CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agarwal, Ashish Ashok | M | ARQ376 | Rep | 2008-09-22 | 2012-11-01 | |
| 2 | Balanco, Laurence | M | APG273 | Rep | 2008-06-19 | 2012-12-17 | |
| 3 | Bengson, Michael Roxas | M | AOY686 | Rep | 2007-05-30 | 2010-08-13 | |
| 4 | Bowers, John Pennington | M | ARM695 | Rep | 2008-08-25 | 2012-12-24 | |
| 5 | Bradley, Edmund Hugh | M | ABS842 | RO | 2014-06-18 | ||
| 6 | Bruce, Robert Cameron | M | AEC837 | Rep | 2007-06-21 | 2012-12-24 | |
| 7 | Capron, Jeremie Laurent | M | APB797 | Rep | 2007-06-29 | 2012-12-10 | |
| 8 | Cashmore, Nicholas Willoughby | M | ALL246 | Rep | 2008-09-12 | 2012-01-24 | |
| 9 | Chan, Kevin Wing Tak 陳永德 | 43 | M | ACN248 | Rep | 2008-06-27 | 2012-12-17 |
| 10 | Chan, Siu Cheong (SFC:AOR822) 陳兆昌 | AOR822 | Rep | 2007-03-16 | 2009-05-18 | ||
| 11 | Chan, Yan (SFC:AOB250) 陳茵 | AOB250 | Rep | 2008-11-25 | 2012-01-16 | ||
| 12 | Chan, Yat Hei (SFC:APR545) 陳逸熙 | APR545 | Rep | 2007-09-27 | 2010-07-02 | ||
| 13 | Chaturvedi, Deepti | ARP391 | Rep | 2008-09-11 | 2012-12-03 | ||
| 14 | Chen, Chia-Chi 陳佳琦 | AOS687 | Rep | 2007-04-16 | 2012-12-10 | ||
| 15 | Chen, John (SFC:AOX386) 陳健雄 | M | AOX386 | Rep | 2007-05-15 | 2010-09-17 | |
| 16 | Chen, Wenhan (SFC:APF628) 陳文翰 | APF628 | Rep | 2007-07-10 | 2010-09-10 | ||
| 17 | Chen, Ying (SFC:APU686) 陳瑩 | APU686 | Rep | 2008-10-21 | 2009-08-19 | ||
| 18 | Cheng, Chao-Kang 鄭兆剛 | AOX412 | Rep | 2007-05-21 | 2012-12-03 | ||
| 19 | Cheng, Ming-Kai 鄭名凱 | AML921 | Rep | 2006-08-21 | 2011-08-01 | ||
| 20 | Cheung, Francis Yiu Cheong 張耀昌 | M | AFZ520 | Rep | 2012-12-10 | ||
| 21 | Chin, Clare Kit Ching | F | AQA973 | Rep | 2007-11-29 | 2012-12-03 | |
| 22 | Chu, Tien 朱恬 | AOX106 | Rep | 2007-05-18 | 2012-11-30 | ||
| 23 | Chung, Yong Ho | AQI680 | Rep | 2008-02-01 | 2012-12-31 | ||
| 24 | Cochran, Shaun Donald | M | APA066 | Rep | 2007-06-07 | 2012-12-31 | |
| 25 | Da Cruz, Antonia Maria 告崇 | F | AQD991 | Rep | 2007-12-18 | 2012-12-01 | |
| 26 | Dai, Wei (SFC:AOR609) 戴維 | AOR609 | Rep | 2007-03-15 | 2010-05-18 | ||
| 27 | Dhasmana, Vaibhav | AQM703 | Rep | 2009-02-16 | 2011-08-26 | ||
| 28 | Dinwoodie, Christian Gilbert | M | ANA837 | Rep | 2008-09-05 | 2012-12-03 | |
| 29 | Driscoll, Andrew Tasman | M | ALT900 | Rep | 2005-03-07 | 2012-12-03 | |
