DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
SFC ID Role From Until
1 Abbas, Asad (SFC:AIP440) AIP440 Rep 2003-04-09 2009-10-22
2 Aldworth, James Garton M APN875 Rep 2007-08-30 2016-06-20
3 Andrianov, Mykola AOP235 Rep 2007-02-23 2012-09-06
4 Ang, Bee Leng AGE134 Rep 2008-06-05
5 Askar, Kamel ANE702 Rep 2006-03-15 2011-01-27
6 Bacher, Ryan Rudolf M AJI294 Rep 2003-12-18 2009-06-23
7 Bae, Joon ALN903 Rep 2007-11-29 2009-01-01
8 Baker, Maureen Lee F AOT370 Rep 2007-04-02 2010-03-20
9 Bean, James Mark M AMP165 Rep 2005-10-18 2014-06-12
10 Beattie, Russell William M ALI346 RO 2007-09-14 2010-04-30
11 Bennett, Charles Andrew Coghlan M AMY969 Rep 2007-07-24 2013-08-28
12 Bhasin, Sanjiv APH937 Rep 2007-07-30 2009-01-01
13 Boukhadem, Jamel AOV146 Rep 2007-04-20 2010-11-12
14 Brixen, Scott Bradley M ADZ914 Rep 2007-11-09 2014-01-30
15 Cai, Daisy Wei 蔡薇 F AQS045 Rep 2008-03-19 2008-12-05
16 Carthy, Robin Ian M ANQ134 Rep 2006-07-03 2008-12-05
17 Chainani, Roshan Kumar M APC773 Rep 2007-06-27 2008-10-01
18 Chan, Chieh-Mi (SFC:ALU162) ALU162 RO 2005-11-22 2009-04-23
19 Chan, Danny Yuet Hang 陳悅恆 AJJ615 Rep 2004-01-15 2011-05-14
20 Chan, Dominic Koon Shing 陳冠成 M AKY943 Rep 2007-03-22 2008-05-16
21 Chan, Edmund Wing Hong 陳永康 M AEX593 Rep 2003-09-11 2011-06-30
22 Chan, Fabian Cheuk Hin 陳卓鶱 M AQG810 Rep 2008-01-10 2014-07-05
23 Chan, Ron Chi Ho 陳志豪 ADR493 Rep 2007-03-29 2010-08-04
24 Chan, Spencer Kwok Wai 陳國偉 M AEF253 Rep 2006-04-03 2013-08-07
25 Chan, Wai Ling (SFC:ABS687) 陳慧玲 ABS687 Rep 2003-05-05 2008-05-03
26 Chandak, Dhiraj ANB378 Rep 2006-02-20 2019-09-03
27 Chandler, Benjamin Victor Michael M AEO780 Rep 2003-08-18 2011-03-30
28 Chang, Michael Cheun Chun 鄭翔浚 M AOH904 Rep 2006-12-20 2012-01-10
29 Chang, Michael Yio-How 張祐豪 M AGN920 Rep 2006-07-10 2011-06-24
30 Chang, Peter Yung Kang 張永康 M AGU143 Rep 2004-07-13 2008-09-11
31 Cheah, Kwong-Weng AOL107 Rep 2007-01-18 2008-06-06
32 Chen, Walter Ka Yip 陳嘉業 M AQW933 Rep 2008-04-21 2009-02-06
33 Chen, Ziyu (SFC:AQM097) 陳子妤 AQM097 Rep 2008-02-06 2008-12-04
34 Cheung, Ka Che 張家熾 AFX502 Rep 2005-07-27 2009-06-24
35 Cheung, Kar Man (SFC:AIN882) 張嘉文 AIN882 Rep 2005-08-15 2008-05-24
36 Cheung, Tommy (SFC:ANK150) 張華 ANK150 Rep 2008-01-24 2009-10-14
37 Cheung, Winnie Wing Kei 張詠琪 F AEM607 Rep 2005-02-17 2008-12-05
38 Chin, Kong Yew ADS225 Rep 2007-04-03 2008-12-05
