BGC SECURITIES (HONG KONG) LLC

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	SFC ID	Role	From	Until
1	Aldeen, Andrew George		M	AGD988	Rep		2016-07-31
2	Boyer, Jason Jon	36	M	AKN214	RO	2004-05-18	2004-07-15
3	Chau, Lester Rory Kwok Chung 周國頌			ACR631	Rep	2003-11-17	2016-12-31
4	Duffield, John Michael Leslie		M	AIP443	RO	2004-03-11	2005-12-15
5	Hall, Jon (SFC:AGK991)			AGK991	Rep		2004-12-22
6	Hardman, Thomas Charles		M	AHX013	Rep		2010-04-07
7	Harrison, David Martin (SFC:AKO500)		M	AKO500	RO	2004-05-18	2004-07-15
8	Work, David Lyall		M	AFD445	RO		2009-11-30

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