 |
RO |
2008-01-07 |
2016-04-30 |
| 6 |
Chan, Wei Kwun 陳維鈞 |
|
|
AFE988 |
Rep |
|
2016-09-09 |
| 7 |
Chan, Yu Ming (SFC:ASQ013) 陳汝銘 |
|
|
ASQ013 |
Rep |
2009-03-26 |
2021-12-10 |
| 8 |
Chim, Wai Kwok 詹偉國 |
|
|
ANX997 |
Rep |
2006-09-11 |
2010-12-31 |
| 9 |
Chow, Yin Shan 周燕珊 |
|
F |
ABV666 |
Rep |
|
2013-07-01 |
| 10 |
Chu, Lap Yan 朱立仁 |
|
|
AAI485 |
Rep |
|
2014-09-29 |
| 11 |
Chui, Man Nga 崔雯雅 |
|
|
ASX258 |
Rep |
2009-05-06 |
2012-01-02 |
| 12 |
Fung, Sze Yu 馮時裕 |
|
|
APB732 |
Rep |
2007-06-08 |
2017-01-06 |
| 13 |
Kam, Carmen Yick Man 甘譯文 |
|
F |
ARA645 |
Rep |
2008-05-20 |
2009-09-07 |
| 14 |
Kwok, Ka Yiu (SFC:AFG950) 郭家耀 |
|
|
AFG950 |
Rep |
2005-10-04 |
2009-08-03 |
| 15 |
Lai, Chun Wing (SFC:ANA177) 賴雋永 |
|
|
ANA177 |
Rep |
2009-03-02 |
2009-08-20 |
| 16 |
Lau, Elaine Yim Ling 劉艷玲 |
|
F |
AAJ813 |
RO |
2008-01-23 |
2018-09-04 |
| 17 |
Lau, Eric Kai Ho 劉啟豪 |
|
M |
AMB575 |
Rep |
2008-06-11 |
2013-07-01 |
| 18 |
Lee, Wai Kit (SFC:AEY372) 李偉傑 |
|
|
AEY372 |
Rep |
2005-06-14 |
2014-08-14 |
| 19 |
Li, Chi Hong (SFC:AMJ927) 李志航 |
|
|
AMJ927 |
Rep |
2005-08-24 |
2016-08-10 |
| 20 |
Ng, Kenneth Chun Tak 吳進德 |
|
M |
AOY069 |
Rep |
2007-05-18 |
2017-11-01 |
| 21 |
Nip, Yiu Chuen 聶耀泉 |
|
|
ABY425 |
RO |
2008-05-29 |
2021-01-25 |
| 22 |
Poon, Dixon Tit Chu 潘鐵柱 |
|
M |
AEI207 |
Rep |
|
2013-08-01 |
| 23 |
So, Bowie Chi Kit 蘇子傑 |
|
M |
ABE584 |
Rep |
|
2009-06-01 |
| 24 |
Tang, Andrew Ping Sum 鄧炳森 |
52 |
M |
AEL276 |
Rep |
2009-01-05 |
2009-06-12 |
| 25 |
Ting, Sai Man 丁世民 |
|
|
ADZ993 |
RO |
2008-12-03 |
2011-01-22 |
| 26 |
Tong, Johnson Shing 唐誠 |
|
M |
AOB604 |
Rep |
2007-12-12 |
2017-04-20 |
| 27 |
Wong, Hoi Ying (SFC:AQD592) 黃凱盈 |
|
|
AQD592 |
Rep |
2008-05-16 |
2012-09-17 |
| 28 |
Wong, Jackson Chi Yeung 黃志陽 |
|
M |
AHT199 |
Rep |
2005-04-26 |
2014-08-31 |
| 29 |
Wong, Shing Him (SFC:ASG434) 黃成謙 |
|
|
ASG434 |
Rep |
2009-03-23 |
2009-11-26 |
| 30 |
Wong, Yi Fung 黃宜豐 |
|
|
ANR496 |
Rep |
2009-01-20 |
2013-08-20 |
| 31 |
Yau, Ka Hei (SFC:ARG523) 游嘉熙 |
|
|
ARG523 |
Rep |
2008-08-28 |
2009-10-01 |
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