LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Aldeen, Chihiro AFT275 Rep 2008-09-29
2 Alexander, Charles Alan Heathcote 49 M ALI373 RO 2004-12-21 2008-02-01
3 Arnaudy, Anthony John M AMH715 Rep 2005-08-01 2008-09-29
4 Au, Tin Wai 區天偉 AJF371 Rep 2004-05-15 2006-07-06
5 Beresford, Paul Richard M ANF151 Rep 2006-03-20 2008-09-29
6 Bhattal, Jasjit Singh ABT100 RO 2008-09-29
7 Bhutani, Sarabjit Singh AGG965 Rep 2005-05-04 2008-10-06
8 Bihani, Sundeep AKW600 Rep 2004-06-24 2008-03-31
9 Budijono, Ridwan AML732 Rep 2005-09-15 2007-02-02
10 Caffrey, Kevin Michael M AMS335 Rep 2005-11-15 2008-09-27
11 Chan, Katherine Ching Yu 陳菁瑜 F ALS696 Rep 2005-02-24 2006-07-21
12 Chan, Kelvin Chun Kei 陳俊祺 M AHY019 Rep 2006-04-27
13 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
14 Chapman, James Richard (SFC:ALS060) M ALS060 Rep 2005-02-07 2008-09-29
15 Chen, Junyu (1965) 陳軍余 41 M AKL748 Rep 2004-04-26 2007-06-19
16 Chen, Lei (SFC:AMP422) 陳磊 27 M AMP422 Rep 2005-10-21 2007-12-31
17 Chen, Scott M AIC497 Rep 2008-09-29
18 Chen, Simon Guomin 陳國敏 39 M ALS062 RO 2005-06-20 2006-06-02
19 Chen, Wei (SFC:AHC346) 陳蔚 AHC346 Rep 2006-04-10
20 Cheung, Edward Tze Loong 張澤龍 M AGM506 Rep 2004-08-06 2006-04-20
21 Cheung, Loretta Lai Man 張麗雯 F ADB867 Rep 2008-09-29
22 Choi, Won 崔元 ANE754 Rep 2006-03-17 2006-10-04
23 Chow, Stephen Benny Ting Fai 周珽輝 M ANE749 Rep 2006-03-17 2007-05-07
24 Chung, Tak Wai (SFC:AMM043) 鍾德偉 29 M AMM043 Rep 2005-09-23 2008-11-22
25 Chwei, Mein Sze 徐敏思 AJK607 Rep 2004-02-18 2006-04-21
26 Cielinski, Mark Alan M AHC364 Rep 2008-09-29
27 Croft, Ian Richard M AJD476 Rep 2003-10-13 2008-09-29
28 Dong, Zhen (SFC:AMP550) 董震 AMP550 Rep 2005-10-25 2006-04-22
29 Douglas, David Archibald M AMF013 RO 2006-01-09 2008-08-06
30 Dubois-Phillips, Jonathan Edward M AJL224 Rep 2004-03-09 2006-07-01
31 Egliskis, David Walter M AJC319 Rep 2003-12-08 2007-07-07
32 Fellas, Lewis John (SFC:ALR009) M ALR009 Rep 2005-09-21 2006-08-14
33 Fung, Eugene Yui Hang 馮睿恆 M AJL412 Rep 2004-03-15 2008-09-13
34 Fung, William Ching Ho 馮正可 25 M ALR680 Rep 2005-02-01 2008-09-29
35 Gaitonde, Ghanashyam Lalji AHE512 Rep 2005-01-17 2008-09-29
36 Gao, Hui (SFC:AKP556) 高暉 AKP556 Rep 2004-05-18 2008-03-18
37 Garrett, Adam Guy Orlebar 蓋首男 M ALQ136 Rep 2005-01-10 2008-09-29
38 Ge, Ning (SFC:ALC812) 葛宁 ALC812 Rep 2004-08-20 2007-11-28
39 Ghia, Manish Hasmukh AJL427 Rep 2004-02-09 2007-03-19
40 Goel, Dinesh AMH157 Rep 2005-07-22 2008-09-29
41 Goh, Anne Jia Juan 吳佳娟 F AMJ479 Rep 2005-08-15 2008-09-29
42 Gu, Huaiyu 谷懷雨 AGX678 Rep 2004-11-11 2008-09-29
43 Gupta, Ashutosh (SFC:AJE577) AJE577 Rep 2003-11-26 2008-09-29
44 Harris, Jonathan Howe M ACA158 RO 2005-07-04 2006-07-29
45 Hindle, Leon Miller M AIN992 Rep 2008-09-29
