Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Akaiwa, Sumiyuki | ANH760 | RO | 2006-05-26 | 2008-04-17 | ||
| 2 | Bhisitkul, John Bunkrit | M | ADV290 | Rep | 2007-07-09 | 2012-02-16 | |
| 3 | Chan, Shun Ho 陳舜河 | AFZ169 | Rep | 2007-08-20 | |||
| 4 | Cheah, Yew Wee | AOB735 | Rep | 2006-10-26 | 2012-02-20 | ||
| 5 | Chu, Pui Fan 朱佩芬 | AOG059 | Rep | 2006-11-24 | 2009-01-10 | ||
| 6 | Fang, Hei 方曦 | ACL807 | Rep | 2004-03-05 | 2013-11-01 | ||
| 7 | Fang, Hong (SFC:ALY689) 方紅 | ALY689 | Rep | 2005-04-29 | 2009-04-24 | ||
| 8 | Finnemore Capon, Andrew Charles | M | APP471 | Rep | 2007-09-10 | 2009-01-14 | |
| 9 | Fukushima, Yoshihiro | M | APJ449 | Rep | 2007-08-06 | 2010-02-26 | |
| 10 | Fung, Cissy 馮婉詩 | F | AMW511 | Rep | 2005-12-29 | ||
| 11 | Fung, Karfield Ka Fai 馮嘉輝 | AEV682 | Rep | 2009-04-15 | |||
| 12 | Himoto, Tatsuya | ALS814 | RO | 2005-04-28 | 2008-07-31 | ||
| 13 | Ho, Andy Tsz Ho 何子浩 | AFV776 | Rep | 2005-09-23 | |||
| 14 | Ho, Man Ling 何曼玲 | ANM690 | Rep | 2006-06-16 | 2009-03-18 | ||
| 15 | Hung, Leon Lum 洪霖 | M | ADU225 | Rep | 2004-03-30 | 2010-08-16 | |
| 16 | Igarashi, Minori | AMW509 | Rep | 2005-12-29 | 2015-01-31 | ||
| 17 | Ishii, Chikara 石井主稅 | AOD191 | Rep | 2006-11-07 | 2008-06-23 | ||
| 18 | Itasaka, Yusaku | APG493 | Rep | 2007-07-19 | 2012-04-14 | ||
| 19 | Jim, Ka Shun 詹嘉淳 | 26 | M | ANN014 | Rep | 2006-06-15 | 2008-09-26 |
| 20 | Kagotani, Kenichi | AMJ330 | Rep | 2005-08-16 | 2008-08-23 | ||
| 21 | Kang, Kyong Pil 康景弼 | ADM811 | Rep | 2007-10-05 | |||
| 22 | Kazui, Yoshiyuki | AFS336 | Rep | 2008-04-14 | |||
| 23 | Kim, Hae Ryong | ANE830 | Rep | 2006-03-22 | 2016-02-16 | ||
| 24 | Kobayashi, Sachiko 小林幸子 | AEZ684 | Rep | 2016-08-04 | |||
| 25 | Kwan, Joyce Po Kuen 關寶娟 | F | ABC588 | Rep | 2007-03-02 | 2010-10-03 | |
| 26 | Kwan, Ringo Cheukkai 關卓啟 | 38 | M | AEH242 | RO | 2007-01-04 | 2010-02-20 |
| 27 | Lai, Ringo Leong Hang 黎亮恆 | M | ABS284 | Rep | 2003-04-10 | 2012-07-20 | |
| 28 | Lapakulchai, Vacharachai 林銘輝 | AGX302 | Rep | 2003-10-29 | 2016-06-23 | ||
| 29 | Law, Joe Hin Pong 羅顯邦 | AEK317 | Rep | 2006-08-10 | 2011-03-21 | ||
| 30 | Law, Ka Po 羅嘉寶 | AFE965 | Rep | 2007-09-27 | 2013-05-25 | ||
| 31 | Lee, Hon Nam 李翰南 | AFU680 | RO | 2006-08-24 | 2012-02-16 | ||
| 32 | Lee, Paul Man Yiu 李文耀 | M | ADV329 | Rep | 2007-08-20 | 2007-11-17 | |
| 33 | Lee, Ping (SFC:AKN220) 李萍 | AKN220 | Rep | 2004-04-28 | 2009-05-01 | ||
| 34 | Lee, Sze Wan (SFC:AKS933) 李詩韻 | AKS933 | Rep | 2006-09-25 | 2011-09-20 | ||
| 35 | Lee, Yan Ki 李恩琪 | AOV197 | Rep | 2007-04-26 | 2010-07-08 | ||
| 36 | Li, Sandy Pak Lin 李白蓮 | AFF227 | Rep | 2006-10-23 | 2009-08-07 | ||
| 37 | Lim, Swee Tin Lisa 林瑞珍 | AGO376 | Rep | 2007-07-24 | 2008-05-05 | ||
| 38 | Lin, Hung Yuan 林宏遠 | 30 | M | AOA593 | Rep | 2006-10-05 | 2008-03-26 |
