GFI (HK) SECURITIES L.L.C.

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Aquino, Derrick Anthony Constantino M ANG464 Rep 2006-06-05 2009-08-19
2 Bavis, Mark John M ALH714 Rep 2006-03-03 2012-01-05
3 Bollerman, Luke Andre M ARI552 Rep 2008-07-29 2009-07-31
4 Bradford, David John M ADO053 RO 2007-07-24 2009-06-03
5 Cheung, Ellen Ngar Yan 張雅茵 F AQV671 Rep 2008-05-20 2011-05-11
6 Gougenheim, Jeremie AMK157 Rep 2007-09-06 2012-01-14
7 Grimes, Ryan Mccracken M AOA142 Rep 2007-11-02 2011-05-20
8 Hyams, Andrew Jon M ARR133 Rep 2008-09-30 2017-09-22
9 Jessop, Gary Mark M ASG075 Rep 2009-01-12 2011-11-05
10 Kim, Jason Sung Dal M ANH227 Rep 2008-11-11 2010-06-21
11 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 AHT189 Rep 2005-02-17 2009-12-10
12 Lee, Andrew Yeng 李英揚 M AEI016 Rep 2008-11-14 2010-07-16
13 Lee, Yick Chung 李易聰 AEE525 Rep 2008-11-14 2010-07-16
14 Ma, Ching Man (SFC:ASC666) 馬靜雯 ASC666 Rep 2008-12-17 2017-10-20
15 Mariano, Timothy Charles M AHC188 RO 2005-03-09 2019-05-15
16 Moore, Ashley Spencer M ASD881 Rep 2009-01-14 2009-12-07
17 Nesbitt, Jonathan Michael M ALK388 Rep 2004-11-19 2009-12-25
18 Nguyen, Thanh Cao ADQ686 RO 2009-01-22 2010-05-27
19 Peard, Andrew Davis Lozada M AHA360 Rep 2004-11-19 2012-09-14
20 Pockney, Edward James M ASF819 Rep 2009-01-12 2011-05-05
21 Quevedo, Ma. Carla Valenzuela AOC699 Rep 2006-12-29 2016-10-05
22 White, Paul George M ALQ641 Rep 2005-01-19 2012-01-05
23 Wilson, Matthew Elliot M ARB300 Rep 2008-06-19 2010-04-15
24 Wong, Andrew Siu Hang 黃兆恒 M ARJ166 Rep 2008-08-26 2015-06-30

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