BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Banus, Rodney Ramon |
|
|
AKV065 |
RO |
2005-01-12 |
2010-02-08 |
| 2 |
Chan, Christina Wai Ling 陳慧玲 |
|
F |
ADH481 |
Rep |
|
2006-08-07 |
| 3 |
Chan, Lai 陳麗 |
|
|
ABV918 |
Rep |
|
2007-04-27 |
| 4 |
Chan, Mark Man Wai 陳孟為 |
|
M |
ABR486 |
Rep |
2004-11-26 |
2007-06-28 |
| 5 |
Chan, Susan Wai-lan 陳蕙蘭 |
|
F |
ADH562 |
RO |
2005-01-12 |
2011-05-27 |
| 6 |
Chan, Wing Kwong (SFC:AGL236) 陳永光 |
|
|
AGL236 |
Rep |
|
2012-10-19 |
| 7 |
Chandrakar, Shirish |
|
|
ALR976 |
Rep |
2005-02-07 |
2007-10-04 |
| 8 |
Cheam, Shou Sen 詹蘇姍 |
|
|
ADC316 |
Rep |
|
2013-05-31 |
| 9 |
Cheung, Wing Tim (SFC:AEU275) 張永添 |
|
|
AEU275 |
Rep |
2004-09-06 |
2009-03-27 |
| 10 |
Chng, Chit Ming 莊志銘 |
|
|
AJF684 |
Rep |
2003-11-14 |
2013-01-24 |
| 11 |
Choi, Jeffrey Tze Fai 蔡子暉 |
|
M |
AKX076 |
Rep |
2004-07-02 |
2009-05-19 |
| 12 |
Chu, Lucille Min Huei |
|
|
AFJ236 |
Rep |
2004-08-23 |
2006-03-16 |
| 13 |
Chua, Derek Oei Teck 蔡維泰 |
|
M |
AHU587 |
Rep |
|
2006-12-15 |
| 14 |
Chuang, Anastasia Man 莊敏 |
|
|
AFC187 |
Rep |
|
2007-03-03 |
| 15 |
Cohen-Addad, Nicolas Paul |
|
M |
AHR321 |
Rep |
2005-02-02 |
2005-05-20 |
| 16 |
Cortes, Jose Iii Valencia |
|
|
AIR817 |
Rep |
|
2006-05-22 |
| 17 |
Devonald, Andrew James |
|
M |
ADZ064 |
RO |
2005-01-19 |
2007-02-27 |
| 18 |
Diao, Stephen |
|
M |
ACC083 |
Rep |
|
2006-04-28 |
| 19 |
Duan, Hui 段暉 |
|
|
AKP047 |
Rep |
2004-05-11 |
2007-08-31 |
| 20 |
Eick, Holger 魏浩家 |
|
M |
AHP773 |
Rep |
|
2005-04-29 |
| 21 |
Firth, Charles Richard Bartholomew 霍逸倫 |
|
M |
AIR808 |
Rep |
|
2007-02-27 |
| 22 |
Garrett, Philip (SFC:AIR797) |
|
M |
AIR797 |
Rep |
|
2006-11-01 |
| 23 |
Gibbons, Robin John |
|
M |
ADC307 |
Rep |
|
2011-12-23 |
| 24 |
Goh, Chou Eng |
|
|
AHI515 |
Rep |
2005-01-31 |
2006-11-01 |
| 25 |
Grainger, Richard Peter (SFC:AJM908) |
|
M |
AJM908 |
Rep |
|
2008-09-29 |
| 26 |
Gregory, Paul Martin |
|
M |
AFE041 |
RO |
2004-12-02 |
2006-03-03 |
| 27 |
Gronow, Michael Justin |
|
M |
ALO211 |
Rep |