| 39 | Liu, Chung Hsun 劉宗勳 | AHC251 | Rep | 2023-09-29 | |||
| 40 | Liu, Xiaohong (SFC:AGC636) 劉曉紅 | AGC636 | RO | 2007-03-09 | 2016-09-29 | ||
| 41 | Lo, Loretta Shuk Yan 羅淑茵 | F | AMI340 | Rep | 2005-08-05 | 2011-06-28 | |
| 42 | Luchangco, Eric Roberto Mirasol | M | ANK080 | Rep | 2006-05-24 | 2007-10-27 | |
| 43 | Matsushita, Noriko | ADL712 | Rep | 2008-07-08 | |||
| 44 | McConagha, Adam Cameron | M | APJ417 | Rep | 2007-08-06 | 2008-11-08 | |
| 45 | Mizuno, Kosuke | ADP243 | RO | 2005-09-30 | 2007-10-27 | ||
| 46 | Ng, Alexander Kwong 伍剛 | 29 | M | AKY483 | Rep | 2006-06-29 | 2007-10-19 |
| 47 | Ng, Chak Chung 吳澤松 | AGK907 | Rep | 2007-08-16 | 2007-12-20 | ||
| 48 | Ng, Peter Kwok Shing 伍國成 | M | AAG207 | Rep | 2010-07-30 | ||
| 49 | Ng, Wai Kee (SFC:APC928) 吳偉基 | APC928 | Rep | 2007-06-25 | 2008-05-28 | ||
| 50 | Ng, Wai Yu (SFC:AGJ184) 吳惠如 | AGJ184 | Rep | 2006-08-17 | 2008-11-08 | ||
| 51 | Numata, Saneyuki 沼田真之 | APQ089 | Rep | 2007-09-14 | 2008-08-09 | ||
| 52 | Ohira, Yuko | AGJ778 | Rep | 2014-06-07 | |||
| 53 | Oide, Shinya | AOU706 | Rep | 2007-04-25 | 2008-10-10 | ||
| 54 | Osawa, Miyuki | AML475 | Rep | 2007-06-18 | 2021-07-31 | ||
| 55 | Pak, Hiu Ching 白曉青 | AEB951 | Rep | 2007-05-18 | 2009-06-08 | ||
| 56 | Saito, Shoichi 齋藤彰一 | AJO308 | RO | 2004-06-01 | 2008-01-11 | ||
| 57 | Sullivan, Andrew Michael (SFC:AEV843) | M | AEV843 | Rep | 2004-10-11 | 2007-12-06 | |
| 58 | Suzuki, Naoto | AOU705 | Rep | 2007-04-24 | 2007-11-28 | ||
| 59 | Takase, Eiji 高瀨英二 | ALB956 | Rep | 2004-08-12 | 2008-10-14 | ||
| 60 | Tam, Shing Hei 譚成希 | AEA201 | Rep | 2007-08-13 | 2011-09-10 | ||
| 61 | Teratani, Norio | APQ078 | Rep | 2007-09-14 | 2009-03-12 | ||
| 62 | Tong, Wai Lun (SFC:AAE161) 唐偉麟 | AAE161 | Rep | 2008-12-13 | |||
| 63 | Tseung, Henry Hiu Wai 蔣曉偉 | M | AOU192 | Rep | 2007-04-12 | 2009-11-24 | |
| 64 | Watkins, Bryan | M | APH491 | Rep | 2007-07-23 | 2008-05-15 | |
| 65 | Wong, Gary Man Kuen 黃文權 | M | AGO032 | Rep | 2007-08-28 | ||
| 66 | Wong, Simon Kai Tung 黃繼東 | 40 | M | AED197 | Rep | 2007-07-19 | 2009-09-17 |
| 67 | Wong, Steven Wai Chiu 王偉超 | M | ACQ784 | Rep | 2006-02-16 | ||
| 68 | Yamaguchi, Daisuke | AMS713 | Rep | 2005-11-21 | 2007-10-26 | ||
| 69 | Yamashita, Ichiro | APQ070 | Rep | 2007-09-14 | 2008-10-17 | ||
| 70 | Yau, Henry Clement Hok Wai 邱學煒 | M | ACH182 | RO | 2004-12-21 | 2009-01-10 | |
| 71 | Yeu, Chiu Wah 姚昭華 | ADR463 | RO | 2006-12-01 | 2014-04-16 | ||
| 72 | Yeung, Beata Kit Sum 楊潔心 | AFH095 | Rep | 2004-09-02 | 2012-02-16 | ||
| 73 | Yeung, Kenneth Wing Kwong 楊永光 | M | AGC853 | Rep | 2007-03-26 | 2013-10-18 | |
| 74 | Ying, Hak Kai 應克佳 | AGA425 | Rep | 2003-06-06 | 2010-11-29 | ||
| 75 | Zhang, Xiongfeng 張雄峰 | 39 | M | ALO548 | Rep | 2004-12-28 | 2010-11-09 |
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