FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2008 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chak, Kam Piu 翟錦標 |
|
|
ABI227 |
Rep |
|
2014-08-01 |
| 2 |
Chan, Bernard Hon Wai 陳漢偉 |
|
M |
AAE407 |
Rep |
|
|
| 3 |
Chan, Pang 陳鵬 |
|
|
ABS421 |
Rep |
2005-12-20 |
|
| 4 |
Chan, Simon Chi Ming 陳志明 |
|
M |
AEJ403 |
Rep |
2004-11-01 |
2011-03-31 |
| 5 |
Chan, Wang Fai (SFC:AFI965) 陳宏輝 |
34 |
M |
AFI965 |
RO |
2004-09-03 |
2009-05-29 |
| 6 |
Chan, Yuen Yee (SFC:AEM854) 陳婉兒 |
|
|
AEM854 |
Rep |
2003-05-26 |
2020-10-29 |
| 7 |
Che, Hongyu 車宏宇 |
|
|
APS903 |
Rep |
2007-10-05 |
|
| 8 |
Chen, Chao (SFC:AQD781) 陳超 |
|
|
AQD781 |
Rep |
2007-12-17 |
2008-08-14 |
| 9 |
Chen, Peili 陳培莉 |
|
|
AMG931 |
Rep |
2005-07-26 |
|
| 10 |
Cheng, Lit Fai 鄭烈輝 |
|
|
ACK224 |
Rep |
|
2011-06-10 |
| 11 |
Cheung, Chik Fai 張藉輝 |
|
|
AAB513 |
Rep |
|
2022-06-24 |
| 12 |
Ching, Ah Chye (SFC:AAG308) 莊益才 |
|
|
AAG308 |
RO |
|
2019-05-08 |
| 13 |
Chung, Chi Ming (SFC:AAY647) 鍾志明 |
|
|
AAY647 |
Rep |
2007-10-31 |
2016-06-17 |
| 14 |
Fang, Ming (SFC:AFP131) 方明 |
|
|
AFP131 |
Rep |
|
2008-06-16 |
| 15 |
Fok, Benny Chi Hung 霍智鴻 |
|
M |
ACA636 |
Rep |
2004-05-19 |
2021-04-28 |
| 16 |
Fung, Kwan Hay 馮錕禧 |
|
|
ADS316 |
Rep |
|
2013-07-17 |
| 17 |
Gao, Mei (SFC:AFS775) 高梅 |
|
|
AFS775 |
Rep |
|
2009-11-13 |
| 18 |
Ho, Chip Hang 何接恆 |
|
|
ABH036 |
Rep |
|
|
| 19 |
Jiang, Xiaotian 姜晓天 |
|
|
ANG607 |
Rep |
2006-05-18 |
2016-07-18 |
| 20 |
Jin, Hui (SFC:AJZ230) 金暉 |
|
|
AJZ230 |
Rep |
2006-07-04 |
|
| 21 |
Lam, Ka Hang (SFC:APL883) 林嘉恒 |
|
|
APL883 |
Rep |
2007-09-25 |
2010-10-11 |
| 22 |
Lam, Paul Chi Yung 林智勇 |
|
M |
AFT913 |
Rep |
|
2014-07-18 |
| 23 |
Lau, Chi Keung (SFC:AJZ235) 劉志強 |
|
|
AJZ235 |
Rep |
2005-10-26 |
|
| 24 |
Lee, Tai Tong 李棣棠 |
|
|
ADZ578 |
Rep |
|
2011-02-06 |
| 25 |
Leung, Chi Shun 梁志信 |
|
|
AOY469 |
Rep |
2007-09-10 |
|
| 26 |
Leung, Stanley Chi Yuen 梁志源 |
|
M |
AAE324 |
Rep |
2003-05-26 |
|
| 27 |
Leung, Wai Yip (SFC:AAE338) 梁偉業 |
|
|
AAE338 |
Rep |
|
2022-07-29 |
