UBS SECURITIES ASIA LIMITED

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
SFC ID Role From Until
1 Anderson, Jonathan Gentile M AGW280 Rep 2003-05-30 2012-03-08
2 Anderson, Michael James (SFC:ABX611) M ABX611 Rep 2006-07-01
3 Au, Alexander Pak Cheung 區柏祥 29 M AKP472 Rep 2004-05-18 2008-03-11
4 Au, Eva Sin Yee 區善宜 F ADV071 Rep 2003-09-08 2008-10-04
5 Beshke, Clarence John M ADS271 RO 2010-10-15
6 Bourgeois, Eva Maria F AJN952 Rep 2004-03-10 2008-03-14
7 Bradshaw, John (SFC:AHC328) M AHC328 Rep 2012-03-29
8 Cavatoni, Joseph Roland M AFY750 Rep 2003-10-02 2009-04-20
9 Chan Yeung, Virginia Mo Bik 陳楊慕碧 ADY936 Rep 2006-05-26
10 Chan, Amy Yuen Han 陳婉嫻 F ADY964 Rep 2008-08-28
11 Chan, Andy Kok Heng AFC953 Rep 2010-05-20
12 Chan, Brian Hon Kei 陳漢基 M AKI936 Rep 2004-04-15 2009-04-22
13 Chan, Kelly Ka Yiu 陳家耀 F AKU966 Rep 2004-06-15 2006-06-13
14 Chan, Raymond Yiu Yue 陳耀宇 M AHA800 Rep 2004-02-16 2017-12-19
15 Chao, Benjamin Sze Chung 趙思聰 M AKW740 Rep 2004-06-25 2006-10-04
16 Chen, Cheng-Yen 陳貞燕 ALQ556 Rep 2005-01-19 2005-03-23
17 Chen, Yun (SFC:AKI402) 陳蘊 AKI402 Rep 2004-04-02 2008-04-10
18 Cheng, Jimmy Min Tat 鄭勉達 M ACV741 RO 2005-05-20
19 Cheng, Stephen Kwok Wai 鄭國偉 36 M ADS285 Rep 2005-04-27
20 Cheung, Ka Che 張家熾 AFX502 Rep 2005-07-05
21 Cheung, Ronald Yat Sau 張逸修 M AHJ471 Rep 2016-07-19
22 Chik, Kin Nang 戚健能 AHR162 Rep 2008-03-15
23 Chin, Michael Jaewuk M ACZ609 Rep 2006-09-04
24 Chiu, Yuk Ha AJD190 Rep 2003-08-19 2007-03-01
25 Chu, Danny Wai Kit 朱偉傑 AFV890 Rep 2006-09-02
26 Chu, Peter M AIR824 Rep 2004-04-14 2007-02-23
27 Cin, Chang Sik AHM834 Rep 2018-12-29
28 Coffeng, John Martinus (SFC:ADJ820) M ADJ820 Rep 2010-09-06
29 Combalot, Laurent Benoit Georges M AHC015 Rep 2009-05-06
30 Debow, Sean Herbert 狄寶生 M ACM546 Rep 2005-03-02
31 Desai, Anil Pralhad ALS457 Rep 2005-02-16 2006-03-23
32 Donald, Luke Geoffrey M AJM931 Rep 2004-03-01 2007-04-14
33 Donegan, Christopher M ALN163 Rep 2004-11-30 2006-05-05
34 Dong, Hui (SFC:ALN997) 董慧 ALN997 Rep 2004-12-14 2008-06-30
35 Eum, Anna F ALI355 Rep 2004-10-12 2008-03-21
36 Fang, Dongming 房東明 AFE991 Rep 2007-12-08
37 Feng, Zhe (SFC:AFW435) 馮哲 AFW435 Rep 2004-06-25 2006-06-02
38 Fok, Ronald King Man 霍敬文 28 M AGE025 Rep 2018-05-04
39 Gaw, Christina 吳燕安 33 F ACS896 Rep 2008-06-14
40 Gochet, Bert Johan ALI182 Rep 2004-10-12 2006-04-29
41 Gooding, Nial Dennis Henry 劉國誠 46 M ABS538 Rep 2010-03-19
