UBS SECURITIES ASIA LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Anderson, Jonathan Gentile M AGW280 Rep 2003-05-30 2012-03-08
2 Anderson, Michael James (SFC:ABX611) M ABX611 Rep 2006-07-01
3 Anton, Manuel M AMF458 Rep 2005-07-12 2012-05-12
4 Arayasantiparb, Athaporn ANH045 Rep 2006-04-26 2010-08-07
5 Au, Alexander Pak Cheung 區柏祥 30 M AKP472 Rep 2004-05-18 2008-03-11
6 Au, Eva Sin Yee 區善宜 F ADV071 Rep 2003-09-08 2008-10-04
7 Bae, Jung Hoon AMY251 Rep 2006-01-18 2017-04-29
8 Benz, Entela AMX757 Rep 2006-01-12 2007-06-25
9 Beshke, Clarence John M ADS271 RO 2010-10-15
10 Bin Mohamed, Mohamed Ridzuan M ANH058 Rep 2006-04-26 2007-04-07
11 Bourgeois, Eva Maria F AJN952 Rep 2004-03-10 2008-03-14
12 Bradshaw, John (SFC:AHC328) M AHC328 Rep 2012-03-29
13 Bradshaw, Stephanie 李婉青 F AMB744 Rep 2005-06-10 2007-12-22
14 Cavatoni, Joseph Roland M AFY750 Rep 2003-10-02 2009-04-20
15 Chan, Amy Yuen Han 陳婉嫻 F ADY964 Rep 2008-08-28
16 Chan, Andy Kok Heng AFC953 Rep 2010-05-20
17 Chan, Ben Hin Fan 陳顯勳 M AJC301 Rep 2005-05-03 2012-10-25
18 Chan, Brian Hon Kei 陳漢基 M AKI936 Rep 2004-04-15 2009-04-22
19 Chan, Raymond Yiu Yue 陳耀宇 M AHA800 Rep 2004-02-16 2017-12-19
20 Chao, Benjamin Sze Chung 趙思聰 M AKW740 Rep 2004-06-25 2006-10-04
21 Chen, Hsuan-Hung 陳宣宏 ANB479 Rep 2006-02-21 2009-07-18
22 Chen, Yun (SFC:AKI402) 陳蘊 AKI402 Rep 2004-04-02 2008-04-10
23 Cheng, Jimmy Min Tat 鄭勉達 M ACV741 Rep 2005-05-20 2007-04-28
24 Cheng, Stephen Kwok Wai 鄭國偉 37 M ADS285 RO 2005-04-27 2007-01-01
25 Cheung, Ronald Yat Sau 張逸修 M AHJ471 Rep 2016-07-19
26 Chik, Kin Nang 戚健能 AHR162 Rep 2008-03-15
27 Chin, Michael Jaewuk M ACZ609 Rep 2006-09-04
28 Chiu, Yuk Ha AJD190 Rep 2003-08-19 2007-03-01
29 Choi, Wai Man (SFC:AMG898) 蔡慧敏 AMG898 Rep 2005-07-20
30 Chu, Chia Lin 朱家麟 ALZ609 Rep 2005-05-23 2008-06-30
31 Chu, Danny Wai Kit 朱偉傑 AFV890 Rep 2006-09-02
32 Chu, Peter M AIR824 Rep 2004-04-14 2007-02-23
33 Chum, Grant Kwan Lock 鄭君諾 31 M AMK102 Rep 2005-09-01 2010-10-05
34 Cin, Chang Sik AHM834 Rep 2018-12-29
35 Coffeng, John Martinus (SFC:ADJ820) M ADJ820 Rep 2010-09-06
36 Combalot, Laurent Benoit Georges M AHC015 Rep 2009-05-06
37 Daryanani, Anita Gobind F ANK385 Rep 2006-06-01 2010-04-07
38 Ding, Yibing 丁一賓 ADJ647 Rep 2006-04-21 2008-01-01
39 Dinwoodie, Christian Gilbert M ANA837 Rep 2006-02-21 2008-02-23
40 Donald, Luke Geoffrey M AJM931 Rep 2004-03-01 2007-04-14
41 Dong, Hui (SFC:ALN997) 董慧 ALN997 Rep 2004-12-14 2008-06-30
