CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Johannes Yu Hang 歐宇恆 | M | AOP023 | Rep | 2007-02-26 | 2008-11-20 | |
| 2 | Au, Yiu Bong 區耀邦 | AMV085 | Rep | 2005-12-23 | 2008-05-10 | ||
| 3 | Bengson, Michael Roxas | M | AOY686 | Rep | 2007-05-30 | 2010-08-13 | |
| 4 | Bradley, Edmund Hugh | M | ABS842 | RO | 2014-06-18 | ||
| 5 | Bruce, Robert Cameron | M | AEC837 | Rep | 2007-06-21 | 2012-12-24 | |
| 6 | Cao, Bingchao 曹秉超 | AMM311 | Rep | 2007-04-13 | 2008-08-08 | ||
| 7 | Capron, Jeremie Laurent | M | APB797 | Rep | 2007-06-29 | 2012-12-10 | |
| 8 | Chan, Dominic Chi Ming 陳志銘 | M | ADC344 | Rep | 2008-05-07 | ||
| 9 | Chan, Siu Cheong (SFC:AOR822) 陳兆昌 | AOR822 | Rep | 2007-03-16 | 2009-05-18 | ||
| 10 | Chan, Tien-Yu | APA081 | Rep | 2007-06-25 | 2008-08-30 | ||
| 11 | Chen, Chia-Chi 陳佳琦 | AOS687 | Rep | 2007-04-16 | 2012-12-10 | ||
| 12 | Chen, John (SFC:AOX386) 陳健雄 | M | AOX386 | Rep | 2007-05-15 | 2010-09-17 | |
| 13 | Chen, Li-Fong 陳豊丰 | AOX090 | Rep | 2007-05-18 | 2008-04-02 | ||
| 14 | Cheng, Brian Chi Ming 鄭志明 | 25 | M | AMN877 | Rep | 2005-10-13 | 2007-12-21 |
| 15 | Cheng, Chao-Kang 鄭兆剛 | AOX412 | Rep | 2007-05-21 | 2012-12-03 | ||
| 16 | Cheng, Ming-Kai 鄭名凱 | AML921 | Rep | 2006-08-21 | 2011-08-01 | ||
| 17 | Cheung, Francis Yiu Cheong 張耀昌 | M | AFZ520 | Rep | 2012-12-10 | ||
| 18 | Chu, Tien 朱恬 | AOX106 | Rep | 2007-05-18 | 2012-11-30 | ||
| 19 | Cochran, Shaun Donald | M | APA066 | Rep | 2007-06-07 | 2012-12-31 | |
| 20 | Dai, Wei (SFC:AOR609) 戴維 | AOR609 | Rep | 2007-03-15 | 2010-05-18 | ||
| 21 | Driscoll, Andrew Tasman | M | ALT900 | Rep | 2005-03-07 | 2012-12-03 | |
| 22 | Dy, Alfred Olmedo | M | APA371 | Rep | 2007-06-25 | 2012-11-01 | |
| 23 | Evans, Matthew Neil (SFC:AFC355) | M | AFC355 | Rep | 2007-06-13 | 2012-12-17 | |
| 24 | Fischer, Aaron Alexander 余雅樂 | M | ALW738 | Rep | 2007-06-08 | 2012-12-03 | |
| 25 | Gill, Amar Singh (SFC:AHB999) 喬昇安 | M | AHB999 | RO | 2007-03-08 | 2007-08-30 | |
| 26 | Gruber, James | M | AMX921 | Rep | 2007-06-07 | 2010-07-03 | |
| 27 | Ho, Ka Wai (SFC:AKV099) 何家維 | 40 | M | AKV099 | Rep | 2005-05-18 | 2009-03-04 |
| 28 | Hsu, Hui-Hui 許蕙蕙 | AOX413 | Rep | 2007-05-16 | 2011-05-09 | ||
| 29 | Ie, Wilianto | AOX432 | Rep | 2007-05-22 | 2010-08-31 | ||
| 30 | Kan, Ching-Jen 甘清仁 | AOX099 | Rep | 2007-05-18 | 2009-08-03 | ||
| 31 | Kurosawa, Makoto | AOY382 | Rep | 2007-05-30 | 2012-06-22 | ||
| 32 | Kwan, Wing Lok 關榮樂 | ADT427 | Rep | 2004-09-09 | 2009-03-04 | ||
| 33 | Lai, Hui Chuan 賴惠娟 | AOG219 | Rep | 2006-11-28 | 2010-11-30 | ||
| 34 | Laprise, James Scott | M | AOU071 | Rep | 2007-04-10 | 2012-12-10 | |
| 35 | Lee, Kwok Chu (SFC:ALT779) 李國柱 | ALT779 | Rep | 2005-03-03 | 2010-04-22 | ||
| 36 | Leung, Heung Yik 梁向奕 | AIH476 | Rep | 2012-12-10 | |||
| 37 | Leung, Kevin Koon Yip 梁冠業 | M | AMY262 | Rep | 2006-01-23 | 2008-04-29 | |
| 38 | Leung, Stephen Yiu Ki 梁耀基 | M | APB446 | Rep | 2007-06-11 | 2009-11-25 | |
| 39 | Li, Zhe (SFC:AOT398) 李喆 | AOT398 | Rep | 2007-04-02 | 2011-04-08 | ||
