Officers: UBS SECURITIES HONG KONG LIMITED

UBS SECURITIES HONG KONG LIMITED

Current
History

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Au, Alexander Pak Cheung 區柏祥	29	M	AKP472	Rep	2004-05-18	2008-03-11
2	Beshke, Clarence John		M	ADS271	RO		2010-03-18
3	Bradshaw, John (SFC:AHC328)		M	AHC328	RO	2005-04-27	2006-01-06
4	Chan, Brian Hon Kei 陳漢基		M	AKI936	Rep	2004-04-15	2009-04-22
5	Chao, Benjamin Sze Chung 趙思聰		M	AKW740	Rep	2004-06-25	2006-10-04
6	Cheng, Jimmy Min Tat 鄭勉達		M	ACV741	RO		2007-04-28
7	Chu, Peter		M	AIR824	Rep	2004-08-06	2007-02-23
8	Fok, Ronald King Man 霍敬文	28	M	AGE025	Rep		2016-12-18
9	Ho, Diana Pui Kwan 何佩君		F	ABY481	Rep		2011-10-18
10	Ho, Kwok Chung (SFC:AAB905) 何國仲			AAB905	Rep		2008-05-07
11	Ho, Tsz Leung 何子樑			AJD615	Rep	2003-09-02	2016-12-18
12	Hong, Shaw-Shiun 洪紹勛			ALC783	Rep	2004-08-20	2009-04-22
13	Kwan, Sing Yuen 關承遠			ABW052	Rep		2016-12-18
14	Lam, Hu Yang 林曉陽			ADU633	Rep		2006-09-16
15	Lau, Marcus Chi Chiu 劉志超		M	AAC292	Rep		2006-06-08
16	Lee, Hyun Jae (SFC:AHN694) 李賢宰			AHN694	Rep		2007-04-19
17	Lee, Samuel Man Fat 李萬發	36	M	ADR824	Rep	2004-12-03	2009-09-05
18	Lee, Simon Chun Kit 李俊傑	29	M	AHA361	Rep		2009-04-22
19	Li, Man Wing 李文穎			AJO743	Rep	2005-05-24	2014-10-01
20	McQueen, Lee Michael		M	ACR744	Rep	2005-05-10	2009-04-04
21	Melwani, Rajesh Ramesh (SFC:AEU252)		M	AEU252	Rep		2010-01-26
22	Ng, Kai Yan 吳啟仁			AAE153	Rep		2012-10-25
23	Ng, Kwong Man 吳光民			AME704	Rep	2005-07-04	2008-03-15
24	Sum, Hing Man 岑慶文			ABW145	Rep		2014-04-11
25	Tang, Ming Wai (SFC:AIH670) 鄧明緯			AIH670	Rep	2005-04-07	2009-04-06
26	Wong, Stephen (SFC:AJO207) 黃錦豪		M	AJO207	Rep	2004-03-19	2008-04-30
27	Yu, Jason Wah Chiu 余華超		M	AAD859	Rep	2005-03-24	2011-06-30

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