39 Cho, Soo Hyun APS483 Rep 2007-10-03 2009-12-31
40 Choi, Franky Ming Chit 蔡明哲 APY708 Rep 2007-11-01 2012-01-06
41 Choi, Jae Won (SFC:AOD815) 崔宰源 AOD815 Rep 2006-11-13 2008-10-01
42 Choi, Thomson Yik Hin 蔡亦軒 AQE831 Rep 2008-01-03 2010-08-19
43 Chow, Anson Tsun Ho 周進浩 AQG809 Rep 2008-01-10 2013-02-01
44 Chow, Jimmy Ka Ching 周家正 M ADZ442 Rep 2006-08-16 2017-08-31
45 Chow, Thomas 周少民 M AFM847 Rep 2006-04-24 2008-08-30
46 Chu, Patrick Pak Ning 朱柏寧 M AEN687 Rep 2005-05-09 2010-04-24
47 Chu, Peter Pa-en 曲培恩 M ALW236 Rep 2006-03-31 2010-07-29
48 Chue, Chee Tang AFC278 Rep 2009-01-01
49 Chun, Chyi-Hung 詹琦宏 ANM139 Rep 2006-06-01 2009-05-19
50 Chun, Julian Howe 陳嘉豪 M AOB660 Rep 2006-10-20 2010-02-10
51 Chung, Jeffrey Jin Wook M AEA620 Rep 2014-04-10
52 Chung, Ji Young AGV338 Rep 2011-10-07
53 Clapham, Thomas Antony M AOC719 Rep 2006-10-27 2012-06-13
54 Cleary, Matthew Dolan M AEI011 Rep 2007-12-28 2008-06-30
55 Corry, Nicolas Daniel M AKP276 Rep 2006-03-07 2008-09-01
56 Cortes Cossio, Max Alberto M AOE632 Rep 2006-11-20 2008-12-05
57 Creedon, Katherine Claire F AQI626 Rep 2008-01-22 2020-11-16
58 Cubells, Simon James M AJD624 Rep 2003-09-02 2008-12-05
59 Currey, Stuart Dalyn M AQU056 Rep 2008-04-02 2009-04-22
60 Dattas, Bertrand Pierre Fernand M ANT751 Rep 2006-08-10 2011-08-23
61 Daube, Patrick M ALQ179 Rep 2005-04-14 2010-07-13
62 Davies, Owen Rhys (SFC:AOQ936) M AOQ936 Rep 2007-03-12 2008-12-05
63 Davis, Mark James (SFC:AQC318) M AQC318 Rep 2007-11-30 2009-10-09
64 Deng, Rong (SFC:AND181) 鄧嶸 AND181 Rep 2006-03-01 2008-06-24
65 Denk, Christian M AON021 Rep 2007-02-26 2010-02-10
66 Depaepe, Alexis Rene Christian M APF813 Rep 2007-07-10 2008-12-18
67 Desai, Rahul Dhansukhbhai APZ220 Rep 2007-11-13 2009-01-09
68 Doering, Michael Roger M ANQ240 Rep 2006-07-10 2014-01-03
69 Donley, Charles John M AMK250 Rep 2007-10-12 2010-01-01
70 Donnelly, James Francis (SFC:APL240) M APL240 Rep 2007-08-21 2009-09-08
71 Doshi, Nishi Jyotindra AON592 Rep 2008-01-17 2008-12-05
72 Du, Josh Sheng 杜晟 AQO386 Rep 2008-02-26 2009-07-25
73 Edelist, Andrew Wayne M ALS661 Rep 2005-02-24 2008-07-11
74 Egenolf, Anja AOU636 Rep 2007-04-23 2009-04-01
75 El Hicheri, Fayez ANH083 Rep 2007-08-23 2009-05-12
76 Fan, Mingxi 范明曦 AJC179 Rep 2003-07-29 2008-07-12
77 Fay, David James (SFC:AQU057) M AQU057 Rep 2008-04-02 2008-08-05
78 Feng, Chen (SFC:AQX965) 馮晨 AQX965 Rep 2008-04-28 2009-01-14
