GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
SFC ID Role From Until
1 Agne, Mark Edward (SFC:ANP670) M ANP670 RO 2006-09-26 2016-05-21
2 Bae, Christopher Thomas 32 M AQI792 Rep 2008-01-24 2009-04-29
3 Ben-Shachar, Sa-Ar David M AQI397 Rep 2008-01-22 2016-10-10
4 Chan, Beonna Mei Chun 陳美珍 AAF948 Rep 2011-10-11
5 Chan, Pui Ping 陳沛萍 ACW670 Rep 2016-10-10
6 Chau, Chun 周聰 ACS103 Rep 2016-10-10
7 Cheeseman, Robert Ross M ANY227 Rep 2006-09-19 2012-03-16
8 Chen, Charles Yuan Liang 陳仁樑 M AEZ084 Rep 2008-05-02
9 Chen, Henry Lin 陳林正 38 M AFG008 RO 2007-07-04 2008-08-23
10 Freshwater, Timothy George 范華達 64 M ADV670 RO 2011-08-26
11 Ip, Wai Lam 葉偉林 ANP650 Rep 2008-04-30 2010-06-26
12 Joly, Jean Denis AMN692 Rep 2005-10-03 2012-02-06
13 Kemp, Michael Kenneth M AMR616 Rep 2005-11-07 2008-12-11
14 Kengeter, Carsten Norbert (SFC:ANM959) ANM959 RO 2007-02-23 2008-09-22
15 Kim, David Doopyo M APR027 Rep 2007-09-19 2012-04-26
16 Kong, Luhua 孔露華 AOL209 Rep 2007-09-12 2011-10-19
17 Koto, Hisanori 古東久典 ANS125 Rep 2006-08-04 2012-02-17
18 Kuo, Cheung 郭強 ACZ555 RO 2007-07-10 2011-02-01
19 Lam, Milton Chi Siu 林子紹 AGW054 Rep 2004-05-14 2009-01-17
20 Lau, Jason Wing Yiu 劉永耀 M APU510 Rep 2007-10-10 2008-08-16
21 Lau, Lambert Ming Yeung 劉名揚 29 M AGP157 Rep 2015-10-19
22 Lau, Vincent Ying Kwong 劉迎光 M AAA905 Rep 2008-12-30
23 Lee, Cheril Chung Chi 李頌慈 AEF121 Rep 2005-10-13 2008-11-07
24 Leven, Hans Johan M AGR742 RO 2007-12-14 2009-07-01
25 Lin, Danny Chi Long 林志朗 ADD804 Rep 2007-05-21 2008-12-11
26 Lu, Peili 陸培麗 AOO566 Rep 2007-02-16 2011-03-26
27 Machin, Mark Gordon Adam M ACT421 RO 2006-09-11 2011-08-26
28 McTamaney, Robert Anthony III M AON377 RO 2007-10-29 2011-07-01
29 Mithran, Girish AFU262 Rep 2003-11-07 2012-03-21
30 Moser, Ronald J Jr M AOU908 Rep 2008-02-15 2016-06-01
31 Ng, Soon Wei 伍順輝 AEN030 Rep 2006-07-27 2009-01-22
32 Okabe, Toru AGG883 Rep 2012-07-28
33 Piplani, Dhruv AOX012 Rep 2007-05-11 2009-05-27
34 Reilly, Eugene T M ANH725 RO 2007-03-13 2009-12-21
35 Ryan, David Michael (SFC:ADX838) M ADX838 RO 2006-09-29 2008-06-01
36 Sago, Katsunori ANR813 Rep 2006-07-24 2008-09-30
37 Schrantz, Alexander (SFC:AFF166) M AFF166 RO 2006-09-11 2011-03-19
38 Seto, Elvis Kong Yiu 司徒光耀 M AML314 Rep 2005-10-25 2016-05-06
39 Shu, Karman Hoi Ming 舒凱明 AQB106 Rep 2007-11-29 2016-03-02
40 Sze, Rick Wai Pang 施維鵬 AGK899 Rep 2004-07-05 2011-05-04
41 Tom, Edward 譚子平 M ANF158 Rep 2007-03-30 2014-06-19
42 Wan, Yu Tsung 尹宇冲 ANQ569 Rep 2006-07-11 2016-10-10
43 Wang, Jian (SFC:APB793) 王堅 APB793 Rep 2007-06-11 2011-07-23
44 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 ADU464 Rep 2016-06-29
45 Zhang, You (SFC:AMF141) 章友 AMF141 Rep 2005-08-09 2015-01-29

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