42 Eum, Anna F ALI355 Rep 2004-10-12 2008-03-21
43 Fang, Dongming 房東明 AFE991 Rep 2007-12-08
44 Fergusson, David Andrew Charles (SFC:AFC195) M AFC195 Rep 2005-04-28 2006-07-21
45 Flynn, Robert Michael M ANE761 Rep 2006-03-16 2006-10-19
46 Fok, Ronald King Man 霍敬文 29 M AGE025 Rep 2018-05-04
47 Foo, Lyn Leng AMF469 Rep 2005-07-12 2007-05-18
48 Fox, Katherine Louise Alban F ANE040 Rep 2006-03-09 2014-06-28
49 Gastreich, Peter Friedrich M AHB509 Rep 2006-04-26 2022-03-18
50 Gaw, Christina 吳燕安 34 F ACS896 Rep 2008-06-14
51 Gooding, Nial Dennis Henry 劉國誠 47 M ABS538 Rep 2010-03-19
52 Gray, Christopher (SFC:AMH827) M AMH827 Rep 2005-08-01 2017-10-28
53 Gunther, Shane Jayson Daniels ALB795 Rep 2004-08-09 2006-07-18
54 Gupta, Rahul (SFC:AGZ998) AGZ998 Rep 2006-05-25 2007-06-15
55 Han, Jennifer Koun F AMY266 Rep 2006-01-19 2006-08-01
56 Hansen-Luke, Rosemary Eva F ADR216 Rep 2006-05-09 2008-05-17
57 He, Lang AJB993 Rep 2004-02-25 2007-03-29
58 Ho, Diana Pui Kwan 何佩君 F ABY481 Rep 2011-10-18
59 Ho, Henry Hin Hung 何顯鴻 50 M AAB955 Rep 2004-08-17 2007-05-28
60 Ho, Kwok Chung (SFC:AAB905) 何國仲 AAB905 Rep 2008-05-07
61 Ho, Tsz Leung 何子樑 AJD615 Rep 2003-09-02 2018-06-05
62 Hoare, Todd John M ANG178 Rep 2006-03-31 2007-02-23
63 Hong, Shaw-Shiun 洪紹勛 ALC783 Rep 2004-08-20 2009-04-22
64 Horth, Damien John Magellan M AMA051 Rep 2005-05-30 2011-07-27
65 Hsu, Jonathan Yu Cheng 許育誠 M ANM699 Rep 2006-06-19 2010-09-15
66 Hu, Joy Lan Ya 胡嵐雅 AFV219 Rep 2003-09-30 2009-04-15
67 Hu, Shih-Pei 胡詩珮 ALY953 Rep 2005-05-05 2009-07-18
68 Huang, Xiang (SFC:ANI921) 黃翔 ANI921 Rep 2006-05-03 2010-04-07
69 Hui, Albert Ming Lai 許明禮 M AFC956 Rep 2006-06-12 2007-06-19
70 Hui, Alice Suk Fong 許淑芳 F AAK174 Rep 2007-01-25
71 Hunt, Christopher James Andrews M AHR004 Rep 2011-07-27
72 Innerdale, David James M ALS810 Rep 2005-03-01 2011-06-23
73 Jaisingh, Rohit AIZ536 Rep 2005-08-02 2010-07-24
74 Jan, Yoke Lan ANH055 Rep 2006-04-26 2008-11-01
75 Jang, Young Woo AGW609 Rep 2006-01-19 2016-05-06
76 Ji, Yong Kyu AMW599 Rep 2006-05-03 2012-10-25
77 Kam, Tyran 金泰倫 AMG982 Rep 2006-05-11 2009-09-03
78 Khoosuwan, Butsakon ANH051 Rep 2006-04-26 2011-05-19
79 Kim, Dong Hyun (SFC:AMY253) 金東鉉 AMY253 Rep 2006-01-18 2007-06-23
80 Kim, Jae Eun AMY263 Rep 2006-01-18 2006-08-19
81 Kim, So Young (SFC:AMY841) AMY841 Rep 2006-02-01 2009-09-02
82 Kim, Susan Eun F AIB938 Rep 2008-05-07
