LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
SFC ID Role From Until
1 Aldeen, Chihiro AFT275 Rep 2008-09-29
2 Au, Stephen Wai Ming 區偉明 M AGV321 Rep 2005-09-10
3 Bacchus, Timothy Mustapha M ADS696 Rep 2003-09-19 2005-10-21
4 Bakst, David S M AGF150 Rep 2004-07-15
5 Bhattal, Jasjit Singh ABT100 RO 2008-09-29
6 Bowmer Iii, William Sterett M AEB024 Rep 2004-07-23
7 Chan, Alison May Wun Sheung 陳韻湘 F ADZ872 Rep 2005-04-30
8 Chan, Angello Kam Chi 陳錦池 ABN253 Rep 2004-05-21
9 Chan, Gigi Sau Chi 陳秀沚 AJT911 Rep 2004-03-26 2005-09-12
10 Chan, Kelvin Chun Kei 陳俊祺 M AHY019 Rep 2006-04-27
11 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
12 Chang, Esther Koon Kwun 張冠羣 F AKI258 Rep 2004-03-31 2005-04-07
13 Chen, Scott M AIC497 Rep 2008-09-29
14 Chen, Wei (SFC:AHC346) 陳蔚 AHC346 Rep 2006-04-10
15 Cheung, Loretta Lai Man 張麗雯 F ADB867 Rep 2008-09-29
16 Chua, Yu Min AHN068 Rep 2005-08-12
17 Chwei, Mein Sze 徐敏思 AJK607 Rep 2004-02-18 2006-04-21
18 Cielinski, Mark Alan M AHC364 Rep 2008-09-29
19 Co, Liza Yap AGA423 Rep 2005-04-20
20 Croft, Ian Richard M AJD476 Rep 2003-10-13 2008-09-29
21 Dominick, Frank M AEW395 Rep 2003-10-24 2005-02-02
22 Donohugh, William Hugh McGregor 唐威林 M ACM011 Rep 2004-04-15
23 Dubois-Phillips, Jonathan Edward M AJL224 Rep 2004-03-09 2006-07-01
24 Egliskis, David Walter M AJC319 Rep 2003-12-08 2007-07-07
25 Fung, Eugene Yui Hang 馮睿恆 M AJL412 Rep 2004-03-15 2008-09-13
26 Ghia, Manish Hasmukh AJL427 Rep 2004-02-09 2007-03-19
27 Gupta, Ashutosh (SFC:AJE577) AJE577 Rep 2003-11-26 2008-09-29
28 Harris, Jonathan Howe M ACA158 Rep 2003-12-09 2005-07-04
29 Hellawell Iii, George Alan M AHL501 Rep 2005-07-20
30 Highfield, Tucker Montana AIQ970 Rep 2003-04-16 2004-05-25
31 Hindle, Leon Miller M AIN992 Rep 2008-09-29
32 Ho, Kelvin Teik Chye M ADA874 Rep 2008-09-29
33 Ho, Simon Tak Leung 何德亮 M AEE170 Rep 2003-06-17 2004-04-19
34 Holt, Sue Lin F AJK539 Rep 2004-02-18 2008-09-29
35 Hui, Serena Siying 許世瑛 F AHC163 Rep 2004-07-30
36 Karoonyavanich, Anuruk AHX011 Rep 2005-10-20
37 Kee, Tang Seng AEC763 Rep 2003-08-20 2006-04-10
38 Kim, Ik Soo AHA566 Rep 2004-08-31
39 Kwok, Leung ABA518 Rep 2003-04-23 2004-04-06
40 Lam, David Tai Yuen 林大源 M ADJ557 Rep 2006-03-28
41 Lance, Robert Waldo M AEL830 RO 2003-06-03 2006-02-24
42 Lau, Bernard Yu Kwan 劉宇鈞 M AFT473 Rep 2008-09-29
43 Lau, Kenneth (SFC:AFI835) 劉皓之 29 M AFI835 Rep 2006-02-15
44 Lau, Lik Alaric 劉力 AHK681 Rep 2008-09-29
45 Laungani, Neel Vishnu ADQ008 Rep 2004-12-20
46 Lee, Edward Yuan Tse 李淵智 M AGF152 Rep 2005-01-05
47 Leung, Amy Ming Yee 梁鳴儀 F AEJ623 Rep 2005-10-05
48 Lim, Edmund Kim San 林金山 M AJE583 Rep 2003-11-07 2008-09-29
49 Lim, Hwee Ghee 林慧儀 AGK672 Rep 2007-10-11
