LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aldeen, Chihiro | AFT275 | Rep | 2008-09-29 | |||
| 2 | Alexander, Charles Alan Heathcote | 49 | M | ALI373 | RO | 2004-12-21 | 2008-02-01 |
| 3 | Andrew, Simon Malcolm | M | AKS596 | Rep | 2004-05-24 | 2006-02-22 | |
| 4 | Arnaudy, Anthony John | M | AMH715 | Rep | 2005-08-01 | 2008-09-29 | |
| 5 | Au, Tin Wai 區天偉 | AJF371 | Rep | 2004-05-15 | 2006-07-06 | ||
| 6 | Bhattal, Jasjit Singh | ABT100 | RO | 2008-09-29 | |||
| 7 | Bhutani, Sarabjit Singh | AGG965 | Rep | 2005-05-04 | 2008-10-06 | ||
| 8 | Bihani, Sundeep | AKW600 | Rep | 2004-06-24 | 2008-03-31 | ||
| 9 | Budijono, Ridwan | AML732 | Rep | 2005-09-15 | 2007-02-02 | ||
| 10 | Caffrey, Kevin Michael | M | AMS335 | Rep | 2005-11-15 | 2008-09-27 | |
| 11 | Chan, Katherine Ching Yu 陳菁瑜 | F | ALS696 | Rep | 2005-02-24 | 2006-07-21 | |
| 12 | Chan, Kelvin Chun Kei 陳俊祺 | M | AHY019 | Rep | 2006-04-27 | ||
| 13 | Chan, Shirley Mei Fung 陳美鳳 | F | AEC087 | Rep | 2008-09-29 | ||
| 14 | Chapman, James Richard (SFC:ALS060) | M | ALS060 | Rep | 2005-02-07 | 2008-09-29 | |
| 15 | Chen, Junyu (1965) 陳軍余 | 41 | M | AKL748 | Rep | 2004-04-26 | 2007-06-19 |
| 16 | Chen, Lei (SFC:AMP422) 陳磊 | 27 | M | AMP422 | Rep | 2005-10-21 | 2007-12-31 |
| 17 | Chen, Scott | M | AIC497 | Rep | 2008-09-29 | ||
| 18 | Chen, Simon Guomin 陳國敏 | 39 | M | ALS062 | RO | 2005-06-20 | 2006-06-02 |
| 19 | Chen, Wei (SFC:AHC346) 陳蔚 | AHC346 | Rep | 2006-04-10 | |||
| 20 | Cheung, Edward Tze Loong 張澤龍 | M | AGM506 | Rep | 2004-08-06 | 2006-04-20 | |
| 21 | Cheung, Loretta Lai Man 張麗雯 | F | ADB867 | Rep | 2008-09-29 | ||
| 22 | Chuang, Mei 莊美 | AJK953 | Rep | 2005-03-31 | 2006-02-13 | ||
| 23 | Chung, Tak Wai (SFC:AMM043) 鍾德偉 | 29 | M | AMM043 | Rep | 2005-09-23 | 2008-11-22 |
| 24 | Chwei, Mein Sze 徐敏思 | AJK607 | Rep | 2004-02-18 | 2006-04-21 | ||
| 25 | Cielinski, Mark Alan | M | AHC364 | Rep | 2008-09-29 | ||
| 26 | Corry, Nicolas Daniel | M | AKP276 | Rep | 2004-05-17 | 2006-02-02 | |
| 27 | Croft, Ian Richard | M | AJD476 | Rep | 2003-10-13 | 2008-09-29 | |
| 28 | Dong, Zhen (SFC:AMP550) 董震 | AMP550 | Rep | 2005-10-25 | 2006-04-22 | ||
| 29 | Douglas, David Archibald | M | AMF013 | RO | 2006-01-09 | 2008-08-06 | |
| 30 | Dubois-Phillips, Jonathan Edward | M | AJL224 | Rep | 2004-03-09 | 2006-07-01 | |
| 31 | Egliskis, David Walter | M | AJC319 | Rep | 2003-12-08 | 2007-07-07 | |
