CLSA FUTURES LIMITED 里昂期貨有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2008 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Alexander, Michael Lewis |
|
M |
AGR372 |
Rep |
2005-08-04 |
2010-07-19 |
| 2 |
Bird, John David (SFC:AKY461) |
|
M |
AKY461 |
RO |
2005-02-01 |
2015-03-28 |
| 3 |
Chak, Alan Kwok Fai 翟國輝 |
|
M |
AAY091 |
Rep |
2008-06-02 |
2010-11-23 |
| 4 |
Chanthongkaew, Sorach |
|
|
AQX938 |
Rep |
2008-04-29 |
2016-02-15 |
| 5 |
Chen, Alan Bing |
|
M |
AEH768 |
Rep |
|
2009-09-10 |
| 6 |
Fisher, Kirstie Jane |
|
F |
ANY183 |
Rep |
2006-09-18 |
2010-05-03 |
| 7 |
Gan, Tanya Li Phing |
|
F |
AOP016 |
Rep |
2008-02-26 |
2015-09-04 |
| 8 |
Howie, Fraser John Thomas (SFC:ADW025) |
|
M |
ADW025 |
Rep |
2003-08-08 |
2012-11-01 |
| 9 |
Kim, Eugene Hwang |
|
M |
ANR849 |
Rep |
2006-07-25 |
2008-11-28 |
| 10 |
Lam, Don Ting 林挺 |
|
|
ABN490 |
Rep |
|
2014-07-10 |
| 11 |
Lane, Graeme John |
43 |
M |
AOG216 |
RO |
2007-08-14 |
2008-11-20 |
| 12 |
Law, Lucia Yuk Ha 羅玉霞 |
|
F |
AAD560 |
Rep |
|
2016-02-15 |
| 13 |
Mak, Cassandra Frances Wai Kwun 麥慧君 |
|
F |
AMN771 |
Rep |
2008-04-23 |
2008-08-20 |
| 14 |
Martin, Todd Stuart |
|
M |
ABT540 |
Rep |
2006-07-08 |
2008-11-13 |
| 15 |
McNamara, Mary Elizabeth |
|
F |
ACS807 |
Rep |
2003-12-29 |
2010-05-14 |
| 16 |
Morrison, Robert William Bentley |
47 |
M |
AGQ547 |
RO |
|
2009-06-30 |
| 17 |
Nguyen, Nguyen Thanh |
|
M |
AOO555 |
Rep |
2007-11-20 |
2009-03-05 |
| 18 |
Ong, Polly So Po 王素寶 |
|
F |
ABH437 |
Rep |
|
2016-02-15 |
| 19 |
Ruber, Matthew Albert |
|
M |
ACT589 |
Rep |
|
2008-09-26 |
| 20 |
Skinner, Donald William Lennox |
46 |
M |
AAI493 |
RO |
|
2012-07-05 |
| 21 |
Tang, Calvin Kam Ming 鄧鑑明 |
|
M |
ANB555 |
Rep |
2006-02-20 |
2008-11-20 |
| 22 |
Yeoh, Jonathan Sheung Chern |
|
M |
ANB177 |
Rep |
2006-05-22 |
2008-11-24 |
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