FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chak, Kam Piu 翟錦標 |
|
|
ABI227 |
Rep |
|
2014-08-01 |
| 2 |
Chan, Bernard Hon Wai 陳漢偉 |
|
M |
AAE407 |
Rep |
|
|
| 3 |
Chan, Pang 陳鵬 |
|
|
ABS421 |
Rep |
2005-12-20 |
|
| 4 |
Chan, Simon Chi Ming 陳志明 |
|
M |
AEJ403 |
Rep |
2004-11-01 |
2011-03-31 |
| 5 |
Chan, Sophia Sok Yin 陳淑妍 |
|
F |
ABE984 |
Rep |
2003-11-18 |
2003-11-19 |
| 6 |
Chan, To (SFC:AMF426) 陳濤 |
|
|
AMF426 |
Rep |
2005-08-16 |
2005-11-10 |
| 7 |
Chan, Wang Fai (SFC:AFI965) 陳宏輝 |
32 |
M |
AFI965 |
Rep |
|
2004-09-03 |
|
|
|
RO |
2004-09-03 |
2009-05-29 |
| 8 |
Chan, Yuen Yee (SFC:AEM854) 陳婉兒 |
|
|
AEM854 |
Rep |
2003-05-26 |
2020-10-29 |
| 9 |
Chang, Chun Chung 張振宗 |
|
|
AND527 |
Rep |
2006-02-28 |
2006-09-19 |
| 10 |
Chen, Peili 陳培莉 |
|
|
AMG931 |
Rep |
2005-07-26 |
|
| 11 |
Chen, Qing (SFC:AHJ872) 陳青 |
|
|
AHJ872 |
Rep |
|
2005-07-29 |
| 12 |
Cheng, Judy Yuen Yi 鄭宛儀 |
|
F |
AIR787 |
Rep |
|
2005-07-06 |
| 13 |
Cheng, Lit Fai 鄭烈輝 |
|
|
ACK224 |
Rep |
|
2011-06-10 |
| 14 |
Cheung, Chik Fai 張藉輝 |
|
|
AAB513 |
Rep |
|
2022-06-24 |
| 15 |
Ching, Ah Chye (SFC:AAG308) 莊益才 |
|
|
AAG308 |
RO |
|
2019-05-08 |
| 16 |
Chu, Wai Leung (SFC:ABQ114) 朱偉良 |
|
|
ABQ114 |
Rep |
2003-05-26 |
2005-09-30 |
| 17 |
Fang, Ming (SFC:AFP131) 方明 |
|
|
AFP131 |
Rep |
|
2008-06-16 |
| 18 |
Fok, Benny Chi Hung 霍智鴻 |
|
M |
ACA636 |
Rep |
2004-05-19 |
2021-04-28 |
| 19 |
Fung, Kwan Hay 馮錕禧 |
|
|
ADS316 |
Rep |
|
2013-07-17 |
| 20 |
Gao, Mei (SFC:AFS775) 高梅 |
|
|
AFS775 |
Rep |
|
2009-11-13 |
| 21 |
Ho, Chip Hang 何接恆 |
|
|
ABH036 |
Rep |
|
|
| 22 |
Ho, Kelvin Chi Yin 何自然 |
|
M |
AAO487 |
Rep |
|
2005-07-20 |
| 23 |
Ho, Michael Yui Kin 何銳堅 |
|
M |
ABQ517 |
Rep |
|
2003-04-18 |
| 24 |
Hu, Yi Ming (SFC:AEU261) 胡一鳴 |
|
|
AEU261 |
Rep |
2004-10-18 |
2005-05-23 |
| 25 |
Kwan, Kam Hung 關錦雄 |
|
|
AGL963 |
Rep |
2004-03-16 |
2004-06-24 |
| 26 |
Lai, Ho Yin (SFC:AIH679) 黎浩然 |
|
|
AIH679 |
Rep |
2004-07-30 |
2006-06-28 |
| 27 |
Lam, Heung Wing (SFC:ACD758) 林向榮 |
|
|
ACD758 |
Rep |
2004-05-12 |
2004-11-29 |
| 28 |
Lam, Paul Chi Yung 林智勇 |
|
M |
AFT913 |
Rep |
|
2014-07-18 |
| 29 |
Lau, Chi Keung (SFC:AJZ235) 劉志強 |
|
|
AJZ235 |
Rep |
2005-10-26 |
|
| 30 |
Lau, Kwai Ying (SFC:AEA860) 劉桂英 |
|
|
AEA860 |
Rep |
2003-06-10 |
2003-07-11 |
| 31 |
Lee, Chong Shan 李創山 |
|
|
ABV689 |
Rep |
2003-05-26 |
2005-09-30 |
| 32 |
Lee, Deborah Wai Chung 李慧中 |
|
F |
AFY974 |
Rep |
|
2005-04-07 |
| 33 |
Lee, Tai Tong 李棣棠 |
|