83 Kim, Thomas Sang M AFV517 Rep 2004-09-01 2006-07-29
84 Ko, Leon Chi Yeung 高子揚 M AKY178 Rep 2004-07-16 2006-08-19
85 Ko, Young Ju 高永珠 AMY260 Rep 2006-01-18 2007-06-09
86 Koo, Kelvin Kwok Cheung 顧國祥 M ALA263 Rep 2004-07-26 2008-07-23
87 Kwan, Sing Yuen 關承遠 ABW052 Rep
88 Kwong, Marcus Mann 鄺孟芹 M AFU388 Rep 2004-03-31 2009-04-25
89 Lai, Alain Shin Li ANH059 Rep 2006-04-26 2011-09-10
90 Lam, Hu Yang 林曉陽 ADU633 Rep 2006-09-16
91 Lam, Sum Sum 林森森 AFY780 Rep 2005-07-18 2008-10-23
92 Lam, Vanessa Yuk Yee 林玉儀 F AID483 Rep 2006-08-26
93 Lau, Patricia Yan Ki 劉恩琪 27 F AIH455 Rep 2005-05-26 2009-04-15
94 Lee, Christopher Fai Man 李輝敏 40 M ACW239 Rep 2010-03-22
95 Lee, Desmond Wing Sin 李永善 M AMX783 Rep 2006-01-16 2007-06-30
96 Lee, Hee Seung AMY281 Rep 2006-01-18 2016-05-20
97 Lee, Hyun Jae (SFC:AHN694) 李賢宰 AHN694 Rep 2007-04-19
98 Lee, Samuel Man Fat 李萬發 37 M ADR824 Rep 2004-12-03 2009-09-05
99 Lee, Sang Kyo AKJ143 Rep 2004-04-20 2010-05-11
100 Lee, Sharon Chee Ling 呂紫玲 F ALQ957 Rep 2005-01-26 2010-03-08
101 Lee, Simon Chun Kit 李俊傑 30 M AHA361 Rep 2009-04-22
102 Lee, Won Jong AFU204 Rep 2010-07-05
103 Leong, Fee Yee ANH053 Rep 2006-04-26 2006-12-13
104 Lepper, David Anthony (SFC:AGJ984) M AGJ984 Rep 2008-07-16
105 Li, Man Wing 李文穎 AJO743 Rep 2005-04-01 2014-10-01
106 Li, Mavis Qiwen 李綺雯 F AMF022 Rep 2005-07-06 2017-12-21
107 Lim, Meng Phong 林明鳳 AFH049 Rep 2017-06-28
108 Lin, Wan Ni 林宛霓 ACZ640 Rep 2005-02-07 2007-04-02
109 Look, Andrew 陸東 41 M ACO365 Rep 2007-07-05
110 Lu, Jia (SFC:AJD748) 路嘉 AJD748 Rep 2006-05-03 2008-04-30
111 Lu, Kwai Ching 呂桂貞 ANE696 Rep 2006-03-16
112 Lu, Qiang (SFC:AKT411) AKT411 Rep 2004-06-07 2007-07-09
113 Magpayo, Karisa Garcia M ANH010 Rep 2006-04-18 2009-11-18
114 Mak, Cassandra Frances Wai Kwun 麥慧君 F AMN771 Rep 2005-10-06 2008-02-23
115 McQueen, Lee Michael M ACR744 Rep 2005-05-10 2009-04-04
116 Melwani, Rajesh Ramesh (SFC:AEU252) M AEU252 Rep 2010-01-26
117 Myers, Kevin Mitchell M ALB239 Rep 2004-08-04 2010-05-14
118 Neruda, Keith Francis M ANH021 Rep 2006-04-26 2008-07-03
119 Ng, David Ka Chun 吳嘉俊 M AKL702 Rep 2006-06-07 2008-07-17
120 Ng, Kwong Man 吳光民 AME704 Rep 2005-07-04 2008-03-15
121 Ng, Siok Leng (SFC:AFM257) 黃淑玲 AFM257 Rep 2003-10-14 2008-05-14
122 Nocom, Philip Colbert Lim M ANH048 Rep 2006-04-26 2010-06-14
123 Orgill, Bradley Wayne M ACR853 Rep 2005-03-24 2008-10-31
124 Pang, Alwyn See Kit 彭思杰 M ACJ317 Rep 2005-05-12 2008-02-25
