PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 信安環球投資(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2007 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, George Wing Yau 陳永祐 |
52 |
M |
AAC044 |
RO |
1998-06-15 |
2005-01-13 |
| 2 |
Chan, Ka Wai (SFC:AKO666) 陳嘉威 |
|
|
AKO666 |
Rep |
2007-06-11 |
2008-01-18 |
| 3 |
Chan, Pik Yan 陳碧忻 |
|
|
AGE409 |
Rep |
|
2003-05-10 |
| 4 |
Chan, Po Shan (SFC:AGK199) 陳寶珊 |
|
|
AGK199 |
Rep |
2003-11-26 |
2004-03-22 |
| 5 |
Chan, Wai Ho (SFC:AFX847) 陳偉濠 |
|
|
AFX847 |
Rep |
|
2003-11-01 |
| 6 |
Chandgothia, Binay |
|
|
AMQ648 |
Rep |
2005-10-28 |
2006-03-20 |
|
|
|
RO |
2006-03-20 |
2021-06-11 |
| 7 |
Chao, Mei-Ying 楊美瑛 |
|
|
ALQ529 |
RO |
2005-10-26 |
2007-10-12 |
| 8 |
Cheng, Ricky Ka Fu 鄭家富 |
|
M |
AGG767 |
Rep |
|
2003-04-23 |
| 9 |
Cheung, Joann Siu Man 張小敏 |
|
|
ACJ598 |
Rep |
2006-05-30 |
2007-07-18 |
| 10 |
Cheung, Ka Man (SFC:AFR829) 張嘉敏 |
|
|
AFR829 |
Rep |
|
2004-08-06 |
| 11 |
Cheung, Tsz Man (SFC:AMB557) 張子文 |
|
|
AMB557 |
Rep |
2007-02-28 |
2007-11-16 |
| 12 |
Chiang, Winnie Wai Ling 蔣慧玲 |
|
F |
AJA303 |
Rep |
2006-04-20 |
2008-01-18 |
| 13 |
Chow, Yan Yan 周茵茵 |
|
|
ADW712 |
Rep |
|
2003-04-17 |
| 14 |
Chu, Fanny Sau Kuen 朱秀娟 |
|
F |
ABS834 |
Rep |
2005-07-25 |
2008-01-18 |
| 15 |
Chu, Ka Shing 朱加城 |
|
|
AIJ345 |
Rep |
2007-06-22 |
2008-01-18 |
| 16 |
Chung, Kin Keung 鍾建強 |
|
|
AFL296 |
Rep |
2006-03-08 |
2007-09-29 |
| 17 |
Fong Chia, Kim Luan 方謝金鸞 |
|
|
AAB901 |
RO |
|
2004-01-31 |
| 18 |
Fu, Rachel Ching 符清 |
|
F |
AIX162 |
Rep |
2004-04-15 |
2007-06-29 |
| 19 |
Fung, Wing Tsan 馮永贃 |
|
|
ADQ913 |
Rep |
2004-04-15 |
2007-01-29 |
| 20 |
Ho, Andy Chi Hang 何自衡 |
|
|
AFL304 |
Rep |
2007-07-05 |
2008-01-18 |
| 21 |
Hung, Hing On 孔慶安 |
|
M |
ACR693 |
RO |
2004-04-15 |
2005-12-22 |
| 22 |
Jaros, Thomas Antonio |
|
M |
AIB242 |
RO |
2004-11-05 |
2005-12-31 |
| 23 |
Ka, Pui Man 賈佩文 |
|
|
AOS684 |
Rep |
2007-03-29 |
2008-01-18 |
| 24 |
Kam, Man Yin 甘敏賢 |
|
|
ACV707 |
Rep |
|
2004-02-27 |
| 25 |
Kung, Wai Ting 龔偉廷 |
|
|
AOQ511 |
Rep |
2007-02-28 |
2008-01-18 |
| 26 |
Kwan, Shuk Yee 關淑儀 |
|
|
AOS686 |
Rep |
2007-03-29 |
2007-10-07 |
| 27 |
Kwok, Karen Ka Pik 郭嘉碧 |
|
F |
AFX845 |
Rep |
|
2005-06-07 |
| 28 |
Lam Wong, Carmen Wei Ching 林黃慧貞 |
|
F |
ALS709 |
Rep |
2005-04-22 |