| 32 | Evans, Joshua Webb | M | AMH709 | Rep | 2005-08-01 | 2006-03-24 | |
| 33 | Fellas, Lewis John (SFC:ALR009) | M | ALR009 | Rep | 2005-09-21 | 2006-08-14 | |
| 34 | Fletcher, Luke (SFC:AIL062) | M | AIL062 | Rep | 2004-09-13 | 2006-02-07 | |
| 35 | Fung, Eugene Yui Hang 馮睿恆 | M | AJL412 | Rep | 2004-03-15 | 2008-09-13 | |
| 36 | Fung, William Ching Ho 馮正可 | 25 | M | ALR680 | Rep | 2005-02-01 | 2008-09-29 |
| 37 | Gaitonde, Ghanashyam Lalji | AHE512 | Rep | 2005-01-17 | 2008-09-29 | ||
| 38 | Gao, Hui (SFC:AKP556) 高暉 | AKP556 | Rep | 2004-05-18 | 2008-03-18 | ||
| 39 | Garrett, Adam Guy Orlebar 蓋首男 | M | ALQ136 | Rep | 2005-01-10 | 2008-09-29 | |
| 40 | Ge, Ning (SFC:ALC812) 葛宁 | ALC812 | Rep | 2004-08-20 | 2007-11-28 | ||
| 41 | Ghia, Manish Hasmukh | AJL427 | Rep | 2004-02-09 | 2007-03-19 | ||
| 42 | Goel, Dinesh | AMH157 | Rep | 2005-07-22 | 2008-09-29 | ||
| 43 | Goh, Anne Jia Juan 吳佳娟 | F | AMJ479 | Rep | 2005-08-15 | 2008-09-29 | |
| 44 | Gu, Huaiyu 谷懷雨 | AGX678 | Rep | 2004-11-11 | 2008-09-29 | ||
| 45 | Gupta, Ashutosh (SFC:AJE577) | AJE577 | Rep | 2003-11-26 | 2008-09-29 | ||
| 46 | Harris, Jonathan Howe | M | ACA158 | RO | 2005-07-04 | 2006-07-29 | |
| 47 | Hellawell Iii, George Alan | M | AHL501 | RO | 2005-07-20 | 2006-02-20 | |
| 48 | Hindle, Leon Miller | M | AIN992 | Rep | 2008-09-29 | ||
| 49 | Ho, Kelvin Teik Chye | M | ADA874 | Rep | 2008-09-29 | ||
| 50 | Ho, Kenny Ting Hong 何定康 | M | AML780 | Rep | 2005-09-15 | 2008-03-13 | |
| 51 | Ho, Shanlia Wai Shan 何慧珊 | AME228 | Rep | 2005-06-22 | 2008-09-29 | ||
| 52 | Holt, Sue Lin | F | AJK539 | Rep | 2004-02-18 | 2008-09-29 | |
| 53 | Hong, Joonkee 洪俊基 | AJX178 | Rep | 2005-04-15 | 2008-09-29 | ||
| 54 | Hong, Patrick | M | AHA591 | Rep | 2005-12-01 | 2008-09-29 | |
| 55 | Hong, Yang-Myung | AMG022 | Rep | 2005-07-20 | 2008-09-29 | ||
| 56 | Hsi, Han Pin 許翰斌 | ALH715 | Rep | 2004-09-27 | 2007-03-01 | ||
| 57 | Hu, Bo (SFC:AMJ466) 胡勃 | AMJ466 | Rep | 2005-08-16 | 2006-11-24 | ||
| 58 | Hui, Kei Man 許紀文 | AFD213 | Rep | 2004-09-17 | 2007-05-01 | ||
| 59 | Hung, Kenneth Hei King 洪熙敬 | M | AEY448 | Rep | 2005-09-15 | 2008-09-29 | |
| 60 | Hussain, Yasmin (SFC:ALF303) | ALF303 | Rep | 2004-09-06 | 2008-09-29 | ||
| 61 | Ireland, Simon John | M | ALQ283 | Rep | 2005-01-14 | 2008-06-02 | |
| 62 | Jaan, Masood | AMS260 | Rep | 2005-11-14 | 2006-02-02 | ||