42 Gunther, Shane Jayson Daniels ALB795 Rep 2004-08-09 2006-07-18
43 He, Lang AJB993 Rep 2004-02-25 2007-03-29
44 Henley, Robert Alexander M AHR011 Rep 2006-04-01
45 Ho, Diana Pui Kwan 何佩君 F ABY481 Rep 2011-10-18
46 Ho, Henry Hin Hung 何顯鴻 49 M AAB955 Rep 2004-08-17 2007-05-28
47 Ho, Kwok Chung (SFC:AAB905) 何國仲 AAB905 Rep 2008-05-07
48 Ho, Pui Kwan (SFC:AFQ896) 何佩筠 AFQ896 Rep 2004-07-13 2006-03-25
49 Ho, Tsz Leung 何子樑 AJD615 Rep 2003-09-02 2018-06-05
50 Ho, Yuk (SFC:AJC804) 何旭 AJC804 Rep 2003-08-06 2006-03-03
51 Hong, Shaw-Shiun 洪紹勛 ALC783 Rep 2004-08-20 2009-04-22
52 Hu, Joy Lan Ya 胡嵐雅 AFV219 Rep 2003-09-30 2009-04-15
53 Hui, Alice Suk Fong 許淑芳 F AAK174 Rep 2007-01-25
54 Hung, Gary Lok Ming 熊洛銘 M ADY288 Rep 2006-03-04
55 Hunt, Christopher James Andrews M AHR004 Rep 2011-07-27
56 Jacobson, John Brennan M ACV752 RO 2003-09-02 2006-04-03
57 Johnson, Pekka David (SFC:ADL598) M ADL598 Rep 2005-03-21
58 Khoo, Chiew Cheng 邱秋清 AEJ606 Rep 2006-04-21
59 Kim, Dean Chang-Hun M ALP982 Rep 2005-01-10 2005-08-01
60 Kim, Susan Eun F AIB938 Rep 2008-05-07
61 Kim, Thomas Sang M AFV517 Rep 2004-09-01 2006-07-29
62 Ko, Leon Chi Yeung 高子揚 M AKY178 Rep 2004-07-16 2006-08-19
63 Koo, Kelvin Kwok Cheung 顧國祥 M ALA263 Rep 2004-07-26 2008-07-23
64 Kwan, Sing Yuen 關承遠 ABW052 Rep
65 Kwan, Wing Kin (SFC:ALI180) 關永健 ALI180 Rep 2004-10-11 2006-05-15
66 Kwong, Marcus Mann 鄺孟芹 M AFU388 Rep 2004-03-31 2009-04-25
67 Lam, Cynthia Wan Yee 林蘊怡 F AHV111 Rep 2003-12-30 2005-09-03
68 Lam, Franklin Fan Keung 林奮強 45 M ABG110 Rep 2005-04-27
69 Lam, Hu Yang 林曉陽 ADU633 Rep 2006-09-16
70 Lam, Vanessa Yuk Yee 林玉儀 F AID483 Rep 2006-08-26
71 Lau, Marcus Chi Chiu 劉志超 M AAC292 Rep 2006-06-08
72 Law, Wendy Wing Chi 羅穎芝 F AHS272 Rep 2005-06-13
73 Lee, Christopher Fai Man 李輝敏 39 M ACW239 Rep 2010-03-22
74 Lee, Hyun Jae (SFC:AHN694) 李賢宰 AHN694 Rep 2007-04-19
75 Lee, Samuel Man Fat 李萬發 36 M ADR824 Rep 2004-12-03 2009-09-05
76 Lee, Sang Kyo AKJ143 Rep 2004-04-20 2010-05-11
77 Lee, Sharon Chee Ling 呂紫玲 F ALQ957 Rep 2005-01-26 2010-03-08
78 Lee, Simon Chun Kit 李俊傑 29 M AHA361 Rep 2009-04-22
79 Lee, Won Jong AFU204 Rep 2010-07-05
80 Leong, Vui Ling 梁偉靈 AEB584 Rep 2006-03-01
81 Lepper, David Anthony (SFC:AGJ984) M AGJ984 Rep 2008-07-16
82 Leung, Nancy Ann 梁學安 F AKO860 Rep 2004-05-07 2006-01-01
83 Lim, Meng Phong 林明鳳 AFH049 Rep 2017-06-28
84 Lin, Wan Ni 林宛霓 ACZ640 Rep 2005-02-07 2007-04-02
85 Look, Andrew 陸東 40 M ACO365 Rep 2007-07-05