| 30 | Dutta, Anirudha | APC644 | Rep | 2007-07-03 | 2012-11-01 | ||
| 31 | Dwerryhouse, Alan Damian (1966-11-10) | 43 | M | ARP686 | Rep | 2008-09-18 | 2012-12-03 |
| 32 | Dy, Alfred Olmedo | M | APA371 | Rep | 2007-06-25 | 2012-11-01 | |
| 33 | Evans, Matthew Neil (SFC:AFC355) | M | AFC355 | Rep | 2007-06-13 | 2012-12-17 | |
| 34 | Feng, Dawei (SFC:AQO276) 馮大為 | AQO276 | Rep | 2009-02-04 | 2012-12-10 | ||
| 35 | Fischer, Aaron Alexander 余雅樂 | M | ALW738 | Rep | 2007-06-08 | 2012-12-03 | |
| 36 | Fishwick, Eric James | M | AFJ086 | Rep | 2008-08-08 | 2012-12-10 | |
| 37 | Gill, Amar Singh (SFC:AHB999) 喬昇安 | M | AHB999 | Rep | 2007-08-30 | 2012-12-03 | |
| 38 | Gotama, Suwantara Lim | ARP468 | Rep | 2008-09-17 | 2012-12-31 | ||
| 39 | Govil, Anshu | ARQ357 | Rep | 2008-09-22 | 2011-04-15 | ||
| 40 | Goyal, Atul | APF163 | Rep | 2007-07-17 | 2011-09-05 | ||
| 41 | Gruber, James | M | AMX921 | Rep | 2007-06-07 | 2010-07-03 | |
| 42 | Harbison, Janet Ruth | F | ARP726 | Rep | 2008-09-18 | 2012-12-10 | |
| 43 | Hewitt, David James | M | APG723 | Rep | 2007-07-25 | 2011-05-12 | |
| 44 | Hong, Jenny | F | AQM707 | Rep | 2009-02-26 | 2012-06-29 | |
| 45 | Hsu, Hui-Hui 許蕙蕙 | AOX413 | Rep | 2007-05-16 | 2011-05-09 | ||
| 46 | Huang, Chen (SFC:AQM708) 黃晨 | AQM708 | Rep | 2009-02-03 | 2012-12-03 | ||
| 47 | Ie, Wilianto | AOX432 | Rep | 2007-05-22 | 2010-08-31 | ||
| 48 | Kan, Ching-Jen 甘清仁 | AOX099 | Rep | 2007-05-18 | 2009-08-03 | ||
| 49 | Kurosawa, Makoto | AOY382 | Rep | 2007-05-30 | 2012-06-22 | ||
| 50 | Lai, Hui Chuan 賴惠娟 | AOG219 | Rep | 2006-11-28 | 2010-11-30 | ||
| 51 | Laprise, James Scott | M | AOU071 | Rep | 2007-04-10 | 2012-12-10 | |
| 52 | Lee, David Jun Hyuk 李峻赫 | M | AEO164 | Rep | 2008-02-01 | 2012-12-03 | |
| 53 | Lee, Kwok Chu (SFC:ALT779) 李國柱 | ALT779 | Rep | 2005-03-03 | 2010-04-22 | ||
| 54 | Lee, Young Jae | AQR411 | Rep | 2008-03-26 | 2009-06-30 | ||
| 55 | Leong, Eugenia 梁嘉敏 | F | AQD030 | Rep | 2007-12-11 | 2009-06-04 | |
| 56 | Leung, Heung Yik 梁向奕 | AIH476 | Rep | 2012-12-10 | |||
| 57 | Leung, Pak Chun 梁柏津 | AQH376 | Rep | 2008-01-11 | 2010-09-17 | ||
| 58 | Leung, Stephen Yiu Ki 梁耀基 | M | APB446 | Rep | 2007-06-11 | 2009-11-25 | |
| 59 | Leung, Sze Wai (SFC:AMJ602) 梁思慧 | AMJ602 | Rep | 2007-08-22 | 2012-12-31 | ||
