SOUTH OCEAN MANAGEMENT LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2007	⚥	SFC ID	Role	From	Until
1	Lam, Simon Yiu Wing 林耀榮		M	ABU046	Rep	2007-04-13	2007-08-31
2	McConnell, Richard Esterbrook Jr			ABH739	RO
3	Taw, Stephen Richard		M	ANF300	RO	2006-06-07

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