46 Ho, Kelvin Teik Chye M ADA874 Rep 2008-09-29
47 Ho, Kenny Ting Hong 何定康 M AML780 Rep 2005-09-15 2008-03-13
48 Ho, Shanlia Wai Shan 何慧珊 AME228 Rep 2005-06-22 2008-09-29
49 Holt, Sue Lin F AJK539 Rep 2004-02-18 2008-09-29
50 Hong, Joonkee 洪俊基 AJX178 Rep 2005-04-15 2008-09-29
51 Hong, Patrick M AHA591 Rep 2005-12-01 2008-09-29
52 Hong, Yang-Myung AMG022 Rep 2005-07-20 2008-09-29
53 Hsi, Han Pin 許翰斌 ALH715 Rep 2004-09-27 2007-03-01
54 Hu, Bo (SFC:AMJ466) 胡勃 AMJ466 Rep 2005-08-16 2006-11-24
55 Hui, Kei Man 許紀文 AFD213 Rep 2004-09-17 2007-05-01
56 Hung, Kenneth Hei King 洪熙敬 M AEY448 Rep 2005-09-15 2008-09-29
57 Hussain, Yasmin (SFC:ALF303) ALF303 Rep 2004-09-06 2008-09-29
58 Ireland, Simon John M ALQ283 Rep 2005-01-14 2008-06-02
59 Kan, Paul Wei Hung 甘偉恆 M ALI539 Rep 2005-10-03 2008-03-14
60 Karrim, Anika 畢安妮 AEU182 Rep 2005-01-18 2008-04-26
61 Kaye, Patrick Jon M ALG236 Rep 2004-09-22 2008-09-29
62 Kee, Tang Seng AEC763 Rep 2003-08-20 2006-04-10
63 Kim, David Jaemin M AMC260 Rep 2005-06-15 2008-09-29
64 Kim, Dean Chang-Hun M ALP982 Rep 2005-08-22 2007-04-03
65 Kumar, Gautam (SFC:AMM350) AMM350 Rep 2005-09-22 2006-09-14
66 Kwan, Joyce Po Kuen 關寶娟 F ABC588 Rep 2005-04-25 2007-02-05
67 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2006-02-17 2007-05-14
68 Lam, Ada Lok Yee 林洛宜 F ACG599 Rep 2004-05-14 2007-02-15
69 Lam, David Tai Yuen 林大源 M ADJ557 RO 2006-03-28 2008-09-29
70 Lam, Franco Kwok Kei 林國基 AMI313 Rep 2005-08-04 2006-04-29
71 Lau, Bernard Yu Kwan 劉宇鈞 M AFT473 Rep 2008-09-29
72 Lau, Justin Ching Yin 劉正賢 M AJL491 Rep 2005-04-01 2008-09-29
73 Lau, Lik Alaric 劉力 AHK681 Rep 2008-09-29
74 Laungani, Neel Vishnu ADQ008 RO 2004-12-20 2008-09-29
75 Lay, Richard Donovan M ALW485 Rep 2005-10-14 2007-09-17
76 Lee, Annisa Yuen Yee 李婉儀 F ALW388 Rep 2005-04-11 2008-09-29
77 Lee, James Sungho M AMF524 Rep 2005-07-12 2008-09-29
78 Lee, Jung Sun 李政宣 AMA047 Rep 2005-05-24 2006-04-27
79 Lee, Kyung Koo (SFC:AND942) 李庚九 AND942 Rep 2006-03-08 2008-09-29
80 Lee, Myung Won 李明遠 AHK970 Rep 2004-07-20 2007-07-04
81 Lee, Wang Kwong 李泓廣 AFS914 Rep 2004-08-20 2008-09-23
82 Lee, Young Seok (SFC:ALU865) ALU865 Rep 2005-03-17 2008-06-30
83 Leung, Ka Ho (SFC:AFC564) 梁嘉浩 AFC564 Rep 2005-04-15 2008-09-29
84 Leung, Spencer Yu Cheong 梁裕昌 30 M AML738 Rep 2005-09-15 2006-04-28
85 Li, Elsy Chun 李雋 34 F AGH130 Rep 2005-07-15 2008-03-07
86 Li, Peter Ying Lun 李英麟 M AMN656 Rep 2005-09-28 2007-10-14
87 Li, Yvonne Yee Yean 李宜然 F AFR270 Rep 2004-06-16 2008-03-11
88 Lim, Edmund Kim San 林金山 M AJE583 Rep 2003-11-07 2008-09-29
89 Lim, Hwee Ghee 林慧儀 AGK672 Rep 2007-10-11
90 Lin, Chao-Hua 林超驊 ALL057 Rep 2004-11-11 2008-09-29
91 Lin, Xin (SFC:AMJ471) 林鑫 AMJ471 Rep 2005-08-15 2008-09-29
92 Lin, Yng-Jyh 林盈志 ALY151 Rep 2005-04-26 2008-09-29
