Nomura Asia Investment (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Akaishi, Osamu |
|
|
AHM633 |
Rep |
|
2007-07-06 |
| 2 |
Aoyagi, Atsuyoshi |
|
|
AGW121 |
Rep |
|
2004-07-10 |
| 3 |
Asazuma, Yayoi 朝妻彌生 |
|
|
AGL544 |
Rep |
|
2005-08-30 |
| 4 |
Chan, Agatha Wing Yee 陳詠怡 |
|
|
AHT087 |
Rep |
2003-05-06 |
2004-08-16 |
| 5 |
Chan, Gary Ming Lee 陳明理 |
|
M |
AFI730 |
Rep |
|
2004-11-29 |
| 6 |
Cheung, San Tat 張新達 |
|
|
AFD549 |
Rep |
|
2010-02-19 |
| 7 |
Chiong, Sai Lung 張世龍 |
|
|
AHM814 |
Rep |
|
2006-04-28 |
| 8 |
Chow, Yin Fun (SFC:ACY231) 周燕芬 |
|
|
ACY231 |
Rep |
2004-06-25 |
2006-05-30 |
| 9 |
Chugh, Reshma Manohar |
|
|
AFU982 |
Rep |
|
2003-05-24 |
| 10 |
Chung, Man Sun 鍾文燊 |
|
|
AAI552 |
Rep |
|
2008-12-10 |
| 11 |
Dobashi, Shinobu 土橋忍 |
|
|
AKI539 |
Rep |
2004-04-13 |
2006-09-21 |
| 12 |
Gilbert, Laurent Luc |
|
|
AKI922 |
Rep |
2004-06-25 |
2005-06-02 |
| 13 |
Go, Yoshinori 鄉喜順 |
|
M |
ADG400 |
Rep |
2004-08-10 |
2004-09-01 |
|
|
|
RO |
2004-09-01 |
2008-04-18 |
| 14 |
Hao, Xin (SFC:AMH819) 郝昕 |
|
|
AMH819 |
Rep |
2005-08-10 |
2010-02-19 |
| 15 |
Hatanaka, Koji |
|
|
AHN473 |
Rep |
|
2005-03-03 |
| 16 |
Hirasawa, Satoshi |
40 |
M |
ADV752 |
Rep |
|
2004-06-05 |
| 17 |
Ho, Daniel King Wah 何景華 |
|
M |
AFY753 |
Rep |
|
2004-07-06 |
| 18 |
Ho, Harrison Lok Sang 何樂生 |
|
M |
AAF434 |
Rep |
|
2010-02-19 |
| 19 |
Ho, Jeffrey Chun Yu 何震宇 |
|
M |
AKO626 |
Rep |
2004-05-04 |
2004-06-17 |
| 20 |
Ichimura, Toru 市村亨 |
|
|
AIG945 |
Rep |
|
2005-01-25 |
|
|
|
RO |
2005-01-25 |
2006-07-24 |
| 21 |
Inukai, Masao 犬養昌生 |
|
|
ALO559 |
Rep |
2004-12-29 |
2010-02-19 |
| 22 |
Kato, Katsuhito 加藤勝仁 |
|
|
AMF766 |
Rep |
2005-07-20 |
2010-02-19 |
| 23 |
Kato, Mayumi 加藤真由美 |
|
|
AFK707 |
Rep |
2004-11-15 |
2010-02-19 |
| 24 |
Keith, John Perry |
|
M |
AFR251 |
Rep |
|
2004-11-24 |
| 25 |
Kiang, Agnes Sik Fei 姜錫翡 |
|
F |
ABW119 |
Rep |
2004-09-21 |
2005-04-20 |
| 26 |
Kikuchi, Satoshi (SFC:AHM444) |
|
|
AHM444 |
Rep |
|
2006-07-31 |
| 27 |
Kim, Seung Whan |
|
|
ADL515 |
Rep |
|
2003-06-24 |
| 28 |
Kobayashi, Hisako |
|
|
AGA952 |
Rep |
|
2010-02-19 |
| 29 |