86 Louie, Paul Kwok Yi 雷國怡 M AES876 Rep 2005-07-19
87 Lu, Edmund Lingjian 盧淩堅 M AGL936 Rep 2005-03-29
88 Lu, Qiang (SFC:AKT411) AKT411 Rep 2004-06-07 2007-07-09
89 Luk, Terence (SFC:AGI503) 陸凱賢 M AGI503 Rep 2006-01-28
90 Ma, Kwun Yea 馬君意 AEF918 Rep 2006-02-28
91 McQueen, Lee Michael M ACR744 RO 2004-01-09 2005-05-10
92 Melwani, Rajesh Ramesh (SFC:AEU252) M AEU252 Rep 2010-01-26
93 Mou, Newman Siu Bun 繆肇彬 ABL554 Rep 2006-06-15
94 Myers, Kevin Mitchell M ALB239 Rep 2004-08-04 2010-05-14
95 Ng, Kenneth Chi Keung 吳志強 M AJM684 Rep 2004-02-25 2005-03-09
96 Ng, Siok Leng (SFC:AFM257) 黃淑玲 AFM257 Rep 2003-10-14 2008-05-14
97 Orgill, Bradley Wayne M ACR853 RO 2005-03-24
98 Pai, Jo-Shan 白若善 ALN044 Rep 2004-11-26 2005-06-15
99 Pang, Kenneth Kwok Kit 彭國傑 M AEO731 Rep 2009-04-08
100 Park, Min AFA670 RO 2004-07-29 2009-04-15
101 Park, Stacey ALA244 Rep 2004-07-26 2006-03-24
102 Parker, Lachlan Mckay ALK809 Rep 2004-12-02 2005-09-06
103 Patel, Jinesh Kiran AFQ415 Rep 2006-06-24
104 Pecot III, Charles Matthew 45 M AHA548 Rep 2005-04-27
105 Peng, Chai Wei AKI400 Rep 2004-04-02 2007-05-15
106 Perrett, David Michael (SFC:AFF191) M AFF191 Rep 2004-11-23 2009-03-26
107 Pickstone, Julian Charles (SFC:AFT961) M AFT961 Rep 2007-09-03
108 Pink, Nicholas Alexander M AJX095 RO 2004-07-08 2007-09-14
109 Po, Alice Wai Sze 保慧思 F ADU277 Rep 2005-08-18
110 Poon, Ada Ho Yan 潘可欣 F AFQ511 Rep 2004-07-05 2006-07-14
111 Poon, Ming Pui 潘明培 M AAF320 RO 2005-03-30
112 Quah, Chiang Ming (SFC:AER425) 柯江明 AER425 Rep 2004-08-30 2017-07-15
113 Rabinowitz, David M AHW502 Rep 2010-09-06
114 Redbourn, Paul Robert (SFC:AFQ906) M AFQ906 Rep 2010-10-15
115 Robertson, Simon Montague M AGI097 Rep 2010-04-09
116 Ross, Timothy Wakefield M AEX691 Rep 2005-05-03
117 Sanchez, Marlon Mikhail M ADJ822 Rep 2006-05-16
118 Saunders, Scott Antony M ADC081 RO 2005-05-20
119 Saxvik, Eric Bradley M ACR775 Rep 2012-04-13
120 Sclater, Alastair James M AKY177 Rep 2004-07-16 2010-05-15
121 Sheren, Peter Jay M AKS922 Rep 2004-06-01 2005-06-15
122 Sia, Selina Lim 謝琳 F ACO266 Rep 2004-07-12 2007-03-10
123 Sim, Colin Ching Wern M AGN521 Rep 2007-06-14
124 So, Ferdinand 蘇平恩 AFO880 Rep 2004-03-26 2007-07-17
125 So, Tik Hong 蘇迪航 ALN638 Rep 2004-12-10 2005-08-15
126 Sohn, Bill Eun-Seok M AHN695 Rep 2007-01-23
127 Stutsman, Andrea Jean F AGF487 Rep 2006-05-01
128 Suen, Benny Hung Kit 孫雄傑 M AIB797 Rep 2009-04-22