| 60 | Li, Zhe (SFC:AOT398) 李喆 | AOT398 | Rep | 2007-04-02 | 2011-04-08 | ||
| 61 | Lim, Dong Soo 林東秀 | AME244 | Rep | 2007-06-07 | 2012-12-03 | ||
| 62 | Lobello, Christopher Michael | M | ADZ738 | Rep | 2008-07-04 | 2011-01-11 | |
| 63 | Loong, Chee Wei | AMJ210 | Rep | 2007-07-03 | 2012-11-01 | ||
| 64 | Lu, Kuen-Lin 呂昆霖 | ASD704 | Rep | 2009-01-02 | 2012-11-01 | ||
| 65 | Lu, Zheng (SFC:ARD176) 盧正 | ARD176 | Rep | 2008-05-28 | 2010-08-06 | ||
| 66 | Maes, Caroline Nelly Paul | AOY692 | Rep | 2007-06-04 | 2009-10-16 | ||
| 67 | Man, Wai Lok 文偉樂 | AEZ690 | Rep | 2012-12-17 | |||
| 68 | Manalaysay, Raphael Tablante | M | ARP903 | Rep | 2008-09-18 | 2010-06-04 | |
| 69 | Matthew, Oliver James Gray | M | ARO877 | Rep | 2008-09-10 | 2012-12-24 | |
| 70 | McKenzie, Paul Conor | M | AAV863 | Rep | 2003-07-02 | 2012-12-24 | |
| 71 | Moe, Richard Edward | M | AML157 | Rep | 2008-01-24 | 2010-01-13 | |
| 72 | Montague, Jolyon Charles | M | AJC260 | Rep | 2003-08-04 | 2009-09-28 | |
| 73 | Morrison, Robert William Bentley | 48 | M | AGQ547 | RO | 2006-11-14 | 2009-06-30 |
| 74 | Moss, James Thomas | M | AJC737 | Rep | 2007-05-21 | 2012-02-22 | |
| 75 | Muston, Nigel Peter | M | AQU888 | Rep | 2008-04-24 | 2012-12-24 | |
| 76 | Nandurkar, Mahesh Yashwant | M | ARQ374 | Rep | 2008-09-22 | 2012-12-17 | |
| 77 | Neelakantan, Krishnan | APC641 | Rep | 2007-07-03 | 2012-11-01 | ||
| 78 | Ng, Huei Suen | AQE291 | Rep | 2007-12-27 | 2012-12-10 | ||
| 79 | Nik Mahmood, Nik Hadi Bin | AMJ211 | Rep | 2009-04-03 | 2009-08-29 | ||
| 80 | Oentung, Nicolaos Marcelinus | AQB150 | Rep | 2007-12-03 | 2009-05-01 | ||
| 81 | Oh, Jung Won | APA039 | Rep | 2007-07-03 | 2013-01-04 | ||
| 82 | Panjwani, Rajesh | M | ARQ373 | Rep | 2008-09-22 | 2012-12-24 | |
| 83 | Park, Sang Eun | AQI679 | Rep | 2008-02-05 | 2011-03-01 | ||
| 84 | Park, Terence-Young | ARN268 | Rep | 2008-08-25 | 2012-12-31 | ||
| 85 | Pope, Leavitt Joseph | M | AOY694 | Rep | 2008-10-28 | 2010-08-20 | |
| 86 | Powell, Simon Philip | M | AOA162 | Rep | 2006-09-27 | 2012-12-31 | |
| 87 | Quah, Paul Wui Khaig | M | ALW871 | Rep | 2007-08-30 | 2012-12-24 | |
| 88 | Richter, Christopher John | M | AQI406 | Rep | 2008-01-21 | 2012-12-03 | |
| 89 | Sandison, David John Macgregor | 46 | M | ABA590 | Rep | 2008-09-18 | 2009-10-09 |