| 63 | Kan, Paul Wei Hung 甘偉恆 | M | ALI539 | Rep | 2005-10-03 | 2008-03-14 | |
| 64 | Karrim, Anika 畢安妮 | AEU182 | Rep | 2005-01-18 | 2008-04-26 | ||
| 65 | Kaye, Patrick Jon | M | ALG236 | Rep | 2004-09-22 | 2008-09-29 | |
| 66 | Kee, Tang Seng | AEC763 | Rep | 2003-08-20 | 2006-04-10 | ||
| 67 | Kim, David Jaemin | M | AMC260 | Rep | 2005-06-15 | 2008-09-29 | |
| 68 | Kim, Dean Chang-Hun | M | ALP982 | Rep | 2005-08-22 | 2007-04-03 | |
| 69 | Kumar, Gautam (SFC:AMM350) | AMM350 | Rep | 2005-09-22 | 2006-09-14 | ||
| 70 | Kwan, Joyce Po Kuen 關寶娟 | F | ABC588 | Rep | 2005-04-25 | 2007-02-05 | |
| 71 | Lai, Miranda Fung Sin 黎鳳仙 | F | ALQ554 | Rep | 2005-09-22 | 2006-03-02 | |
| 72 | Lam, Ada Lok Yee 林洛宜 | F | ACG599 | Rep | 2004-05-14 | 2007-02-15 | |
| 73 | Lam, David Tai Yuen 林大源 | M | ADJ557 | Rep | 2006-03-28 | ||
| 74 | Lam, Franco Kwok Kei 林國基 | AMI313 | Rep | 2005-08-04 | 2006-04-29 | ||
| 75 | Lance, Robert Waldo | M | AEL830 | RO | 2003-06-03 | 2006-02-24 | |
| 76 | Lau, Bernard Yu Kwan 劉宇鈞 | M | AFT473 | Rep | 2008-09-29 | ||
| 77 | Lau, Justin Ching Yin 劉正賢 | M | AJL491 | Rep | 2005-04-01 | 2008-09-29 | |
| 78 | Lau, Kenneth (SFC:AFI835) 劉皓之 | 31 | M | AFI835 | Rep | 2006-02-15 | |
| 79 | Lau, Lik Alaric 劉力 | AHK681 | Rep | 2008-09-29 | |||
| 80 | Laungani, Neel Vishnu | ADQ008 | RO | 2004-12-20 | 2008-09-29 | ||
| 81 | Lay, Richard Donovan | M | ALW485 | Rep | 2005-10-14 | 2007-09-17 | |
| 82 | Lee, Annisa Yuen Yee 李婉儀 | F | ALW388 | Rep | 2005-04-11 | 2008-09-29 | |
| 83 | Lee, James Sungho | M | AMF524 | Rep | 2005-07-12 | 2008-09-29 | |
| 84 | Lee, Jung Sun 李政宣 | AMA047 | Rep | 2005-05-24 | 2006-04-27 | ||
| 85 | Lee, Myung Won 李明遠 | AHK970 | Rep | 2004-07-20 | 2007-07-04 | ||
| 86 | Lee, Wang Kwong 李泓廣 | AFS914 | Rep | 2004-08-20 | 2008-09-23 | ||
| 87 | Lee, Young Seok (SFC:ALU865) | ALU865 | Rep | 2005-03-17 | 2008-06-30 | ||
| 88 | Leung, Ka Ho (SFC:AFC564) 梁嘉浩 | AFC564 | Rep | 2005-04-15 | 2008-09-29 | ||
| 89 | Leung, Spencer Yu Cheong 梁裕昌 | 30 | M | AML738 | Rep | 2005-09-15 | 2006-04-28 |
| 90 | Li, Elsy Chun 李雋 | 34 | F | AGH130 | Rep | 2005-07-15 | 2008-03-07 |
| 91 | Li, Peter Ying Lun 李英麟 | M | AMN656 | Rep | 2005-09-28 | 2007-10-14 | |
| 92 | Li, Yvonne Yee Yean 李宜然 | F | AFR270 | Rep | 2004-06-16 | 2008-03-11 | |
| 93 | Lim, Edmund Kim San 林金山 | M | AJE583 | Rep | 2003-11-07 | 2008-09-29 | |
