CHARLES SCHMITT & ASSOCIATES LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	SFC ID	Role	From	Until
1	Aiello, Christopher Anthony		M	ADU780	RO		2005-02-05
2	Lee, Suk Yee (SFC:AFA639) 李淑儀			AFA639	Rep		2005-02-05
3	Schmitt, Charles Lee	59	M	ACH211	RO		2005-02-05
4	Tong, Kelly Kim Weng 湯金榮	56	M	ADH545	Rep		2005-02-05

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