KB Investment & Securities Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Lee, Ha Young 李夏榮			ADI252	RO	2004-06-30	2010-03-31
2	Lee, Han (SFC:ASF469)			ASF469	RO	2009-03-04	2009-10-21
3	Lee, Jung Sung			APG914	RO	2007-09-14	2010-11-30
4	Moon, Seung Hyun 文勝鉉			AOB631	RO	2009-04-21	2010-04-29

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