Nomura Asia Investment (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2008 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Ang, Eric Tai Yue 洪大裕 | M | ADJ380 | Rep | 2007-08-29 | 2008-12-12 | |
| 2 | Asano, Shin 淺野真 | ANS096 | Rep | 2006-08-01 | 2010-02-19 | ||
| 3 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | AFT616 | Rep | 2007-08-21 | 2008-10-15 | |
| 4 | Bogossian, Alan Harry Gregoire Abel | M | ANG562 | Rep | 2007-11-23 | 2008-12-10 | |
| 5 | Chan, Julia May Yee 陳美儀 | F | AOJ142 | Rep | 2007-08-13 | 2009-03-28 | |
| 6 | Chanezon, Alain (SFC:ARJ298) | M | ARJ298 | Rep | 2008-07-23 | 2008-10-23 | |
| 7 | Chau, Ling 周凌 | 25 | M | ANU529 | Rep | 2008-02-29 | 2010-02-19 |
| 8 | Chekroun, Benjamin Marc John | 36 | M | AQS273 | Rep | 2008-04-07 | 2010-02-19 |
| 9 | Cheng, Chih-Hsiung 鄭智雄 | AFR838 | Rep | 2008-06-17 | 2010-02-19 | ||
| 10 | Cheung, San Tat 張新達 | AFD549 | Rep | 2010-02-19 | |||
| 11 | Chew, Kang Wei 周康偉 | ANW223 | Rep | 2008-07-28 | 2008-12-10 | ||
| 12 | Chiu, Siu Sang 趙小珊 | AET486 | Rep | 2006-05-25 | 2010-02-19 | ||
| 13 | Chok, Ivy Ngai Wai 卓艾維 | F | ADZ897 | Rep | 2008-04-01 | 2010-02-19 | |
| 14 | Chung, Man Sun 鍾文燊 | AAI552 | Rep | 2008-12-10 | |||
| 15 | Dolan, Paul Tiernan | M | APK727 | Rep | 2007-08-13 | 2010-02-19 | |
| 16 | Floyd, Michael (SFC:APK722) | M | APK722 | Rep | 2007-08-29 | 2010-02-19 | |
| 17 | Fujita, Minoru | AQE932 | Rep | 2007-12-27 | 2010-02-19 | ||
| 18 | Fukuta, Yoshihiro 福田吉洋 | AAF426 | RO | 2008-08-28 | 2009-04-23 | ||
| 19 | Gill, Richard John Peter | M | AQQ119 | Rep | 2008-03-07 | 2010-02-19 | |
| 20 | Gleeson, James Anthony | M | AHT088 | Rep | 2008-06-12 | 2008-12-10 | |
| 21 | Hao, Xin (SFC:AMH819) 郝昕 | AMH819 | Rep | 2005-08-10 | 2010-02-19 | ||
| 22 | Hara, Hitoshi | AMV311 | Rep | 2005-12-28 | 2010-02-19 | ||
| 23 | Hashimoto, Kenichi 橋本賢一 | AFA748 | Rep | 2008-06-02 | 2008-12-10 | ||
| 24 | He, Qian (SFC:APV226) 何倩 | APV226 | Rep | 2007-10-15 | 2009-06-20 | ||
| 25 | Ho, Harrison Lok Sang 何樂生 | M | AAF434 | Rep | 2010-02-19 | ||
| 26 | Honda, Tsukasa | AQE935 | Rep | 2007-12-27 | 2010-02-19 | ||
| 27 | Inukai, Masao 犬養昌生 | ALO559 | Rep | 2004-12-29 | 2010-02-19 | ||
| 28 | Kajitani, Yasuhide 梶谷泰秀 | APF536 | Rep | 2007-07-18 | 2009-09-01 | ||
| 29 | Kato, Katsuhito 加藤勝仁 | AMF766 | Rep | 2005-07-20 | 2010-02-19 | ||
| 30 | Kato, Mayumi 加藤真由美 | AFK707 | Rep | 2004-11-15 | 2010-02-19 | ||
| 31 | Kawahara, Michiko | AGO010 | Rep | 2007-08-21 | 2010-02-19 | ||
| 32 | Kawamata, Yasubumi | ACN791 | Rep | 2007-12-10 | 2009-07-17 | ||
| 33 | Kobayashi, Hisako | AGA952 | Rep | 2010-02-19 | |||
| 34 | Lam, Calvin Si Yang 林思暘 | M | AOO266 | Rep | 2007-11-05 | 2009-04-30 | |
| 35 | Lam, Eric Tak Shing 林德成 | M | AAI558 | Rep | 2010-02-19 | ||
| 36 | Lau, Chi Leung (SFC:APH032) 劉志良 | APH032 | Rep | 2007-09-10 | 2009-01-31 | ||
| 37 | Lau, Marcus Chi Chiu 劉志超 | M | AAC292 | Rep | 2006-07-08 | 2010-02-19 | |
| 38 | Lau, Yau Fong 劉幽芳 | AEY478 | Rep | 2004-01-30 | 2010-02-19 | ||
| 39 | Lee, Kai Pong 李啟邦 | ADW528 | Rep | 2010-02-19 | |||
| 40 | Lee, Nga Ying (SFC:APQ801) 李雅瑩 | APQ801 | Rep | 2008-09-03 | 2010-02-19 | ||