| 28 |
Li, Jun (SFC:AMU443) 李俊 |
|
|
AMU443 |
Rep |
2006-02-27 |
2009-11-30 |
| 29 |
Li, Kwok Hung (SFC:AAB213) 李國雄 |
|
|
AAB213 |
RO |
|
2010-06-30 |
| 30 |
Li, Mingjiang (SFC:ANG396) 李明江 |
|
|
ANG396 |
Rep |
2006-05-11 |
2010-06-30 |
| 31 |
Li, Yue (SFC:AQG737) 李岳 |
|
|
AQG737 |
Rep |
2008-02-18 |
2009-01-31 |
| 32 |
Liu, Xinhong (SFC:AQJ507) 劉新紅 |
|
|
AQJ507 |
Rep |
2008-03-11 |
|
| 33 |
Lo, Sammy Kwok Loong 羅國龍 |
44 |
M |
AAH920 |
Rep |
2003-04-26 |
2009-11-13 |
| 34 |
Man, Kon Sum 文幹森 |
|
|
AFI890 |
Rep |
2006-06-28 |
2010-01-01 |
| 35 |
Mao, Li (SFC:AQG730) 毛力 |
|
|
AQG730 |
Rep |
2008-02-18 |
2009-12-15 |
| 36 |
Pan, Wen (SFC:AQJ818) 潘雯 |
|
|
AQJ818 |
Rep |
2008-03-12 |
2023-10-13 |
| 37 |
Qiu, Hong (SFC:AGH952) 邱紅 |
|
|
AGH952 |
RO |
2006-09-08 |
|
| 38 |
Shen, Songling 沈松齡 |
|
|
AQS585 |
Rep |
2008-05-20 |
|
| 39 |
Wang, Baocheng (SFC:AJZ269) 王宝成 |
|
|
AJZ269 |
Rep |
2007-08-13 |
2019-03-31 |
| 40 |
Wang, Jian (SFC:ALK743) 王健 |
|
|
ALK743 |
Rep |
2008-05-20 |
|
| 41 |
Wen, Xiaolin 温晓林 |
|
|
AQU517 |
Rep |
2008-05-14 |
2014-12-22 |
| 42 |
Wong, Chi Ling (SFC:ACG593) 黃志凌 |
|
|
ACG593 |
Rep |
2003-05-26 |
2009-05-08 |
| 43 |
Wong, Kee Fung 黃淦浩 |
|
|
AQV817 |
Rep |
2008-04-16 |
2020-04-30 |
| 44 |
Wong, Peggy Bik Chi 王碧枝 |
|
F |
AQC725 |
Rep |
2007-12-03 |
2010-09-05 |
| 45 |
Xu, Feina 許斐娜 |
|
|
AQG753 |
Rep |
2008-03-03 |
2015-11-08 |
| 46 |
Yang, Shufen 楊淑芬 |
|
|
AQC277 |
Rep |
2008-01-18 |
2010-03-31 |
| 47 |
Yeung, Rankine Wai Kin 楊偉堅 |
47 |
M |
ACC364 |
RO |
|
|
| 48 |
Yip, Chi Ho (SFC:APC509) 葉志豪 |
|
|
APC509 |
Rep |
2007-07-26 |
2010-10-11 |
| 49 |
Yip, Sheung Chi (SFC:AEI328) 葉尚志 |
|
|
AEI328 |
Rep |
|
2012-01-09 |
| 50 |
Yuen, Kin Wai (SFC:AEA365) 袁健偉 |
|
|
AEA365 |
Rep |
|
2008-07-31 |
| 51 |
Yung, Ki Fai 翁奇輝 |
|
|
AFY548 |
Rep |
2003-05-26 |
2012-06-04 |
| 52 |
Zeng, Xiaowen 曾小文 |
|
|
APF830 |
Rep |
2007-07-10 |
2021-08-31 |
| 53 |
Zhang, Aidi 張愛娣 |
|
|
ANK409 |
Rep |
2007-03-15 |
2010-05-03 |
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