UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bansal, Navneet Kumar | M | ANU797 | Rep | 2006-08-24 | 2010-03-25 | |
| 2 | Beshke, Clarence John | M | ADS271 | RO | 2009-03-24 | 2009-09-15 | |
| 3 | Coffeng, John Martinus (SFC:ADJ820) | M | ADJ820 | Rep | 2009-06-10 | ||
| 4 | Combalot, Laurent Benoit Georges | M | AHC015 | Rep | 2005-11-29 | 2009-05-06 | |
| 5 | Gupta, Shivam (SFC:APC574) | APC574 | Rep | 2007-06-18 | 2011-04-02 | ||
| 6 | Ho, Tsz Leung 何子樑 | AJD615 | Rep | 2003-09-02 | 2016-12-18 | ||
| 7 | Kengeter, Carsten Norbert (SFC:ANM959) | ANM959 | Rep | 2009-02-09 | 2013-06-01 | ||
| 8 | Kushal, Avanish Mira | APF472 | Rep | 2007-07-04 | 2009-08-15 | ||
| 9 | Lai, Johnson Kai Tsun 黎啟進 | M | ARG205 | Rep | 2008-07-02 | 2009-07-10 | |
| 10 | Lee, Samuel Man Fat 李萬發 | 40 | M | ADR824 | Rep | 2004-12-03 | 2009-09-05 |
| 11 | Li, Man Wing 李文穎 | AJO743 | Rep | 2005-05-24 | 2014-10-01 | ||
| 12 | Lu, Hao Feng 呂豪鋒 | ARI634 | Rep | 2008-07-21 | 2012-11-15 | ||
| 13 | Lynch, Simon James | M | AMW694 | Rep | 2007-08-01 | 2009-05-13 | |
| 14 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | AEU252 | RO | 2009-03-13 | 2010-01-26 | |
| 15 | Moon, Jae Wook 文裁煜 | AOU410 | Rep | 2007-07-23 | 2014-05-08 | ||
| 16 | Ng, Chun Wai (SFC:AMF277) 吳俊威 | AMF277 | Rep | 2007-06-07 | 2009-07-10 | ||
| 17 | Ning, Feng Tao | AQX333 | Rep | 2008-05-05 | 2009-05-02 | ||
| 18 | Pal, Andrew Leslie | M | AKW574 | Rep | 2004-06-24 | 2014-04-12 | |
| 19 | Stead, David Andrew (SFC:AQT298) | M | AQT298 | Rep | 2008-04-07 | 2013-06-29 | |
| 20 | Sum, Hing Man 岑慶文 | ABW145 | Rep | 2014-04-11 | |||
| 21 | Tan, Freddie Kuok Lin | ASQ162 | Rep | 2009-03-27 | 2015-11-24 | ||
| 22 | Wan, Yew Chye 范有財 | ADF140 | Rep | 2006-10-02 | 2012-02-07 | ||
| 23 | Wang, Xiaolei (SFC:APP106) 王小磊 | F | APP106 | Rep | 2007-09-21 | 2009-08-15 | |
| 24 | Wong, Donald Ho Lun 黃浩麟 | M | APH272 | Rep | 2007-07-19 | 2016-12-18 | |
| 25 | Wong, Schenken 黃尚勤 | AQS494 | Rep | 2008-03-28 | 2010-03-15 | ||
| 26 | Yoon, Chi Won | ACN181 | Rep | 2005-06-09 | 2016-07-25 | ||
| 27 | Zhang, Shao Ying 張少英 | AQE595 | Rep | 2007-12-21 | 2009-07-10 | ||
| 28 | Zhu, Liping (SFC:ANT815) 朱力平 | ANT815 | Rep | 2008-02-25 | 2013-04-06 |
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