93 Lin, Yuri Yee-Lee AMG021 Rep 2005-07-20 2006-04-25
94 Littell, Christopher James M AGM210 Rep 2005-06-08 2006-04-28
95 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-06-16 2008-09-29
96 Liu, Qianli 劉千里 31 F ANE763 Rep 2006-03-17 2007-07-02
97 Lo, Philip (SFC:AMT669) 盧偉楷 M AMT669 Rep 2005-11-28 2008-09-29
98 Lo, Yue Hin 羅宇軒 ANB463 Rep 2006-02-20 2008-09-29
99 Loh, Adrian Jenn Yeh M ANE752 Rep 2006-03-20 2007-03-19
100 Louie, Paul Kwok Yi 雷國怡 M AES876 Rep 2005-08-15 2008-09-29
101 Low, Kenneth Meng Ee M AJD749 Rep 2003-10-22 2006-08-14
102 Luk, Sylvia Ching Yan 陸靜茵 F AED614 Rep 2005-11-25 2008-09-29
103 Ma, Dongjun (SFC:AME464) 馬東軍 AME464 Rep 2005-06-27 2008-09-29
104 Ma, Sze Man 馬思敏 AED753 Rep 2006-03-16 2008-09-29
105 Ma, Yue (SFC:ALB800) 馬越 ALB800 Rep 2004-08-09 2006-07-15
106 Mak, Marian Yuen Man 麥沅雯 F AID159 Rep 2007-04-10
107 Mar, Johnson M ADR669 RO 2008-09-29
108 Martinez Acosta, Jorge Carlos M AMJ476 Rep 2005-08-15 2008-09-29
109 Millea, Timothy Emmett M ALV096 Rep 2005-03-21 2008-09-29
110 Milliken, Peter James M AEO766 Rep 2008-02-01
111 Mohinani, Pradeep AEN512 Rep 2005-05-12 2007-04-13
112 Myong, Chun Hyong AEN827 Rep 2005-02-22 2008-09-29
113 Nai, Te-Ling AML731 Rep 2005-09-15 2008-09-29
114 Nath, Nikhil ALW163 Rep 2005-04-06 2007-04-01
115 Nirmalananda, Logan Siva AJO315 Rep 2004-03-19 2007-05-14
116 O'Meara, Christopher James Sidney M AFQ412 RO 2005-04-27 2008-09-29
117 Oh, Seung Joo 吳昇宙 ALJ848 Rep 2005-09-26 2008-04-15
118 Paine, David L M ADH929 Rep 2008-09-29
119 Pamulapati, Lalit Chandra Choudary AGD006 Rep 2006-07-20
120 Pang, Eric Kwok Lik 彭國力 M ALJ833 Rep 2004-11-01 2008-09-29
121 Penkett, Paul Alexis 36 M AMQ694 Rep 2005-11-01 2008-08-29
122 Perrett, Adam Nicholas 龐立德 M AKP035 RO 2005-01-10 2006-04-11
123 Pu, Jennifer 蒲心怡 F AMO548 Rep 2005-10-14 2008-09-29
124 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2004-05-03 2008-09-29
125 Salgaonkar, Sachin ANF161 Rep 2006-03-22 2007-11-21
126 Selig, William Louis M AHC330 Rep 2005-07-20 2007-03-26
127 Shanidze, Levan AFD300 Rep 2005-11-07 2008-09-29
128 Shen, Dehua 沈德華 AMU085 Rep 2005-11-29 2008-09-29
129 Shi, Lin (SFC:AMF516) 石琳 AMF516 Rep 2005-07-12 2007-08-27
130 Sim, Sharon Anne Soo Yee F AGH852 Rep 2005-08-15 2008-09-29
131 Siu, Michael Yiu Han 蕭耀恒 M AEE607 Rep 2005-07-21 2008-05-02
132 Squier, Annabel Jane Helen F AMY988 Rep 2006-01-26 2008-09-29
133 Sugasa, Dustin Paul M AMS609 Rep 2005-11-25 2008-09-04
134 Sun, Lu (SFC:AGF426) 孫璐 AGF426 Rep 2007-03-02
135 Sun, Xiaowu 孫曉悟 AJK635 Rep 2006-01-11 2006-12-16
136 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
137 Tam, Shing Hei 譚成希 AEA201 Rep 2005-04-25 2006-12-27
138 Tan, Bo (1973) 譚擘 33 M ALK999 Rep 2006-03-16 2007-03-31
139 Tan, Bok Chuan 陳木泉 ALF923 Rep 2004-09-16 2006-06-06