| 41 | Leung, Yee Wan (SFC:ARB169) 梁綺雲 | ARB169 | Rep | 2008-05-22 | 2010-02-19 | ||
| 42 | Liu, King Wai 劉勁威 | AAD898 | Rep | 2010-02-19 | |||
| 43 | Lui, Dennis Kar Wong 呂家煌 | M | AFM600 | Rep | 2009-04-30 | ||
| 44 | Matsuno, Kenji 松野健司 | ADP942 | Rep | 2004-07-20 | 2009-06-08 | ||
| 45 | McLean, Neil Iain | M | ARB806 | Rep | 2008-05-27 | 2010-02-19 | |
| 46 | Merger, David Sacha | M | AQY418 | Rep | 2008-06-16 | 2010-02-19 | |
| 47 | Nagai, Rei | ALO330 | Rep | 2004-12-23 | 2008-12-16 | ||
| 48 | Nakada, Akira | ARL729 | Rep | 2008-08-08 | 2010-02-19 | ||
| 49 | Ng, Calvin Cheuk Sing 吳卓乘 | M | ARH478 | Rep | 2008-07-11 | 2008-12-03 | |
| 50 | Ng, Diana Tze Chiew 黃紫秋 | F | ADX263 | Rep | 2008-07-10 | 2009-04-22 | |
| 51 | Ng, Kenneth Tak Ming 吳德明 | M | AAF583 | Rep | 2008-12-04 | ||
| 52 | Ng, Sze Man (SFC:AMN571) 吳施敏 | AMN571 | Rep | 2007-05-15 | 2009-12-19 | ||
| 53 | Ng, Wai Man (SFC:AAU344) 吳偉文 | AAU344 | Rep | 2008-12-12 | |||
| 54 | Nomura, Kan | AIU759 | Rep | 2007-01-08 | 2009-07-20 | ||
| 55 | O'Neile, James Finlay | M | ALV097 | Rep | 2005-03-21 | 2010-02-19 | |
| 56 | Ozeki, Masanori | APH922 | Rep | 2007-07-30 | 2010-02-19 | ||
| 57 | Poon, Catherine Tin Lai 潘天麗 | F | ADV934 | Rep | 2009-04-30 | ||
| 58 | Poon, Peter Chi Kin 潘子健 | M | AFP931 | Rep | 2010-02-19 | ||
| 59 | Poon, Shuk Fan (SFC:AEE926) 潘淑芬 | AEE926 | Rep | 2010-02-19 | |||
| 60 | Poon, Tik Ki 潘迪琪 | APU796 | Rep | 2007-10-10 | 2009-09-12 | ||
| 61 | Read, Matthew Christopher | M | ARO220 | Rep | 2008-08-29 | 2008-11-29 | |
| 62 | Sano, Nobuhiro 佐野 伸広 | ADQ334 | Rep | 2007-08-24 | 2010-02-19 | ||
| 63 | Sano, Yoichiro | M | AHD385 | Rep | 2010-02-19 | ||
| 64 | Sawada, Hana | AGK925 | Rep | 2008-12-10 | |||
| 65 | Sekine, Hironori | AOV158 | Rep | 2007-04-20 | 2008-12-06 | ||
| 66 | Sekita, Hirosumi 関田洋純 | AMF003 | Rep | 2005-07-06 | 2008-12-13 | ||
| 67 | Takeuchi, Tomonori | APG738 | Rep | 2007-07-31 | 2010-02-19 | ||
| 68 | Tam, Jude Ho Yin 譚顥賢 | ALA228 | Rep | 2004-07-26 | 2010-02-19 | ||
| 69 | Tang, Wai Shing (SFC:AAF631) 鄧偉成 | AAF631 | Rep | 2010-02-19 | |||
| 70 | Tani, Kenichiro 谷健一郎 | ANZ614 | Rep | 2006-09-20 | 2009-09-19 | ||
| 71 | Teraguchi, Tomoyuki | AKX077 | RO | 2005-02-02 | 2009-04-10 | ||
| 72 | Tong, Yuk Sun 唐玉臣 | AAB845 | Rep | 2008-12-10 | |||
| 73 | Watanabe, Kunio | ANI941 | RO | 2006-06-29 | 2009-04-20 | ||
| 74 | Winspear, Richard Dean | M | ANE084 | Rep | 2007-08-13 | 2010-02-19 | |
| 75 | Wong, Andy Nam Fu 黃南富 | ADB026 | Rep | 2009-05-14 | |||
| 76 | Wong, Kylie Ka Lai 黃嘉麗 | AQC859 | Rep | 2007-12-06 | 2009-11-20 | ||
| 77 | Wong, Michael Chung Lim 黃仲廉 | M | ACA379 | Rep | 2010-02-19 | ||
| 78 | Wong, Ming Lai (SFC:AMH300) 王銘麗 | AMH300 | Rep | 2007-09-03 | 2008-11-01 | ||
| 79 | Wong, William Koon Wei 黃觀威 | M | AOR555 | Rep | 2007-03-08 | 2008-12-10 | |
| 80 | Woo, Michael Hong Da 胡宏達 | M | AAF637 | Rep | 2010-02-19 | ||
| 81 | Yeung, Yuk Wah 楊毓華 | AKP792 | Rep | 2004-05-22 | 2010-02-19 | ||
| 82 | Yin, Raymond Lung 殷龍 | M | AAE887 | Rep | 2006-12-01 | 2008-11-01 |
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