79 Freeman, Daniel Marc M AGD976 Rep 2007-08-21 2008-07-17
80 Fung, Peter Yuk Kuen 馮旭乾 M AIU326 Rep 2003-06-02 2010-06-07
81 Gavegan, Shane Michael M APP368 Rep 2007-09-12 2008-12-05
82 Goco, Allan Gilbert Lim M AEE308 Rep 2003-04-16 2008-12-01
83 Ha, Ron Hiu Lam 夏曉嵐 APA395 Rep 2007-06-04 2008-12-05
84 Hague, Claire Elizabeth Logan F ALF606 Rep 2004-09-13 2008-12-17
85 Han, Chia Lei 韓嘉蕾 ADS722 Rep 2006-05-08 2008-06-23
86 Harte, Nolan Thomas M AQN142 Rep 2008-02-19 2008-12-04
87 Heng, Kia Mui 王加媚 AJB996 Rep 2003-07-31 2008-06-02
88 Hesse, Nicolas Jean Georges M AOD300 Rep 2006-11-07 2013-01-17
89 Hil, Jeffery Chi Yung 許志勇 M AAJ464 RO 2011-10-18
90 Ho, Chak Kie 何澤基 AEC938 Rep 2017-07-21
91 Ho, Gideon Siu Man 何紹民 AOR642 Rep 2007-11-23 2008-12-05
92 Ho, Karen Kar Wing 何嘉詠 F AQE832 Rep 2007-12-24 2013-03-07
93 Hogan, Robert Wilkes M APZ223 Rep 2008-01-10 2015-12-01
94 Hoong, Yik Luen 洪逸倫 ADY095 Rep 2003-05-29 2009-01-01
95 Hosie, Neil Cameron M AHQ348 Rep 2004-07-02 2009-03-26
96 Huynh, Louis M AOQ937 Rep 2007-03-12 2012-09-05
97 Iannone, Angelo Gerald M AQE834 Rep 2008-01-14 2009-02-28
98 Ip, Yau Lung 葉游龍 AKI626 Rep 2007-08-20 2011-02-09
99 Jacobsen, Russell James M AOG291 Rep 2006-12-04 2008-08-01
100 Janjusevic, Miodrag ALZ310 Rep 2008-04-23 2009-02-05
101 Jeffery, Joanne Tarryn F AOY022 Rep 2007-05-18 2008-05-30
102 Jhalaria, Saurabh AOA899 Rep 2006-10-11 2009-07-01
103 Kamei, Takeya APR736 Rep 2007-09-28 2013-12-02
104 Kapoor, Chetan (SFC:AQO316) AQO316 Rep 2008-02-26 2017-12-06
105 Kaufmann, Kai AQQ336 Rep 2008-03-10 2019-08-12
106 Keenan, Russell Dennis M AOX305 Rep 2007-05-15 2017-06-09
107 Kelly, Peter Edward M ANT290 Rep 2006-08-01 2009-06-01
108 Khanna, Punit ACE500 Rep 2008-12-12
109 King, Hubert Duncan 金汶椿 M AES843 Rep 2015-06-08
110 Koerber, Matthias M APZ541 Rep 2007-11-13 2010-01-08
111 Kong, Rita Yan Yee 江欣兒 AES247 Rep 2011-03-05
112 Kuo, Chiung-Hsien 郭炯顯 APJ332 Rep 2007-08-08 2010-05-01
113 Kwan, Roy Chun Wai 關振緯 32 M AOT954 Rep 2007-04-03 2018-02-06
114 Kwok, Daisy Dik Sze 郭迪思 F ALJ957 Rep 2004-11-02 2010-11-16
115 Kwok, Ronald King Wong M AQQ334 Rep 2008-03-10 2008-12-06
116 Lai, David Yuk Fai 賴玉輝 M ACU419 Rep 2004-07-02 2017-02-07
117 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2007-05-25 2018-06-21
118 Lau, Adam Yue Che 劉宇池 M AGF159 Rep 2007-04-02 2014-08-09