2005-01-31 |
2005-12-14 |
| 28 |
Han, Jacques Wai Hung 韓偉鴻 |
|
M |
ADC046 |
RO |
2005-01-20 |
2006-12-04 |
| 29 |
Hui, Chris Yung 許勇 |
37 |
M |
ACH256 |
RO |
2004-12-02 |
2010-04-23 |
| 30 |
Ibasco, Ronaldo D. |
|
|
ACN916 |
Rep |
2005-03-04 |
2013-07-31 |
| 31 |
Kim, Hyung Kon |
|
|
AFV312 |
Rep |
|
2006-07-02 |
| 32 |
Koo, George Chen Yu 顧震宇 |
|
M |
ABU687 |
Rep |
|
2006-06-06 |
| 33 |
Kwan, Kwok Yung 關國勇 |
|
|
AFE074 |
Rep |
|
2007-03-06 |
| 34 |
Kwan, Patrick Chun Yue 關振宇 |
|
M |
ACN915 |
RO |
2004-12-02 |
2016-09-13 |
| 35 |
Lai, Darcy Tat Sze 黎達詩 |
|
|
ACA862 |
RO |
2004-12-02 |
2009-02-24 |
| 36 |
Lau, Hay Tsing 劉希靖 |
|
|
ADE705 |
Rep |
2005-01-31 |
2008-07-31 |
| 37 |
Lee, Dora Sau Kuen 李秀娟 |
|
F |
ADC635 |
Rep |
|
2014-06-03 |
| 38 |
Lee, How Chih 李厚志 |
|
|
AIZ906 |
Rep |
2004-09-20 |
2011-08-11 |
| 39 |
Lee, Lorraine Mei Sze 呂美詩 |
|
|
AIR850 |
Rep |
|
2006-06-14 |
| 40 |
Lepsoe, Kevin |
|
M |
ALR926 |
Rep |
2005-02-07 |
2006-03-15 |
| 41 |
Leung, Noelle Sik Chong 梁式莊 |
|
|
AEU258 |
Rep |
|
2005-07-27 |
| 42 |
Li, Joseph Chun Kit 李駿傑 |
|
M |
ALU441 |
Rep |
2005-03-11 |
2005-07-19 |
| 43 |
Li, Zhenyu (SFC:AKN225) 李震宇 |
|
|
AKN225 |
Rep |
2004-04-30 |
2006-03-20 |
| 44 |
Ling, Royce Chi Yau 凌志友 |
|
|
ACC188 |
Rep |
2005-01-31 |
2008-10-31 |
| 45 |
Liu, Meng-Hsiung 劉孟雄 |
|
M |
ADJ311 |
Rep |
2003-11-28 |
2006-08-11 |
| 46 |
Lu, Cosmas Yi-Hou |
|
|
AHC600 |
Rep |
2005-03-08 |
2014-11-13 |
| 47 |
Mak, Stephen Ka Wei 麥家偉 |
|
M |
ALI159 |
Rep |
2004-10-11 |
2015-06-08 |
| 48 |
Morrice, Robert Alexander |
|
M |
AHJ511 |
RO |
2004-12-02 |
2014-06-30 |
| 49 |
Ng, Lap Fung 伍立峯 |
|
|
ADX523 |
RO |
2004-12-06 |
2006-02-13 |
| 50 |
Oh, Joo Hyun |
|
|
AIR854 |
Rep |
|
2011-07-20 |
| 51 |
Peh, Bernard Chin Ann 白振安 |
|
M |
AFN819 |
RO |
2004-12-02 |
2008-04-30 |
| 52 |
Sakai, Kazunori |
|
|
ACH929 |
Rep |
2003-05-06 |
2005-08-19 |
| 53 |
Shum, Anthony Chi-chung 岑志中 |
|
M |
AFR216 |
Rep |
|
2010-06-28 |
| 54 |
Smith, Guy William (SFC:AJO483) |
|
M |
AJO483 |
Rep |
2004-03-22 |
