CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 京華山一證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-11-03 | 0 | 0 | 0 | 0.00% |
| 2024-12-31 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
| 2020-12-31 | 0 | 0 | 0 | 0.00% |
| 2019-12-31 | 0 | 0 | 0 | 0.00% |
| 2018-12-31 | 0 | 0 | 0 | 0.00% |
| 2017-12-31 | 0 | 0 | 0 | 0.00% |
| 2016-12-31 | 0 | 0 | 0 | 0.00% |
| 2015-12-31 | 8 | 204 | 212 | 96.23% |
| 2014-12-31 | 7 | 188 | 195 | 96.41% |
| 2013-12-31 | 7 | 195 | 202 | 96.53% |
| 2012-12-31 | 7 | 190 | 197 | 96.45% |
| 2011-12-31 | 6 | 198 | 204 | 97.06% |
| 2010-12-31 | 6 | 191 | 197 | 96.95% |
| 2009-12-31 | 7 | 182 | 189 | 96.30% |
| 2008-12-31 | 7 | 151 | 158 | 95.57% |
| 2007-12-31 | 7 | 137 | 144 | 95.14% |
| 2006-12-31 | 7 | 116 | 123 | 94.31% |
| 2005-12-31 | 7 | 116 | 123 | 94.31% |
| 2004-12-31 | 5 | 121 | 126 | 96.03% |
| 2003-12-31 | 5 | 137 | 142 | 96.48% |
| 2003-03-31 | 5 | 168 | 173 | 97.11% |
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