| 94 | Lim, Hwee Ghee 林慧儀 | AGK672 | Rep | 2007-10-11 | |||
| 95 | Lin, Chao-Hua 林超驊 | ALL057 | Rep | 2004-11-11 | 2008-09-29 | ||
| 96 | Lin, Xin (SFC:AMJ471) 林鑫 | AMJ471 | Rep | 2005-08-15 | 2008-09-29 | ||
| 97 | Lin, Yng-Jyh 林盈志 | ALY151 | Rep | 2005-04-26 | 2008-09-29 | ||
| 98 | Lin, Yuri Yee-Lee | AMG021 | Rep | 2005-07-20 | 2006-04-25 | ||
| 99 | Littell, Christopher James | M | AGM210 | Rep | 2005-06-08 | 2006-04-28 | |
| 100 | Liu, Kate Kit Yee 廖潔儀 | F | ACY139 | Rep | 2003-06-16 | 2008-09-29 | |
| 101 | Lo, Philip (SFC:AMT669) 盧偉楷 | M | AMT669 | Rep | 2005-11-28 | 2008-09-29 | |
| 102 | Louie, Paul Kwok Yi 雷國怡 | M | AES876 | Rep | 2005-08-15 | 2008-09-29 | |
| 103 | Low, Kenneth Meng Ee | M | AJD749 | Rep | 2003-10-22 | 2006-08-14 | |
| 104 | Luk, Sylvia Ching Yan 陸靜茵 | F | AED614 | Rep | 2005-11-25 | 2008-09-29 | |
| 105 | Ma, Dongjun (SFC:AME464) 馬東軍 | AME464 | Rep | 2005-06-27 | 2008-09-29 | ||
| 106 | Ma, Yue (SFC:ALB800) 馬越 | ALB800 | Rep | 2004-08-09 | 2006-07-15 | ||
| 107 | Mak, Marian Yuen Man 麥沅雯 | F | AID159 | Rep | 2007-04-10 | ||
| 108 | Mar, Johnson | M | ADR669 | RO | 2008-09-29 | ||
| 109 | Martinez Acosta, Jorge Carlos | M | AMJ476 | Rep | 2005-08-15 | 2008-09-29 | |
| 110 | McKeever, Stephen James | M | AFH236 | Rep | 2006-02-07 | ||
| 111 | Millea, Timothy Emmett | M | ALV096 | Rep | 2005-03-21 | 2008-09-29 | |
| 112 | Milliken, Peter James | M | AEO766 | Rep | 2008-02-01 | ||
| 113 | Mohinani, Pradeep | AEN512 | Rep | 2005-05-12 | 2007-04-13 | ||
| 114 | Myong, Chun Hyong | AEN827 | Rep | 2005-02-22 | 2008-09-29 | ||
| 115 | Nai, Te-Ling | AML731 | Rep | 2005-09-15 | 2008-09-29 | ||
| 116 | Nath, Nikhil | ALW163 | Rep | 2005-04-06 | 2007-04-01 | ||
| 117 | Nirmalananda, Logan Siva | AJO315 | Rep | 2004-03-19 | 2007-05-14 | ||
| 118 | O'Meara, Christopher James Sidney | M | AFQ412 | RO | 2005-04-27 | 2008-09-29 | |
| 119 | Oh, Seung Joo 吳昇宙 | ALJ848 | Rep | 2005-09-26 | 2008-04-15 | ||
| 120 | Osuga, Aya | AML757 | Rep | 2005-09-15 | 2006-02-15 | ||
| 121 | Paine, David L | M | ADH929 | Rep | 2008-09-29 | ||
| 122 | Pamulapati, Lalit Chandra Choudary | AGD006 | Rep | 2006-07-20 | |||
| 123 | Pang, Eric Kwok Lik 彭國力 | M | ALJ833 | Rep | 2004-11-01 | 2008-09-29 | |
| 124 | Park, Sung Wan 朴性玩 | ADQ242 | Rep | 2006-03-26 | |||
| 125 | Penkett, Paul Alexis | 36 | M | AMQ694 | Rep | 2005-11-01 | 2008-08-29 |
