LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Ferguson, Nancy		F	APW457	Rep	2007-10-23	2009-07-02
2	Greengrove, Keith Alan		M	ANH452	Rep	2006-04-26	2009-07-02
3	Lo, Joyce Pui Man 羅珮文		F	AFJ427	Rep	2006-08-28	2009-07-02

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