Kot, Jack Hou Eric 葛積豪 |
|
M |
AJA361 |
Rep |
2004-04-14 |
2008-09-03 |
| 30 |
Lai, Joey Wing Sze 黎詠詩 |
|
|
AFX335 |
Rep |
|
2008-04-26 |
| 31 |
Lam, Eric Tak Shing 林德成 |
|
M |
AAI558 |
Rep |
|
2010-02-19 |
| 32 |
Lau, Yau Fong 劉幽芳 |
|
|
AEY478 |
Rep |
2004-01-30 |
2010-02-19 |
| 33 |
Lee, David (SFC:ADR496) |
|
M |
ADR496 |
Rep |
|
2004-08-01 |
| 34 |
Lee, Kai Pong 李啟邦 |
|
|
ADW528 |
Rep |
|
2010-02-19 |
| 35 |
Leung, Shui Yee 梁瑞儀 |
|
|
AFN181 |
Rep |
2005-07-20 |
2008-04-24 |
| 36 |
Li, Elsa So Nga 李素雅 |
|
|
AFE039 |
Rep |
|
2004-02-06 |
| 37 |
Lin, Mason |
|
|
ADI140 |
Rep |
|
2004-11-29 |
| 38 |
Liu, King Wai 劉勁威 |
|
|
AAD898 |
Rep |
|
2010-02-19 |
| 39 |
Lui, Dennis Kar Wong 呂家煌 |
|
M |
AFM600 |
Rep |
|
2009-04-30 |
| 40 |
Matsuba, Naoki |
|
|
AHM443 |
Rep |
|
2004-07-29 |
| 41 |
Matsuno, Kenji 松野健司 |
|
|
ADP942 |
Rep |
2004-07-20 |
2009-06-08 |
| 42 |
Miyachi, Tsukasa |
|
|
ADT249 |
Rep |
|
2004-12-29 |
| 43 |
Mori, Gordon Wayne |
|
M |
ACF715 |
Rep |
|
2003-07-26 |
| 44 |
Nagai, Rei |
|
|
ALO330 |
Rep |
2004-12-23 |
2008-12-16 |
| 45 |
Nakagawa, Masahiro (SFC:AHM813) 中川雅博 |
|
|
AHM813 |
Rep |
|
2004-05-01 |
| 46 |
Nakata, Yuji 中田裕二 |
|
|
AGW554 |
Rep |
|
2004-07-03 |
| 47 |
Namba, Reiko 南波怜子 |
|
|
AMH213 |
Rep |
2005-08-01 |
2008-01-23 |
| 48 |
Ng, Kenneth Tak Ming 吳德明 |
|
M |
AAF583 |
Rep |
|
2008-12-04 |
| 49 |
Ng, Wai Man (SFC:AAU344) 吳偉文 |
|
|
AAU344 |
Rep |
|
2008-12-12 |
| 50 |
Nishikawa, Hiroyuki 西川博之 |
|
|
AED144 |
Rep |
|
2004-12-02 |
| 51 |
Nishioka, Katsuhiro 西岡克裕 |
|
|
AIU719 |
Rep |
2003-05-21 |
2006-01-14 |
| 52 |
Nomura, Kan |
|
|
AIU759 |
Rep |
2003-05-13 |
2004-01-10 |
|
|
|
Rep |
2004-03-11 |
2004-04-15 |
| 53 |
O'Neile, James Finlay |
|
M |
ALV097 |
Rep |
2005-03-21 |
2010-02-19 |
| 54 |
Ono, Naoki 大野直樹 |
|
|
AKI405 |
Rep |
2004-04-02 |
2006-07-24 |
| 55 |
Otani, Tomono 大谷知乃 |
|
|
AIT881 |
Rep |
2004-06-03 |
2007-07-28 |
| 56 |
Poon, Catherine Tin Lai 潘天麗 |
|
F |
ADV934 |
Rep |
|
2009-04-30 |
| 57 |
Poon, Peter Chi Kin 潘子健 |
|
M |
AFP931 |
Rep |
|
2010-02-19 |
| 58 |
Poon, Shuk Fan (SFC:AEE926) 潘淑芬 |
|
|
AEE926 |
Rep |
|
2010-02-19 |
| 59 |