| 90 | Schuster, Andreas Albert | M | APF264 | Rep | 2007-07-25 | 2012-11-01 | |
| 91 | Schutte, Daniel Johannes | M | AHD687 | Rep | 2009-12-31 | ||
| 92 | Senaratne, Dee Cyril | M | ARG664 | Rep | 2008-06-27 | 2012-12-03 | |
| 93 | Sinha, Somshankar | APH048 | Rep | 2007-07-24 | 2012-05-26 | ||
| 94 | Solihin, Ahmad | AML241 | Rep | 2008-03-10 | 2010-07-16 | ||
| 95 | Stotz, Andrew Charles | M | AML160 | Rep | 2007-11-26 | 2010-01-13 | |
| 96 | Sutton, Peter Thomas | M | ADK261 | Rep | 2009-03-31 | 2012-12-24 | |
| 97 | Tsoi, Ting Sze 蔡婷思 | ABS481 | Rep | 2003-07-02 | 2010-06-30 | ||
| 98 | Vajpayee, Bhavtosh | ASO493 | Rep | 2009-03-31 | 2011-04-08 | ||
| 99 | Venezuela, Leo Benedict Dualan | M | AQA671 | Rep | 2007-11-21 | 2012-03-30 | |
| 100 | Voss, Vanessa Christine | F | AOO682 | Rep | 2009-02-02 | 2009-11-20 | |
| 101 | Wan, Paul Po Wing 溫寶榮 | M | APC277 | Rep | 2007-07-04 | 2012-12-24 | |
| 102 | Warden, Bruce Bailey | M | AOX422 | Rep | 2007-05-21 | 2011-07-11 | |
| 103 | Wei, Xiaopo 魏晓坡 | AKN219 | Rep | 2007-06-26 | 2012-12-31 | ||
| 104 | Whittall, Matthew St Clair | 36 | M | AQU887 | Rep | 2008-04-10 | 2010-07-05 |
| 105 | Wickramasinghe, Thilan Aloysius | AOY691 | Rep | 2007-06-04 | 2010-04-19 | ||
| 106 | Wilkinson, Anthony John Cooper | M | AFD111 | Rep | 2005-10-25 | 2011-05-27 | |
| 107 | Wong, Yew Kiang | AOY690 | Rep | 2007-06-04 | 2012-12-31 | ||
| 108 | Wong, Yim (SFC:AFU666) 王艷 | AFU666 | Rep | 2006-10-09 | 2012-12-24 | ||
| 109 | Wood, Christopher James Russell | 52 | M | ADU465 | Rep | 2012-12-10 | |
| 110 | Wu, Fei (SFC:AQM713) 吳菲 | AQM713 | Rep | 2009-02-03 | 2011-04-15 | ||
| 111 | Wu, Jiaxin (SFC:ARD174) 吳佳鑫 | ARD174 | Rep | 2008-05-28 | 2010-07-22 | ||
| 112 | Yadav, Gaurav (SFC:ARQ320) | ARQ320 | Rep | 2008-09-22 | 2011-04-18 | ||
| 113 | Yahata, Kanehide 八幡謙秀 | APQ784 | Rep | 2007-09-24 | 2010-05-30 | ||
| 114 | Yonts, Charles Anthony | M | AJM207 | Rep | 2007-05-03 | 2012-12-03 | |
| 115 | Zhang, Weifeng (SFC:AOT367) 張偉峰 | AOT367 | Rep | 2007-04-02 | 2011-04-18 | ||
| 116 | Zhou, Ling (SFC:AQM715) 周靈 | AQM715 | Rep | 2008-02-21 | 2011-04-18 | ||
| 117 | Zhu, Liliang (SFC:AQW227) 朱麗凉 | AQW227 | Rep | 2009-02-04 | 2011-04-18 |
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