2016-01-21 |
| 55 |
Tam, Grace Hai Wei 譚希慧 |
|
F |
ADG060 |
RO |
|
2006-06-15 |
| 56 |
Tam, Joyce Chee Yun 談知恩 |
|
F |
AKY777 |
Rep |
2004-07-27 |
2007-03-08 |
| 57 |
Tan, Yun (SFC:AIR853) 談芸 |
|
|
AIR853 |
Rep |
|
2008-12-24 |
| 58 |
Tang, Donmany Hing Pang 鄧慶鵬 |
|
|
AEX291 |
Rep |
|
2006-07-13 |
| 59 |
Tang, Queenie Kwan Ting 鄧坤婷 |
|
F |
ALQ908 |
Rep |
2005-01-31 |
2007-08-10 |
| 60 |
Tang, Richard Yuk Hin 鄧煜騫 |
|
M |
ADC308 |
RO |
2004-12-02 |
2006-07-27 |
| 61 |
Tsang, Gilbert Ling Biu 曾令鏢 |
34 |
M |
AED568 |
Rep |
2005-01-11 |
2008-08-26 |
| 62 |
Tse, Maria 謝韶明 |
|
F |
AKN224 |
Rep |
2004-04-30 |
2014-06-03 |
| 63 |
Turner, Alan Jeffrey |
|
M |
AIR815 |
Rep |
|
2007-07-04 |
| 64 |
Van Der Schaft, Pieter |
|
|
ADW623 |
RO |
2004-10-26 |
2006-02-14 |
| 65 |
Wang, Yi (SFC:AJH131) 王宜 |
|
|
AJH131 |
Rep |
2004-10-20 |
2006-12-15 |
| 66 |
Wong, Bart 黃博韜 |
|
|
AJJ538 |
Rep |
2004-01-13 |
2009-12-17 |
| 67 |
Wong, Ken Wei (SFC:AIR851) 黃建偉 |
|
M |
AIR851 |
Rep |
|
2007-03-30 |
| 68 |
Wong, Shiu On 王秀安 |
|
|
ALQ909 |
Rep |
2005-01-31 |
2011-01-12 |
| 69 |
Wong, Sueh Mei 黃雪梅 |
|
|
AIR846 |
Rep |
|
2007-01-23 |
| 70 |
Wong, Sze Wing (SFC:AKJ039) 黃思穎 |
|
|
AKJ039 |
Rep |
2004-04-20 |
2006-08-02 |
| 71 |
Xiong, Ying (SFC:ALN647) 熊瑛 |
|
|
ALN647 |
Rep |
2004-12-14 |
2005-05-10 |
| 72 |
Yang, Hui Chu 楊惠珠 |
|
|
ALD238 |
Rep |
2004-08-20 |
2011-01-03 |
| 73 |
Yau, Samantha Yim Mui 丘艷梅 |
|
F |
ACG009 |
Rep |
2004-04-30 |
2016-01-21 |
| 74 |
Yau, Sheung Kam 邱湘琴 |
|
|
ADJ799 |
RO |
2005-02-28 |
2011-01-20 |
| 75 |
Yip, Samson Yan Tion 葉仁犉 |
|
M |
ACP610 |
Rep |
2004-02-16 |
2010-10-12 |
| 76 |
Yung, Lilian Ling Ling 楊玲玲 |
|
F |
ADX189 |
Rep |
|
2007-07-17 |
| 77 |
Zhang, Shou Lin 張守林 |
46 |
M |
ABY977 |
Rep |
2005-03-29 |
2011-07-04 |
| 78 |
Zhao, Josie Xi |
|
|
AKP046 |
Rep |
2004-05-11 |
2005-04-21 |
| 79 |
Zhao, Lingfeng 趙凌風 |
|
|
AIR855 |
Rep |
|
2005-06-03 |
| 80 |
Zuberi, Azmat |
|
|
AFR195 |
Rep |
|
2005-09-05 |
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