125 Pang, Kenneth Kwok Kit 彭國傑 M AEO731 Rep 2009-04-08
126 Panichkul, Piyanan ANH017 Rep 2006-04-26 2021-04-25
127 Park, Min AFA670 RO 2004-07-29 2009-04-15
128 Park, Stacey ALA244 Rep 2006-06-29 2008-06-25
129 Pecot III, Charles Matthew 46 M AHA548 RO 2005-04-27 2007-03-06
130 Peng, Chai Wei AKI400 Rep 2004-04-02 2007-05-15
131 Perrett, David Michael (SFC:AFF191) M AFF191 Rep 2004-11-23 2009-03-26
132 Pickstone, Julian Charles (SFC:AFT961) M AFT961 Rep 2007-09-03
133 Pink, Nicholas Alexander M AJX095 RO 2004-07-08 2007-09-14
134 Pitts, Greenfield Spenceley ANM515 Rep 2006-06-07 2007-02-01
135 Poon, Ada Ho Yan 潘可欣 F AFQ511 Rep 2004-07-05 2006-07-14
136 Pradeep, Vasundhara ALZ462 Rep 2005-05-09 2010-04-19
137 Quah, Chiang Ming (SFC:AER425) 柯江明 AER425 Rep 2004-08-30 2017-07-15
138 Rabinowitz, David M AHW502 Rep 2010-09-06
139 Rada Soto, Maria F ANG175 Rep 2006-03-27 2007-03-27
140 Redbourn, Paul Robert (SFC:AFQ906) M AFQ906 Rep 2010-10-15
141 Robertson, Simon Montague M AGI097 Rep 2010-04-09
142 Santiago, Domingo III Manalad M ANH016 Rep 2006-04-18 2021-09-30
143 Sasao, Hiroshi M AMI544 Rep 2006-02-10 2008-08-08
144 Saxvik, Eric Bradley M ACR775 Rep 2012-04-13
145 Sclater, Alastair James M AKY177 Rep 2004-07-16 2010-05-15
146 Sen, Arnab (SFC:AMF183) AMF183 Rep 2005-07-15 2006-07-18
147 Shalabi, Hani Youssef AMU521 Rep 2006-05-08 2008-03-21
148 Shan, Wai Lun 盛煒麟 AGA131 Rep 2005-04-12 2007-11-17
149 Shin, Seung Jun AMY283 Rep 2006-01-18 2010-05-20
150 Sia, Selina Lim 謝琳 F ACO266 Rep 2004-07-12 2007-03-10
151 Sim, Colin Ching Wern M AGN521 Rep 2007-06-14
152 Sit, Michael Tsun Kei 薛駿騏 M AJB640 Rep 2006-06-19 2007-09-21
153 So, Ferdinand 蘇平恩 AFO880 Rep 2004-03-26 2007-07-17
154 Sohn, Bill Eun-Seok M AHN695 Rep 2007-01-23
155 Son, Yong Suk AMY256 Rep 2006-01-18
156 Soo, Phaik Lin AMH268 Rep 2005-08-01 2007-09-29
157 Stephens, Clifford Peter M ANI824 Rep 2006-05-10 2009-04-27
158 Suen, Benny Hung Kit 孫雄傑 M AIB797 Rep 2009-04-22
159 Sum, Hing Man 岑慶文 ABW145 Rep 2014-04-11
160 Sung, Yoon Kyu AKU991 Rep 2004-06-15 2020-09-07
161 Tang, Ming Wai (SFC:AIH670) 鄧明緯 AIH670 Rep 2005-04-07 2009-04-06
162 Tang, Wai Kwan (SFC:ALZ222) 鄧惠君 ALZ222 Rep 2005-06-30 2017-02-11
163 Teng, Kai-Ling 鄧凱菱 ANG458 Rep 2006-04-03 2007-04-28
164 Tomlin, Owen M ALI374 Rep 2004-10-13 2007-05-28
165 Tse, Kenyon King-yung 謝敬勇 AMF472 Rep 2005-07-12
166 Tse, Shirley Sze Wan 謝詩韻 F AFU564 Rep 2009-11-30