| 40 | Lim, Dong Soo 林東秀 | AME244 | Rep | 2007-06-07 | 2012-12-03 | ||
| 41 | Liu, Wei (SFC:ALG199) 劉煒 | ALG199 | Rep | 2007-02-26 | 2008-05-28 | ||
| 42 | Lobello, Christopher Michael | M | ADZ738 | Rep | 2008-01-07 | ||
| 43 | Loh, Emily Weixian | F | AOY689 | Rep | 2007-05-30 | 2007-09-01 | |
| 44 | Lowe, Adrian Phillip 劉世君 | M | AFA333 | Rep | 2008-06-30 | ||
| 45 | Lui, Man Yee 呂敏儀 | ALW606 | Rep | 2005-08-24 | 2008-06-20 | ||
| 46 | Luk, Amy Ka Ping 陸嘉萍 | 35 | F | ALL503 | Rep | 2005-09-30 | 2007-07-21 |
| 47 | Ma, Weihui 馬維慧 | AOU804 | Rep | 2007-04-24 | 2007-07-01 | ||
| 48 | Maes, Caroline Nelly Paul | AOY692 | Rep | 2007-06-04 | 2009-10-16 | ||
| 49 | Man, Wai Lok 文偉樂 | AEZ690 | Rep | 2012-12-17 | |||
| 50 | McKenzie, Paul Conor | M | AAV863 | Rep | 2003-07-02 | 2012-12-24 | |
| 51 | Miyamoto, Takeo | M | APC292 | Rep | 2007-06-25 | 2007-11-27 | |
| 52 | Montague, Jolyon Charles | M | AJC260 | Rep | 2003-08-04 | 2009-09-28 | |
| 53 | Morrison, Robert William Bentley | 46 | M | AGQ547 | RO | 2006-11-14 | 2009-06-30 |
| 54 | Moss, James Thomas | M | AJC737 | Rep | 2007-05-21 | 2012-02-22 | |
| 55 | Nichgaroon, Pimpaka | AOX444 | Rep | 2007-05-21 | 2007-12-29 | ||
| 56 | Olausson, Bernt Niklas | AEY431 | Rep | 2007-04-18 | 2007-11-10 | ||
| 57 | Panpiemras, Soraphob | AOX440 | Rep | 2007-05-21 | 2008-04-23 | ||
| 58 | Powell, Simon Philip | M | AOA162 | Rep | 2006-09-27 | 2012-12-31 | |
| 59 | Rheinwald, Stefan Willibald | APC635 | Rep | 2007-06-28 | 2007-10-20 | ||
| 60 | Saunders, John Russell | M | AFG796 | Rep | 2007-09-11 | ||
| 61 | Schutte, Daniel Johannes | M | AHD687 | Rep | 2009-12-31 | ||
| 62 | So, Petrina Pui Yan 蘇佩恩 | AMJ575 | Rep | 2007-06-07 | 2008-08-08 | ||
| 63 | Srivichit, Jittrawadee | AOX470 | Rep | 2007-05-22 | 2008-07-24 | ||
| 64 | Stevenson, Andrew Mark Bryce | 44 | M | AGA310 | Rep | 2004-08-02 | 2008-08-01 |
| 65 | Tsoi, Ting Sze 蔡婷思 | ABS481 | Rep | 2003-07-02 | 2010-06-30 | ||
| 66 | Tulloch, Gillem Michael | M | AOX454 | Rep | 2007-05-18 | 2008-01-01 | |
| 67 | Warden, Bruce Bailey | M | AOX422 | Rep | 2007-05-21 | 2011-07-11 | |
| 68 | Wei, Xiaopo 魏晓坡 | AKN219 | Rep | 2007-06-26 | 2012-12-31 | ||
| 69 | Wickramasinghe, Thilan Aloysius | AOY691 | Rep | 2007-06-04 | 2010-04-19 | ||
| 70 | Wilkinson, Anthony John Cooper | M | AFD111 | Rep | 2005-10-25 | 2011-05-27 | |
| 71 | Wong, Yew Kiang | AOY690 | Rep | 2007-06-04 | 2012-12-31 | ||
| 72 | Wong, Yim (SFC:AFU666) 王艷 | AFU666 | Rep | 2006-10-09 | 2012-12-24 | ||
| 73 | Wood, Christopher James Russell | 50 | M | ADU465 | Rep | 2012-12-10 | |
| 74 | Yonts, Charles Anthony | M | AJM207 | Rep | 2007-05-03 | 2012-12-03 | |
| 75 | Yung, Melody Wing Ping 容詠萍 | F | ALT790 | Rep | 2007-03-22 | 2008-02-04 | |
| 76 | Zhang, Weifeng (SFC:AOT367) 張偉峰 | AOT367 | Rep | 2007-04-02 | 2011-04-18 | ||
| 77 | Zhuo, Zhengjie | AOY693 | Rep | 2007-06-04 | 2008-02-02 |
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