2005-12-01 |
| 29 |
Lau, Man (SFC:AJG153) 劉敏 |
|
|
AJG153 |
Rep |
2006-08-07 |
2008-01-18 |
| 30 |
Lau, Yuki Kwai Chun 劉桂珍 |
|
|
ALR072 |
Rep |
2005-08-12 |
2006-05-04 |
| 31 |
Law, Wai Hang 羅偉恆 |
|
|
AOX111 |
Rep |
2007-05-14 |
2008-01-18 |
| 32 |
Lee, Hoi Lam (SFC:ANY111) 李凱琳 |
|
|
ANY111 |
Rep |
2006-09-15 |
2007-03-01 |
| 33 |
Lee, Ka Wai (SFC:ACM361) 李家偉 |
|
|
ACM361 |
Rep |
|
2004-05-06 |
| 34 |
Lee, Mary Pui Lan 李佩蘭 |
|
F |
AOQ910 |
Rep |
2007-03-06 |
2008-01-18 |
| 35 |
Leung, Raymond Man Ho 梁文豪 |
|
M |
AFO917 |
Rep |
|
2004-07-12 |
| 36 |
Li, Pui Shan (SFC:AJL603) 李佩珊 |
|
|
AJL603 |
Rep |
2006-05-25 |
2008-01-18 |
| 37 |
Lim, Wai Ching 林瑋楨 |
|
|
AMT914 |
Rep |
2005-11-28 |
2006-08-17 |
| 38 |
Lo, Isaac Wan Wai 盧運威 |
|
M |
AGR427 |
Rep |
|
2004-04-01 |
| 39 |
Luk, Linda Wing Sze 陸穎詩 |
|
F |
ACM359 |
Rep |
|
2003-11-25 |
| 40 |
Mak, Hau Sum 麥巧心 |
|
|
ACA542 |
Rep |
2004-04-15 |
2008-01-18 |
| 41 |
Reyes, Ethylyn G |
|
F |
ABA343 |
Rep |
|
2004-04-01 |
| 42 |
Sinn, Ringo Pak Ming 冼百明 |
|
M |
ACC589 |
RO |
2005-10-31 |
2009-01-16 |
| 43 |
Sum, Hong Ning 沈康寧 |
|
|
AJJ807 |
Rep |
2006-08-14 |
2007-04-20 |
| 44 |
Sung, Wai Kit 宋韋傑 |
|
|
AIH190 |
Rep |
|
2003-05-03 |
| 45 |
Tan, Lim Heng 陳林興 |
59 |
M |
AAC907 |
RO |
|
2004-03-27 |
| 46 |
Tsang, Yuen Ling 曾琬玲 |
|
|
AOV655 |
Rep |
2007-05-02 |
2008-01-18 |
| 47 |
Wan, David Yu Ming 尹宇明 |
|
M |
ADZ884 |
Rep |
|
2003-07-15 |
| 48 |
Wong, Bernie Chi Ho 黃熾豪 |
|
|
ANW240 |
Rep |
2006-08-28 |
2008-01-18 |
| 49 |
Wong, Kwok Chun 黃國俊 |
|
|
AFR390 |
Rep |
|
2004-01-02 |
| 50 |
Wong, Monica Mo Lan 黃慕蘭 |
|
F |
ANM831 |
Rep |
2006-06-14 |
2008-01-18 |
| 51 |
Wong, Noel Yuk Fong 黃玉芳 |
|
M |
AEM704 |
Rep |
|
2005-06-02 |
| 52 |
Wong, Pui Kei 王珮琪 |
|
|
AGC129 |
Rep |
2006-04-20 |
2008-01-18 |
| 53 |
Wong, Tak Cheong (SFC:ABU618) 黃德昌 |
|
|
ABU618 |
Rep |
|
2004-03-12 |
| 54 |
Wong, Ying Fun (SFC:AMQ721) 黃應勳 |
|
|
AMQ721 |
Rep |
2005-11-02 |
2006-12-23 |
| 55 |
Woo, John Kwok Kwong 胡國光 |
|
M |
ACS669 |
Rep |
2006-07-31 |
2007-09-01 |
| 56 |
Woo, Johnny Pak On 胡柏安 |
|
|
AFO671 |
Rep |
|
2004-07-12 |
| 57 |
Yu, Adrian Yiu Kuen 余耀權 |
|
M |
AOV570 |
Rep |
2007-05-02 |
2007-06-01 |
| 58 |
Yung, Wendy Yuen Ting 翁婉婷 |
|
F |
ADR784 |
Rep |
|
2003-10-25 |
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