|
ADZ578 |
Rep |
|
2011-02-06 |
| 34 |
Lee, Ying Kei 李英琪 |
|
|
AER770 |
Rep |
|
2006-01-27 |
| 35 |
Leung, Stanley Chi Yuen 梁志源 |
|
M |
AAE324 |
Rep |
2003-05-26 |
|
| 36 |
Leung, Wai Yip (SFC:AAE338) 梁偉業 |
|
|
AAE338 |
Rep |
|
2022-07-29 |
| 37 |
Li, Bingshan 李冰山 |
|
|
ALH680 |
Rep |
2005-07-22 |
2007-07-31 |
| 38 |
Li, Jun (SFC:AMU443) 李俊 |
|
|
AMU443 |
Rep |
2006-02-27 |
2009-11-30 |
| 39 |
Li, Kwok Hung (SFC:AAB213) 李國雄 |
|
|
AAB213 |
RO |
|
2010-06-30 |
| 40 |
Lo, Sammy Kwok Loong 羅國龍 |
42 |
M |
AAH920 |
Rep |
2003-04-26 |
2009-11-13 |
| 41 |
Poon, Linda Chi Lam 潘芝琳 |
|
F |
AHG567 |
Rep |
|
2003-07-07 |
| 42 |
Qiu, Hong (SFC:AGH952) 邱紅 |
|
|
AGH952 |
Rep |
|
2006-09-08 |
| 43 |
See, Alvin Hoi Yi 施海夷 |
|
M |
AAC345 |
Rep |
|
2003-10-31 |
| 44 |
Tao, Shi (SFC:AGS762) 陶石 |
|
|
AGS762 |
Rep |
2003-11-03 |
2008-03-15 |
| 45 |
Tsui, Kwong Fai 徐光輝 |
|
|
AFS774 |
Rep |
|
2005-03-04 |
| 46 |
Wan, Chengshui 万成水 |
|
|
ALH700 |
Rep |
2005-07-30 |
2007-11-15 |
| 47 |
Wang, James Junyan 王俊彥 |
36 |
M |
ADA695 |
RO |
|
2006-12-31 |
| 48 |
Wang, Lu (SFC:AGW114) 王璐 |
|
|
AGW114 |
Rep |
|
2006-01-12 |
| 49 |
Wong, Che Lik 黃自力 |
|
|
ABZ884 |
Rep |
2004-06-29 |
2006-04-10 |
| 50 |
Wong, Chi Ling (SFC:ACG593) 黃志凌 |
|
|
ACG593 |
Rep |
2003-05-26 |
2009-05-08 |
| 51 |
Wong, Howard Horg Wang 王學宏 |
|
M |
ADV962 |
Rep |
|
2006-03-20 |
| 52 |
Wong, Ka Hing (SFC:AIH624) 黃嘉馨 |
|
|
AIH624 |
Rep |
2005-01-26 |
2006-02-21 |
| 53 |
Wong, Kwok Cheung (SFC:ADS011) 王國章 |
|
|
ADS011 |
Rep |
2003-05-12 |
2006-01-27 |
| 54 |
Wong, Suet Yi (SFC:AAB485) 黃雪儀 |
|
|
AAB485 |
Rep |
2006-01-23 |
2007-12-31 |
| 55 |
Yau, Siu Ling 邱少玲 |
|
|
AEB576 |
Rep |
2004-07-07 |
2004-12-02 |
| 56 |
Yeung, Rankine Wai Kin 楊偉堅 |
45 |
M |
ACC364 |
RO |
|
|
| 57 |
Yip, Johnson Kin Ching 葉健清 |
|
M |
ACB705 |
Rep |
2003-05-26 |
2005-09-30 |
| 58 |
Yip, Sheung Chi (SFC:AEI328) 葉尚志 |
|
|
AEI328 |
Rep |
|
2012-01-09 |
| 59 |
Yu, James Tsz Chau 余紫秋 |
|
M |
AMP259 |
Rep |
2005-11-25 |
2006-08-10 |
| 60 |
Yu, Ka Ho (SFC:ALS369) 余家豪 |
|
|
ALS369 |
Rep |
2006-01-27 |
2007-02-28 |
| 61 |
Yuen, Kin Wai (SFC:AEA365) 袁健偉 |
|
|
AEA365 |
Rep |
|
2008-07-31 |
| 62 |
Yung, Ki Fai 翁奇輝 |
|
|
AFY548 |
Rep |
2003-05-26 |
2012-06-04 |
| 63 |
Zhang, Chunmei (SFC:AKO867) 張春美 |
|
|
AKO867 |
Rep |
2006-02-02 |
2008-03-31 |
| 64 |
Zhang, Yongjie (SFC:AHJ439) 張永捷 |
|
|
AHJ439 |
Rep |
2003-12-23 |
2004-05-06 |
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