140 Tan, Snowy Sze Ling 陳施霖 AFD553 Rep 2006-03-22 2008-08-01
141 Tan, Wan Yuan 陳婉圓 AMK263 Rep 2005-08-31 2006-09-11
142 Tan, Yun Yang 陳韻揚 ALQ958 Rep 2005-01-26 2006-07-29
143 Tay, Teck How 鄭德豪 AKV062 Rep 2004-06-15 2008-09-29
144 Teng, Fredric Chien Hwa 鄧建華 AMU466 Rep 2005-12-07 2008-09-29
145 Thai, Thanh Hung 蔡成雄 37 M ALB240 Rep 2004-08-04 2008-07-01
146 Tong, Tze Kong 唐梓剛 AMQ919 Rep 2005-10-31 2008-09-29
147 Tsang, Eric On Bong 曾安邦 M AAA072 Rep 2006-06-01
148 Tsang, Ka Kin (SFC:ALD602) 曾家健 ALD602 Rep 2004-08-26 2007-08-06
149 Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 ADC037 Rep 2008-09-29
150 Tsui, Shun Lin 徐順蓮 ANA490 Rep 2006-02-09 2008-09-29
151 Tung, Erik Hong 童慷 M ADS384 Rep 2005-10-14 2006-04-19
152 Tweeboom, Norman Lionel M AJE275 Rep 2005-08-15 2008-09-29
153 Uahwatanasakul, Kalaya 余舜茵 ALI359 Rep 2004-10-12 2008-09-13
154 Upadhyay, Saurabh AJF328 Rep 2003-12-09 2008-09-29
155 Van Der Graaf, Allard Jan Baptiste Gerrette AGB957 Rep 2005-10-03 2008-09-29
156 Verma, Rahul (SFC:AMY959) AMY959 Rep 2006-01-24 2008-09-29
157 Wai, Plato Pak To 韋百濤 ALW734 Rep 2005-04-21 2008-09-29
158 Wang, C C Clark 王崇智 ANG377 Rep 2006-03-30 2007-04-30
159 Wang, Fang (SFC:AID230) 王芳 AID230 Rep 2008-09-29
160 Wang, Yaqian 王亞謙 AMG899 Rep 2005-07-20 2008-09-29
161 Wannenmacher, Tim M AMU467 Rep 2005-12-09 2008-09-29
162 Weidle, Daniel William M ALZ714 Rep 2005-05-18 2007-03-12
163 Weng, Hsiao-Wei 翁曉薇 AML439 Rep 2005-09-13 2007-08-01
164 Wimmer, Oliver M AMM352 Rep 2005-09-22 2008-05-22
165 Wong, Anthony Man Chun 黃文俊 M AJD976 Rep 2004-04-10 2006-08-14
166 Wong, Edwin Ching Him 黃正謙 AEB025 Rep 2008-09-29
167 Wong, Marco Chi Duen M AFQ741 Rep 2008-09-29
168 Wong, Michael Yu 黃宇 M ADT507 Rep 2005-05-05 2006-07-27
169 Wong, Ming Shing 黃明勝 AAF460 Rep 2005-08-04 2008-09-29
170 Wu, Frances 胡穎文 F AFW032 Rep 2004-07-28 2008-09-29
171 Wu, Wei (SFC:AMP204) 吳畏 AMP204 Rep 2005-10-17 2008-09-29
172 Xie, Li (SFC:AME467) 謝犁 AME467 Rep 2005-06-27 2007-12-05
173 Xu, Ping (SFC:ALI016) 徐萍 ALI016 Rep 2004-10-05 2008-09-29
174 Yang, Hao-Ting 楊皓珽 AMN709 Rep 2005-10-03 2007-07-30
175 Yang, Zhizhong (SFC:ACO050) 楊志中 ACO050 RO 2005-10-05 2008-09-29
176 Yap, Chin Yee 叶君瑜 AFR721 Rep 2008-03-18
177 Yeh, Ivan Hanson Shing Yue 葉承諭 M AMM375 Rep 2005-09-22 2007-03-31
178 Yeung, Hau Kin 楊孝堅 AIH186 Rep 2005-04-19 2006-07-29
179 Yeung, Hiu Chit 楊曉婕 AML649 Rep 2005-09-15 2006-05-27
180 Yi, Eun Young AGA807 Rep 2005-05-24 2006-05-02
181 Yong, Fui San ADB186 Rep 2005-03-04 2008-09-29
182 Yu, Ming Lai 余明麗 AFU845 Rep 2003-08-15 2006-04-10
183 Zhang, Lei (SFC:AMO860) 張蕾 AMO860 Rep 2005-10-17 2008-09-29
184 Zhou, Liping (SFC:AML294) 周麗萍 AML294 Rep 2005-09-08 2006-05-19

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top