| 126 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | RO | 2005-01-10 | 2006-04-11 | |
| 127 | Pu, Jennifer 蒲心怡 | F | AMO548 | Rep | 2005-10-14 | 2008-09-29 | |
| 128 | Ryan, Jonathan David (SFC:AGX020) | M | AGX020 | Rep | 2004-05-03 | 2008-09-29 | |
| 129 | Selig, William Louis | M | AHC330 | Rep | 2005-07-20 | 2007-03-26 | |
| 130 | Shanidze, Levan | AFD300 | Rep | 2005-11-07 | 2008-09-29 | ||
| 131 | Shen, Dehua 沈德華 | AMU085 | Rep | 2005-11-29 | 2008-09-29 | ||
| 132 | Shi, Lin (SFC:AMF516) 石琳 | AMF516 | Rep | 2005-07-12 | 2007-08-27 | ||
| 133 | Shin, Ju Young | AJD378 | Rep | 2003-10-13 | 2006-03-10 | ||
| 134 | Sim, Sharon Anne Soo Yee | F | AGH852 | Rep | 2005-08-15 | 2008-09-29 | |
| 135 | Siu, Michael Yiu Han 蕭耀恒 | M | AEE607 | Rep | 2005-07-21 | 2008-05-02 | |
| 136 | Squier, Annabel Jane Helen | F | AMY988 | Rep | 2006-01-26 | 2008-09-29 | |
| 137 | Sugasa, Dustin Paul | M | AMS609 | Rep | 2005-11-25 | 2008-09-04 | |
| 138 | Sun, Lu (SFC:AGF426) 孫璐 | AGF426 | Rep | 2007-03-02 | |||
| 139 | Sun, Xiaowu 孫曉悟 | AJK635 | Rep | 2006-01-11 | 2006-12-16 | ||
| 140 | Sweeney, Kirk Chester | M | AAN604 | RO | 2008-09-29 | ||
| 141 | Tam, Shing Hei 譚成希 | AEA201 | Rep | 2005-04-25 | 2006-12-27 | ||
| 142 | Tan, Bok Chuan 陳木泉 | ALF923 | Rep | 2004-09-16 | 2006-06-06 | ||
| 143 | Tan, Wan Yuan 陳婉圓 | AMK263 | Rep | 2005-08-31 | 2006-09-11 | ||
| 144 | Tan, Yun Yang 陳韻揚 | ALQ958 | Rep | 2005-01-26 | 2006-07-29 | ||
| 145 | Tay, Teck How 鄭德豪 | AKV062 | Rep | 2004-06-15 | 2008-09-29 | ||
| 146 | Teng, Fredric Chien Hwa 鄧建華 | AMU466 | Rep | 2005-12-07 | 2008-09-29 | ||
| 147 | Thai, Thanh Hung 蔡成雄 | 37 | M | ALB240 | Rep | 2004-08-04 | 2008-07-01 |
| 148 | Tong, Tze Kong 唐梓剛 | AMQ919 | Rep | 2005-10-31 | 2008-09-29 | ||
| 149 | Tsang, Eric On Bong 曾安邦 | M | AAA072 | Rep | 2006-06-01 | ||
| 150 | Tsang, Ka Kin (SFC:ALD602) 曾家健 | ALD602 | Rep | 2004-08-26 | 2007-08-06 | ||
| 151 | Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 | ADC037 | Rep | 2008-09-29 | |||
| 152 | Tung, Erik Hong 童慷 | M | ADS384 | Rep | 2005-10-14 | 2006-04-19 | |
| 153 | Tweeboom, Norman Lionel | M | AJE275 | Rep | 2005-08-15 | 2008-09-29 | |
| 154 | Uahwatanasakul, Kalaya 余舜茵 | ALI359 | Rep | 2004-10-12 | 2008-09-13 | ||
| 155 | Upadhyay, Saurabh | AJF328 | Rep | 2003-12-09 | 2008-09-29 | ||