167 Tushar, Kumar M AHX628 Rep 2005-08-29 2006-10-06
168 Vinais, Pascal Thierry Jean-Marie ACZ236 Rep 2006-02-27 2008-06-21
169 Vine, Carl David (SFC:AFY718) M AFY718 Rep 2006-02-09 2008-08-08
170 Wadhwani, Aektha Indraprakash (SFC:ALQ955) ALQ955 Rep 2005-01-26 2007-06-01
171 Wadle, John Allen M AGS454 Rep 2009-04-07
172 Wan, Li (SFC:AHD514) 萬里 AHD514 Rep 2005-04-12 2008-04-12
173 Wang, Amanda Chia-hui 王家慧 F AJC822 Rep 2005-09-15 2007-03-21
174 Wang, Jinjin (SFC:AGP733) 王進璡 AGP733 Rep 2005-07-04 2018-06-26
175 Wang, Qi (SFC:ALB737) 王崎 ALB737 Rep 2004-08-09 2007-03-21
176 Wang, Yaoping 王瑤平 ALE841 Rep 2004-09-06 2010-03-08
177 Wei, Ying (SFC:AJM685) 魏莹 AJM685 Rep 2004-02-25 2007-06-16
178 Werkun, Erica Poon 潘嘉怡 F AGN915 Rep 2004-08-12 2019-06-29
179 Wong, Angel Po Kit 黃寶潔 AJK728 Rep 2004-01-30 2006-07-08
180 Wong, Angeline Chooi Peng 黃翠萍 F AFJ932 Rep 2006-06-19 2010-05-12
181 Wong, Constance 黃子欣 F ABR876 Rep 2008-05-24
182 Wong, Eric Chun Yu 王震宇 M AEU432 Rep 2011-03-10
183 Wong, Pak Yan 黃栢仁 AMU238 Rep 2005-12-06 2007-06-12
184 Wong, Stephen (SFC:AJO207) 黃錦豪 M AJO207 Rep 2004-03-19 2008-04-30
185 Woodland, Emily Jane F AJE851 Rep 2003-10-14 2012-03-19
186 Wooldridge, Duncan Samuel M AEU633 Rep 2003-06-27 2017-06-10
187 Wu, Chi Wai (SFC:AIQ683) 胡志威 AIQ683 Rep 2011-10-24
188 Wu, Hai Feng (SFC:ADI733) 吳海鋒 ADI733 Rep 2004-03-01 2009-01-10
189 Wu, James Yun M AGN747 Rep 2009-05-13
190 Wyatt, Philip Thomas 韋輝廉 M ABN648 Rep 2006-06-19 2006-12-08
191 Xia, Yang (SFC:ALN489) 夏阳 ALN489 Rep 2006-03-16 2010-11-11
192 Xiang, Jisong 項吉松 ALP923 Rep 2005-01-06 2006-11-04
193 Yin, He 尹賀 AJM689 Rep 2004-02-25 2007-06-16
194 Yip, Shuk Ling 葉淑玲 AEA526 Rep 2009-12-03
195 Yoda, Aki 依田亞希 AMH137 Rep 2005-07-22 2008-12-30
196 Yoo, Ji Eun ALF651 Rep 2004-09-13 2012-03-22
197 Yoon, Chi Won ACN181 Rep 2005-06-09 2016-07-25
198 Young, James Kenneth Freeman Scott M ANG579 Rep 2006-04-20 2010-10-07
199 Yu, Elizabeth Min Hsien 俞旻延 F AIR306 Rep 2005-10-05 2007-05-18
200 Yu, Jason Wah Chiu 余華超 M AAD859 Rep 2005-03-24 2011-06-30
201 Yu, Johnny Ching Yan 于正人 M AKO779 Rep 2004-05-05 2017-11-11
202 Yuen, Nicole Shuk Kam 袁淑琴 44 F ACH708 Rep 2005-03-24 2012-03-21
203 Yung, Tak Man (SFC:AHK660) 翁德敏 AHK660 Rep 2014-06-10
204 Zhou, Lingli (SFC:ALW484) 周伶俐 29 F ALW484 Rep 2005-04-11 2008-07-31
205 Zlot, Andrew Edward M AHK662 Rep 2004-05-20 2006-08-11

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