50 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-06-16 2008-09-29
51 Low, Kenneth Meng Ee M AJD749 Rep 2003-10-22 2006-08-14
52 Mahadevan, Suresh Ayodya AJB405 Rep 2003-08-06 2005-05-20
53 Mak, Marian Yuen Man 麥沅雯 F AID159 Rep 2007-04-10
54 Mar, Johnson M ADR669 RO 2008-09-29
55 McGrath, William Jude 馬格比利 M AFJ442 RO 2005-08-23
56 McKeever, Stephen James M AFH236 Rep 2006-02-07
57 Milliken, Peter James M AEO766 Rep 2008-02-01
58 Mou, Alex Xinghai AJB639 Rep 2003-08-15 2004-09-01
59 Myong, Chun Hyong AEN827 Rep 2005-02-02
60 Ng, Virginia Suk Yin 吳淑燕 F ABV790 Rep 2003-10-13 2004-04-15
61 Ngan, Bronson Lawrence M AGA247 Rep 2005-02-15
62 Nirmalananda, Logan Siva AJO315 Rep 2004-03-19 2007-05-14
63 O'Connor, Brian Michael M ABG705 RO 2005-06-03
64 O'Meara, Christopher James Sidney M AFQ412 Rep 2003-04-24 2005-04-27
65 Paine, David L M ADH929 Rep 2008-09-29
66 Pamulapati, Lalit Chandra Choudary AGD006 Rep 2006-07-20
67 Park, Sung Wan 朴性玩 ADQ242 Rep 2006-03-26
68 Penton, Dominic Jon (SFC:ABM263) M ABM263 RO 2004-03-15 2005-05-05
69 Quan, Hong 全弘 AIE773 Rep 2004-05-10
70 Ryoo, Hee Jung 柳希姃 AJF289 Rep 2003-12-09 2004-05-21
71 Sargeant, Pierre Gregory M AJJ630 Rep 2004-01-13 2004-09-03
72 Shin, Ju Young AJD378 Rep 2003-10-13 2006-03-10
73 Sibia, Ranjeet Singh AHH557 Rep 2004-12-06
74 Sun, Lu (SFC:AGF426) 孫璐 AGF426 Rep 2007-03-02
75 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
76 Sykes, Joel Alexander Hugh M AEX555 Rep 2004-07-15
77 Tan, Wei Peng 陳威頻 AFW644 Rep 2004-09-27
78 Throsby, Timothy James Osborne 38 M ACT590 Rep 2005-07-12
79 Tsang, Eric On Bong 曾安邦 M AAA072 Rep 2006-06-01
80 Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 ADC037 Rep 2008-09-29
81 Tweeboom, Norman Lionel M AJE275 Rep 2003-11-25 2004-06-25
82 Upadhyay, Saurabh AJF328 Rep 2003-12-09 2008-09-29
83 Wang, Fang (SFC:AID230) 王芳 AID230 Rep 2008-09-29
84 Wang, Jun Ping 王君平 ADW638 Rep 2004-04-28
85 Watson, Alan James David 46 M AEE163 Rep 2004-07-08
86 Wernli, Michelle Suzanne F AIZ368 Rep 2003-06-19 2004-08-31
87 Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 ACN459 Rep 2003-05-12 2005-08-01
88 Wong, Carolyn Yuk Cheung 黃旭鏘 F AFT958 Rep 2003-05-13 2006-02-20
89 Wong, Edwin Ching Him 黃正謙 AEB025 Rep 2008-09-29
90 Wong, Marco Chi Duen M AFQ741 Rep 2008-09-29
91 Woo, Rebecca Heng-yun 吳恆恩 F ABL783 Rep 2005-06-20
92 Wright, Symon Robert M ACG024 Rep 2006-03-20
93 Wu, Lici Leon Edward 伍禮慈 AJD966 Rep 2003-11-06 2004-06-25
94 Wu, Yat Wai 胡一威 37 M ACW474 Rep 2004-05-18
95 Yap, Chin Yee 叶君瑜 AFR721 Rep 2008-03-18
96 Yoon, Yong Cheul AGW405 Rep 2004-07-21
97 Yu, Ming Lai 余明麗 AFU845 Rep 2003-08-15 2006-04-10
98 Zhao, Yu (SFC:AJD965) 趙瑜 AJD965 Rep 2004-02-16 2004-05-10

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