119 Lau, Janice Wai Man 劉維敏 F AOL108 Rep 2007-01-17 2014-06-24
120 Lau, Stephen Ying Tung 劉穎東 M ANM143 Rep 2006-06-01 2021-05-28
121 Lee, Amanda Pui Shan 李珮珊 F AOA890 Rep 2006-10-16 2009-06-23
122 Lee, Cora Oi Yan 李凱恩 AIZ372 Rep 2007-06-14 2009-03-28
123 Lee, Derek Ho Yin 李浩然 M AOR573 Rep 2007-03-12 2011-03-25
124 Lee, John (SFC:APW367) M APW367 Rep 2007-10-24 2011-10-19
125 Lee, Min Hee (SFC:ANE094) 李敏禧 ANE094 Rep 2008-04-28 2008-11-05
126 Lee, Seokho 李碩鎬 AQC421 Rep 2007-12-04 2008-09-23
127 Lee, Youn Wen AHA183 Rep 2018-11-11
128 Leonard, Neil Angus James M ANB385 Rep 2006-02-20 2012-09-05
129 Lepsoe, Robert Christopher 洛泰思 M AFJ245 Rep 2007-09-19 2008-12-13
130 Leung, Connie Wai Yi 梁慧儀 F ALO053 Rep 2005-04-11 2008-12-16
131 Leung, Jason Chak Hay 梁澤熹 M AQJ874 Rep 2008-01-29 2010-07-29
132 Li, Alan Cheuk Lun 李卓倫 M AOC884 Rep 2006-11-01 2017-02-07
133 Li, Lambda Wai Lim 李慧濂 ACZ968 Rep 2007-04-27 2010-04-14
134 Li, Linus Lin Fung 李連豐 AOV147 Rep 2007-04-20 2008-08-26
135 Li, Nelson Siu Sing 李紹成 M AAI318 Rep 2009-06-13
136 Lin, Yi Han AQO279 Rep 2008-02-25 2009-06-11
137 Littke, Vincent Steven M AQL532 Rep 2008-02-05 2008-12-05
138 Liu, Kenneth Sukai 劉蘇愷 M AQN178 Rep 2008-02-19 2008-12-05
139 Lo, Ricky Chi Wa 羅志華 M ACC653 Rep 2010-03-11
140 Lo, Shih-Hung 羅仕泓 ALR980 Rep 2005-02-03 2010-04-24
141 Lu, Hue Thi ADT188 Rep 2007-08-03 2012-06-13
142 Lui, Gregory Sieu Weng M AHA185 Rep 2009-03-12
143 Lui, Thomas Ting Ching 雷廷禎 M AJL908 Rep 2007-01-25 2008-12-05
144 Ma, Adrian Hin Chun 馬顯俊 23 M AOT355 Rep 2007-06-14 2009-04-15
145 Ma, Sin Chi 馬善智 34 M AFQ486 Rep 2004-08-09 2010-04-20
146 MacCarthy, Denis (SFC:AGK114) AGK114 RO 2004-01-08 2009-12-11
147 Macdonald, Matthew Douglas M ALK219 Rep 2006-07-24 2009-08-11
148 Maloney, Mark Robert M APR781 Rep 2007-10-02 2013-08-31
149 McGee, Alan Craig M AMJ457 Rep 2007-08-17 2008-12-05
150 McKechnie, David Jonathan Daniel M AQR013 Rep 2008-03-13 2009-09-07
151 Meenan, James Nahor M ALI062 Rep 2004-10-11 2010-04-30
152 Mendes, Carlos Juan D'Oliveira M AKY104 Rep 2006-11-21 2009-07-14
153 Menser, Brooke Josephine APP371 Rep 2007-09-12 2008-12-05
154 Mignon, Hartly AQH432 Rep 2008-01-17 2011-04-20
155 Miller, Daniel Owen 但米勒 M ACU447 RO 2009-02-28
156 Min, Jung Sun 閔正善 ANZ634 Rep 2006-09-20 2008-12-11
157 Mizoguchi, Hironori AHL612 Rep 2004-04-13 2008-12-05