Robson, John Mcgowan |
|
M |
AED494 |
Rep |
2005-04-14 |
2006-10-28 |
| 60 |
Sano, Yoichiro |
|
M |
AHD385 |
Rep |
|
2010-02-19 |
| 61 |
Sawada, Hana |
|
|
AGK925 |
Rep |
|
2008-12-10 |
| 62 |
Sekita, Hirosumi 関田洋純 |
|
|
AMF003 |
Rep |
2005-07-06 |
2008-12-13 |
| 63 |
Shimada, Takehiro |
|
|
AAK803 |
Rep |
|
2004-11-12 |
| 64 |
So, Raymond Bing Kei 蘇秉基 |
|
M |
ADX208 |
Rep |
2003-10-18 |
2004-04-18 |
|
|
|
Rep |
2004-04-27 |
2006-05-11 |
| 65 |
Sun, Cheuk Wa 孫卓華 |
|
|
AFM321 |
Rep |
|
2004-05-05 |
| 66 |
Tam, Jude Ho Yin 譚顥賢 |
|
|
ALA228 |
Rep |
2004-07-26 |
2010-02-19 |
| 67 |
Tanaka, Yasuharu 田中康春 |
|
|
AHT285 |
Rep |
|
2005-07-26 |
| 68 |
Tang, Wai Shing (SFC:AAF631) 鄧偉成 |
|
|
AAF631 |
Rep |
|
2010-02-19 |
| 69 |
Teng, Jen-Chiang 鄧仁強 |
|
|
ACO943 |
Rep |
|
2004-11-23 |
| 70 |
Teraguchi, Tomoyuki |
|
|
AKX077 |
Rep |
2004-07-05 |
2005-02-02 |
|
|
|
RO |
2005-02-02 |
2009-04-10 |
| 71 |
Tong, Yuk Sun 唐玉臣 |
|
|
AAB845 |
Rep |
|
2008-12-10 |
| 72 |
Ushiyama, Masaharu 牛山政治 |
|
M |
ABA459 |
Rep |
|
2003-09-10 |
| 73 |
Wada, Koji 和田弘司 |
|
|
AKX078 |
Rep |
2004-07-05 |
2005-07-25 |
| 74 |
Watson, James Robert (SFC:ADB915) |
|
M |
ADB915 |
Rep |
|
2004-11-29 |
| 75 |
Wong, Andy Nam Fu 黃南富 |
|
|
ADB026 |
Rep |
|
2009-05-14 |
| 76 |
Wong, Frederick Wai Cheung 黃偉翔 |
|
M |
AAC897 |
Rep |
|
2007-07-07 |
| 77 |
Wong, Michael Chung Lim 黃仲廉 |
|
M |
ACA379 |
Rep |
|
2010-02-19 |
| 78 |
Wong, Peter Tat Ming 黃達明 |
|
M |
ABP198 |
Rep |
|
2006-12-15 |
| 79 |
Woo, Michael Hong Da 胡宏達 |
|
M |
AAF637 |
Rep |
|
2010-02-19 |
| 80 |
Woo, Wai Tong 胡偉堂 |
|
|
ADZ983 |
Rep |
|
2004-04-29 |
| 81 |
Yau, Yiu Pong 邱曉邦 |
|
|
AMF433 |
Rep |
2005-07-13 |
2005-08-09 |
| 82 |
Yeung, Yuk Wah 楊毓華 |
|
|
AKP792 |
Rep |
2004-05-22 |
2010-02-19 |
| 83 |
Yim, Leung Yuk 嚴良玉 |
|
|
AGC978 |
Rep |
2004-03-23 |
2006-05-13 |
| 84 |
Yoshizawa, Noriyasu |
|
|
ACG722 |
RO |
|
2005-05-11 |
|
|
|
Rep |
2005-05-11 |
2005-05-23 |
| 85 |
Yue, Kin Wan 茹健穩 |
|
|
AAE881 |
Rep |
|
2008-09-06 |
| 86 |
Zamora, Poch Edward Imperial |
|
M |
AGM381 |
Rep |
|
2008-09-03 |
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