| 156 | Van Der Graaf, Allard Jan Baptiste Gerrette | AGB957 | Rep | 2005-10-03 | 2008-09-29 | ||
| 157 | Verma, Rahul (SFC:AMY959) | AMY959 | Rep | 2006-01-24 | 2008-09-29 | ||
| 158 | Wai, Plato Pak To 韋百濤 | ALW734 | Rep | 2005-04-21 | 2008-09-29 | ||
| 159 | Wang, Fang (SFC:AID230) 王芳 | AID230 | Rep | 2008-09-29 | |||
| 160 | Wang, Yaqian 王亞謙 | AMG899 | Rep | 2005-07-20 | 2008-09-29 | ||
| 161 | Wannenmacher, Tim | M | AMU467 | Rep | 2005-12-09 | 2008-09-29 | |
| 162 | Weidle, Daniel William | M | ALZ714 | Rep | 2005-05-18 | 2007-03-12 | |
| 163 | Weng, Hsiao-Wei 翁曉薇 | AML439 | Rep | 2005-09-13 | 2007-08-01 | ||
| 164 | Wimmer, Oliver | M | AMM352 | Rep | 2005-09-22 | 2008-05-22 | |
| 165 | Wong, Anthony Man Chun 黃文俊 | M | AJD976 | Rep | 2004-04-10 | 2006-08-14 | |
| 166 | Wong, Carolyn Yuk Cheung 黃旭鏘 | F | AFT958 | Rep | 2003-05-13 | 2006-02-20 | |
| 167 | Wong, Edwin Ching Him 黃正謙 | AEB025 | Rep | 2008-09-29 | |||
| 168 | Wong, Marco Chi Duen | M | AFQ741 | Rep | 2008-09-29 | ||
| 169 | Wong, Michael Yu 黃宇 | M | ADT507 | Rep | 2005-05-05 | 2006-07-27 | |
| 170 | Wong, Ming Shing 黃明勝 | AAF460 | Rep | 2005-08-04 | 2008-09-29 | ||
| 171 | Wright, Symon Robert | M | ACG024 | Rep | 2006-03-20 | ||
| 172 | Wu, Frances 胡穎文 | F | AFW032 | Rep | 2004-07-28 | 2008-09-29 | |
| 173 | Wu, Wei (SFC:AMP204) 吳畏 | AMP204 | Rep | 2005-10-17 | 2008-09-29 | ||
| 174 | Xie, Li (SFC:AME467) 謝犁 | AME467 | Rep | 2005-06-27 | 2007-12-05 | ||
| 175 | Xu, Ping (SFC:ALI016) 徐萍 | ALI016 | Rep | 2004-10-05 | 2008-09-29 | ||
| 176 | Yang, Hao-Ting 楊皓珽 | AMN709 | Rep | 2005-10-03 | 2007-07-30 | ||
| 177 | Yang, Zhizhong (SFC:ACO050) 楊志中 | ACO050 | RO | 2005-10-05 | 2008-09-29 | ||
| 178 | Yap, Chin Yee 叶君瑜 | AFR721 | Rep | 2008-03-18 | |||
| 179 | Yeh, Ivan Hanson Shing Yue 葉承諭 | M | AMM375 | Rep | 2005-09-22 | 2007-03-31 | |
| 180 | Yeung, Hau Kin 楊孝堅 | AIH186 | Rep | 2005-04-19 | 2006-07-29 | ||
| 181 | Yeung, Hiu Chit 楊曉婕 | AML649 | Rep | 2005-09-15 | 2006-05-27 | ||
| 182 | Yi, Eun Young | AGA807 | Rep | 2005-05-24 | 2006-05-02 | ||
| 183 | Yong, Fui San | ADB186 | Rep | 2005-03-04 | 2008-09-29 | ||
| 184 | Yu, Ming Lai 余明麗 | AFU845 | Rep | 2003-08-15 | 2006-04-10 | ||
| 185 | Zhang, Lei (SFC:AMO860) 張蕾 | AMO860 | Rep | 2005-10-17 | 2008-09-29 | ||
| 186 | Zhou, Liping (SFC:AML294) 周麗萍 | AML294 | Rep | 2005-09-08 | 2006-05-19 |
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