158 Mouilhade, Claire Beatrice Claude F ANQ817 Rep 2006-07-14 2012-09-25
159 Naheta, Akshay Sudhir (SFC:ANM127) ANM127 Rep 2006-06-01 2009-08-01
160 Naidoo, Marlin ANU183 Rep 2006-08-14 2012-08-01
161 Narain, Ravi AAG780 Rep 2010-03-24
162 Ng, Jeffrey Kut Yin 吳吉然 M ANE006 Rep 2006-03-09 2009-04-15
163 Ng, Lok Yan (SFC:AOG290) 伍樂仁 AOG290 Rep 2006-11-30 2010-03-03
164 Nguyen, Hoang-Nam Phan AGN600 Rep 2007-03-12 2008-08-09
165 Oberhansberg, Utz Richard M AMQ369 Rep 2005-10-31 2009-04-15
166 Ong, Derek (SFC:AME256) M AME256 Rep 2005-06-22 2011-08-23
167 Ow, Shin Yeuan 歐欣遠 AMR665 Rep 2007-07-31 2011-05-14
168 Oyson, Michaelangelo De Los Reyes AJA485 Rep 2003-10-24 2010-11-11
169 Pagan, Christopher M AML685 Rep 2005-09-15 2008-09-01
170 Pai, Kuang-hui 白光暉 AQS602 Rep 2008-03-28 2008-10-24
171 Park, Dojoon AQS874 Rep 2008-03-28 2009-02-18
172 Pemberton, Christian Matthew M AMS716 Rep 2005-11-29 2009-07-24
173 Perry, Matthew John (SFC:ALS348) M ALS348 Rep 2005-02-16 2009-04-28
174 Pirestani, Kayvon Andrew M AMB757 Rep 2005-06-08 2012-10-11
175 Poon, Philip Chung Hein (SFC:AIC797) 潘頌軒 M AIC797 Rep 2004-07-13 2011-02-26
176 Prescott, Lewis Edward M AOQ772 Rep 2007-03-01 2009-04-21
177 Pritchard, Callum Gary M AOD054 Rep 2007-06-05 2008-12-05
178 Qian, Rachel 錢芳 F AQM276 Rep 2008-02-06 2009-08-25
179 Rageau, Patrice Frederic M AMK424 Rep 2005-09-02 2009-04-21
180 Reeves, Andrew James M AJK532 Rep 2004-01-26 2014-02-27
181 Roos, Murray Daniel Remarque 33 M AOX773 Rep 2007-05-16 2009-08-17
182 Roy, Karine AMJ983 Rep 2008-01-25 2009-04-04
183 Ruffy, Francis Nicolo Punzalan M AQM397 Rep 2008-02-11 2010-12-17
184 Saigal, Gaurav M APQ799 Rep 2007-09-25 2018-05-11
185 Sanchez, Marlon Mikhail M ADJ822 Rep 2006-06-26 2011-01-04
186 Sankovic, Diana Elizabeth F ANU222 Rep 2006-08-15 2008-12-05
187 Sargeant, Luke Matthew M AOE635 Rep 2006-11-20 2009-05-27
188 Shah, Mona F APJ125 Rep 2007-08-03 2008-05-22
189 Shi, Jinjun (SFC:AOD609) 施進軍 AOD609 Rep 2006-11-08 2008-06-19
190 Silver, Nicholas Eugene M AOU413 Rep 2007-04-10 2014-04-11
191 Sinnathuray, Chandra Raj (SFC:AKW695) AKW695 Rep 2007-06-12 2009-11-23
192 Suen, Ming Chit 孫明哲 ADC059 Rep 2004-03-30 2010-08-14
193 Suharto, Budi 林士偉 AQX963 Rep 2008-04-28 2009-01-01
194 Sun, Cheuk Wa 孫卓華 AFM321 Rep 2005-07-06 2012-09-05
195 Tan, Choon Wah 陳俊華 ALC214 Rep 2007-06-06 2008-12-05
196 Tao, Nina Chih-Yu 陶芝宇 ANI909 Rep 2006-05-08 2008-07-14
