BOCHK Asset Management Limited 中銀香港資產管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-10-24 | 5 | 62 | 67 | 92.54% |
| 2024-12-31 | 4 | 55 | 59 | 93.22% |
| 2023-12-31 | 4 | 47 | 51 | 92.16% |
| 2022-12-31 | 4 | 42 | 46 | 91.30% |
| 2021-12-31 | 4 | 38 | 42 | 90.48% |
| 2020-12-31 | 4 | 38 | 42 | 90.48% |
| 2019-12-31 | 4 | 34 | 38 | 89.47% |
| 2018-12-31 | 3 | 34 | 37 | 91.89% |
| 2017-12-31 | 3 | 29 | 32 | 90.63% |
| 2016-12-31 | 4 | 26 | 30 | 86.67% |
| 2015-12-31 | 3 | 18 | 21 | 85.71% |
| 2014-12-31 | 4 | 13 | 17 | 76.47% |
| 2013-12-31 | 3 | 10 | 13 | 76.92% |
| 2012-12-31 | 4 | 6 | 10 | 60.00% |
| 2011-12-31 | 4 | 2 | 6 | 33.33% |
| 2010-12-31 | 2 | 0 | 2 | 0.00% |
| 2009-12-31 | 0 | 0 | 0 | 0.00% |
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