Fubon Capital (HK) Limited 富邦融資 (香港) 有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	SFC ID	Role	From	Until
1	Chan, Lap Man (SFC:AGN575) 陳立民			AGN575	Rep		2005-06-21
2	Chen, Alan Leh Chiarng 陳樂強		M	AGH159	Rep		2007-04-30
3	Lok, Sau Lan 駱秀蘭			AHA173	Rep		2005-04-13
4	Yang, James Ting Yeh 楊定曄		M	AEX752	RO		2007-04-30

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