GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2007 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Agne, Mark Edward (SFC:ANP670) |
|
M |
ANP670 |
RO |
2006-09-26 |
2016-05-21 |
| 2 |
Chan, Beonna Mei Chun 陳美珍 |
|
|
AAF948 |
Rep |
|
2011-10-11 |
| 3 |
Chan, Pui Ping 陳沛萍 |
|
|
ACW670 |
Rep |
|
2016-10-10 |
| 4 |
Chau, Chun 周聰 |
|
|
ACS103 |
Rep |
|
2016-10-10 |
| 5 |
Cheeseman, Robert Ross |
|
M |
ANY227 |
Rep |
2006-09-19 |
2012-03-16 |
| 6 |
Chen, Charles Yuan Liang 陳仁樑 |
|
M |
AEZ084 |
Rep |
|
2008-05-02 |
| 7 |
Evans, John Michael (1957-08-16) |
50 |
M |
ALL687 |
RO |
2005-02-01 |
2008-04-10 |
| 8 |
Freshwater, Timothy George 范華達 |
63 |
M |
ADV670 |
RO |
|
2011-08-26 |
| 9 |
Joly, Jean Denis |
|
|
AMN692 |
Rep |
2005-10-03 |
2012-02-06 |
| 10 |
Jung, Christopher Lam 曾俊文 |
|
M |
ADX061 |
Rep |
|
2008-03-04 |
| 11 |
Kemp, Michael Kenneth |
|
M |
AMR616 |
Rep |
2005-11-07 |
2008-12-11 |
| 12 |
Kengeter, Carsten Norbert (SFC:ANM959) |
|
|
ANM959 |
RO |
2007-02-23 |
2008-09-22 |
| 13 |
Koto, Hisanori 古東久典 |
|
|
ANS125 |
Rep |
2006-08-04 |
2012-02-17 |
| 14 |
Kuo, Cheung 郭強 |
|
|
ACZ555 |
Rep |
2003-04-26 |
2007-07-10 |
| 15 |
Lam, Milton Chi Siu 林子紹 |
|
|
AGW054 |
Rep |
2004-05-14 |
2009-01-17 |
| 16 |
Lau, Lambert Ming Yeung 劉名揚 |
28 |
M |
AGP157 |
Rep |
|
2015-10-19 |
| 17 |
Lau, Vincent Ying Kwong 劉迎光 |
|
M |
AAA905 |
Rep |
|
2008-12-30 |
| 18 |
Lee, Cheril Chung Chi 李頌慈 |
|
|
AEF121 |
Rep |
2005-10-13 |
2008-11-07 |
| 19 |
Lu, Peili 陸培麗 |
|
|
AOO566 |
Rep |
2007-02-16 |
2011-03-26 |
| 20 |
Machin, Mark Gordon Adam |
|
M |
ACT421 |
RO |
2006-09-11 |
2011-08-26 |
| 21 |
McTamaney, Robert Anthony III |
|
M |
AON377 |
Rep |
2007-02-09 |
2007-10-29 |
| 22 |
Mithran, Girish |
|
|
AFU262 |
Rep |
2003-11-07 |
2012-03-21 |
| 23 |
Ng, Soon Wei 伍順輝 |
|
|
AEN030 |
Rep |
2006-07-27 |
2009-01-22 |
| 24 |
Okabe, Toru |
|
|
AGG883 |
Rep |
|
2012-07-28 |
| 25 |
Reilly, Eugene T |
|
M |
ANH725 |
RO |
2007-03-13 |
2009-12-21 |
| 26 |
Ryan, David Michael (SFC:ADX838) |
|
M |
ADX838 |
RO |
2006-09-29 |
2008-06-01 |
| 27 |
Sago, Katsunori |
|
|
ANR813 |
Rep |
2006-07-24 |
2008-09-30 |
| 28 |
Schrantz, Alexander (SFC:AFF166) |
|
M |
AFF166 |
RO |
2006-09-11 |
2011-03-19 |
| 29 |
Seto, Elvis Kong Yiu 司徒光耀 |
|
M |
AML314 |
Rep |
2005-10-25 |
2016-05-06 |
| 30 |
Sze, Rick Wai Pang 施維鵬 |
|
|
AGK899 |
Rep |
2004-07-05 |
2011-05-04 |
| 31 |
Tom, Edward 譚子平 |
|
M |
ANF158 |
Rep |
2007-03-30 |
2014-06-19 |
| 32 |
Wan, Yu Tsung 尹宇冲 |
|
|
ANQ569 |
Rep |
2006-07-11 |
2016-10-10 |
| 33 |
Wang, Ernie |
|
|
AMK118 |
Rep |
2005-09-01 |
2008-03-18 |
| 34 |
Yeung, Kai Yin (SFC:ADU464) 楊啟賢 |
|
|
ADU464 |
Rep |
|
2016-06-29 |
| 35 |
Zhang, You (SFC:AMF141) 章友 |
|
|
AMF141 |
Rep |
2005-08-09 |
2015-01-29 |
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