129 Sum, Hing Man 岑慶文 ABW145 Rep 2014-04-11
130 Sun, Lucy Shin Su 孫心樹 F AFE095 Rep 2003-05-15 2005-06-15
131 Sung, Yoon Kyu AKU991 Rep 2004-06-15 2020-09-07
132 Tan, Lien Seng AFK584 Rep 2005-03-21
133 Tan, Snowy Sze Ling 陳施霖 AFD553 Rep 2004-08-09 2005-06-02
134 Tetzlaff, Juergen AJL557 Rep 2004-02-12 2005-11-26
135 Tinker, Dylan Carlo 37 M ACC173 Rep 2005-04-11
136 Tomlin, Owen M ALI374 Rep 2004-10-13 2007-05-28
137 Tse, Shirley Sze Wan 謝詩韻 F AFU564 Rep 2009-11-30
138 Tsea, Po Kwan 謝寶君 AFT942 Rep 2004-07-22 2006-01-03
139 Vine, Carl David (SFC:AFY718) M AFY718 Rep 2004-04-26 2005-07-05
140 Wadhwani, Aektha Indraprakash (SFC:ALQ955) ALQ955 Rep 2005-01-26 2007-06-01
141 Wadle, John Allen M AGS454 Rep 2009-04-07
142 Wang, Qi (SFC:ALB737) 王崎 ALB737 Rep 2004-08-09 2007-03-21
143 Wang, Yaoping 王瑤平 ALE841 Rep 2004-09-06 2010-03-08
144 Wei, Ying (SFC:AJM685) 魏莹 AJM685 Rep 2004-02-25 2007-06-16
145 Wen, Tianli 溫天力 ALB748 Rep 2004-08-09 2005-04-11
146 Werkun, Erica Poon 潘嘉怡 F AGN915 Rep 2004-08-12 2019-06-29
147 Wong, Angel Po Kit 黃寶潔 AJK728 Rep 2004-01-30 2006-07-08
148 Wong, Constance 黃子欣 F ABR876 Rep 2008-05-24
149 Wong, Eric Chun Yu 王震宇 M AEU432 Rep 2011-03-10
150 Wong, Jenny Chieh Lu 王潔如 F AGL441 Rep 2006-06-17
151 Wong, Stephen (SFC:AJO207) 黃錦豪 M AJO207 Rep 2004-03-19 2008-04-30
152 Woodland, Emily Jane F AJE851 Rep 2003-10-14 2012-03-19
153 Wooldridge, Duncan Samuel M AEU633 Rep 2003-06-27 2017-06-10
154 Wu, Chi Wai (SFC:AIQ683) 胡志威 AIQ683 Rep 2011-10-24
155 Wu, Hai Feng (SFC:ADI733) 吳海鋒 ADI733 Rep 2004-03-01 2009-01-10
156 Wu, James Yun M AGN747 Rep 2009-05-13
157 Wyatt, Philip Thomas 韋輝廉 M ABN648 Rep 2004-10-04 2005-05-06
158 Xiang, Jisong 項吉松 ALP923 Rep 2005-01-06 2006-11-04
159 Yin, He 尹賀 AJM689 Rep 2004-02-25 2007-06-16
160 Yip, Shuk Ling 葉淑玲 AEA526 Rep 2009-12-03
161 Yoo, Ji Eun ALF651 Rep 2004-09-13 2012-03-22
162 Yoon, Chi Won ACN181 RO 2003-09-15 2005-06-09
163 Yu, Jason Wah Chiu 余華超 M AAD859 RO 2005-03-24
164 Yu, Johnny Ching Yan 于正人 M AKO779 Rep 2004-05-05 2017-11-11
165 Yu, Kok Leung 余國良 AGI779 Rep 2006-03-12
166 Yuen, Nicole Shuk Kam 袁淑琴 43 F ACH708 RO 2005-03-24
167 Yung, Tak Man (SFC:AHK660) 翁德敏 AHK660 Rep 2014-06-10
168 Zhang, Joe Hua Qiao 張化橋 42 M ACY687 Rep 2006-03-23
169 Zhang, Yi (SFC:AJN700) 張毅 AJN700 Rep 2004-03-11 2005-05-03
170 Zlot, Andrew Edward M AHK662 Rep 2004-05-20 2006-08-11

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