197 Tay, Mei Yuen AHC197 Rep 2007-10-15 2011-09-22
198 Thio, George Patrick M APD705 Rep 2007-07-11 2008-07-30
199 Thomas, Dean (SFC:ACN472) M ACN472 Rep 2007-02-09 2019-08-13
200 Tong, Yiu Nin 唐耀年 ANZ531 Rep 2007-07-26 2008-06-28
201 Tsai, Jack Du 蔡篤傑 M AHR672 Rep 2006-05-29 2009-07-22
202 Tsang, Ka Li 曾嘉莉 AIB690 Rep 2004-08-09 2012-01-10
203 Tsang, Yee Mai 曾綺薇 ABN099 Rep 2010-03-11
204 Tsui, Stephen Fook Hong 徐福康 M AMF768 Rep 2005-07-18 2012-09-05
205 Waddell, Andrew Graham M AMK232 Rep 2007-08-23 2013-04-20
206 Wakem, Joanna F AOU550 Rep 2007-04-18 2008-09-17
207 Wan, Johnson 雲浚淳 29 M AQN189 Rep 2008-02-19 2008-09-19
208 Wang, Eson APB798 Rep 2007-06-14 2015-07-20
209 Wang, Haixiao (SFC:AQM271) 王海嘯 AQM271 Rep 2008-02-06 2014-03-05
210 Wang, Szu-Chia 王思嘉 AOO837 Rep 2007-02-21 2008-09-11
211 Wang, Yiding (1983) 王軼丁 25 M AOD298 Rep 2006-11-07 2008-05-26
212 Welch, Thomas Andrew M ALD194 Rep 2007-08-15 2009-08-17
213 White, Christopher James (SFC:ACS947) M ACS947 Rep 2004-07-19 2014-11-18
214 Wong, Frankie Ka Ku 王加駒 AGN692 Rep 2007-05-17 2008-12-05
215 Wong, Ingrid Yun Kit 黃欣潔 AGH928 Rep 2005-06-24 2009-04-01
216 Wong, Lai Man (SFC:AFC401) 王麗雯 AFC401 Rep 2007-06-05 2015-06-01
217 Wong, May Wai Mei 王瑋湄 F AQN693 Rep 2008-02-20 2009-06-04
218 Wong, Timothy Tin Wai 黃天維 M AFS526 Rep 2004-04-15 2008-09-18
219 Wong, Tsz Kin (SFC:ALA499) 王子健 ALA499 Rep 2004-12-16 2013-02-01
220 Wong, Wah Lam 黃華林 AAV422 Rep 2007-10-03 2008-07-18
221 Woo, Janet Fong Fong 胡渢渢 F AEM866 Rep 2019-07-08
222 Wood, Graham Douglas (SFC:AKT391) M AKT391 Rep 2004-06-07 2011-06-07
223 Wu, Henry Gang 吳剛 M AHC322 Rep 2007-08-13 2009-10-14
224 Wu, Patrick Kai Hon 胡啟顥 M ANP393 Rep 2007-06-21 2008-08-26
225 Wu, Stephanie Yo-hua 吳宥樺 F ALZ631 Rep 2007-03-19 2009-12-07
226 Yang, Lanfu 楊蘭伏 AOT371 Rep 2008-01-21 2008-08-30
227 Yeow, Allen Yi-Pin ANR854 Rep 2007-07-03 2008-12-05
228 Yin, Zixin (SFC:APO401) 陰子昕 APO401 Rep 2007-09-05 2008-06-19
229 Yip, Ying Kei 葉穎琪 AMM130 Rep 2007-08-09 2009-04-02
230 Yong, Yi Shan 楊憶善 AOB251 Rep 2006-10-17 2011-06-24
231 Yuen, Peter Yui Chi 阮叡智 M AMP163 Rep 2007-06-25 2009-05-22
232 Zhao, Chenfan 趙晨帆 AOS450 Rep 2007-03-28 2012-06-13
233 Zhao, Chunhua 趙春花 ALF611 Rep 2004-09-13 2009-11-06
234 Zhao, Yue (SFC:ALJ837) 趙悅 ALJ837 Rep 2006-07-07 2017-08-19

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top