CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-10-25 | 11 | 180 | 191 | 94.24% |
| 2025-09-30 | 11 | 180 | 191 | 94.24% |
| 2025-08-31 | 10 | 173 | 183 | 94.54% |
| 2025-07-31 | 10 | 172 | 182 | 94.51% |
| 2025-06-30 | 10 | 169 | 179 | 94.41% |
| 2025-05-31 | 10 | 164 | 174 | 94.25% |
| 2025-04-30 | 10 | 156 | 166 | 93.98% |
| 2025-03-31 | 10 | 156 | 166 | 93.98% |
| 2025-02-28 | 10 | 152 | 162 | 93.83% |
| 2025-01-31 | 10 | 150 | 160 | 93.75% |
| 2024-12-31 | 10 | 148 | 158 | 93.67% |
| 2024-11-30 | 10 | 149 | 159 | 93.71% |
| 2024-10-31 | 10 | 146 | 156 | 93.59% |
| 2024-09-30 | 10 | 146 | 156 | 93.59% |
| 2024-08-31 | 10 | 146 | 156 | 93.59% |
| 2024-07-31 | 10 | 143 | 153 | 93.46% |
| 2024-06-30 | 10 | 142 | 152 | 93.42% |
| 2024-05-31 | 10 | 142 | 152 | 93.42% |
| 2024-04-30 | 10 | 136 | 146 | 93.15% |
| 2024-03-31 | 10 | 136 | 146 | 93.15% |
| 2024-02-29 | 10 | 134 | 144 | 93.06% |
| 2024-01-31 | 10 | 133 | 143 | 93.01% |
| 2023-12-31 | 9 | 132 | 141 | 93.62% |
| 2023-11-30 | 9 | 132 | 141 | 93.62% |
| 2023-10-31 | 8 | 131 | 139 | 94.24% |
| 2023-09-30 | 8 | 132 | 140 | 94.29% |
| 2023-08-31 | 8 | 132 | 140 | 94.29% |
| 2023-07-31 | 9 | 132 | 141 | 93.62% |
| 2023-06-30 | 9 | 131 | 140 | 93.57% |
| 2023-05-31 | 9 | 133 | 142 | 93.66% |
| 2023-04-30 | 9 | 133 | 142 | 93.66% |
| 2023-03-31 | 9 | 134 | 143 | 93.71% |
| 2023-02-28 | 9 | 131 | 140 | 93.57% |
| 2023-01-31 | 9 | 130 | 139 | 93.53% |
| 2022-12-31 | 9 | 126 | 135 | 93.33% |
| 2022-11-30 | 8 | 126 | 134 | 94.03% |
| 2022-10-31 | 7 | 126 | 133 | 94.74% |
| 2022-09-30 | 7 | 128 | 135 | 94.81% |
| 2022-08-31 | 7 | 126 | 133 | 94.74% |
| 2022-07-31 | 7 | 126 | 133 | 94.74% |
| 2022-06-30 | 7 | 126 | 133 | 94.74% |
| 2022-05-31 | 7 | 126 | 133 | 94.74% |
| 2022-04-30 | 7 | 126 | 133 | 94.74% |
| 2022-03-31 | 7 | 125 | 132 | 94.70% |
| 2022-02-28 | 7 | 123 | 130 | 94.62% |
| 2022-01-31 | 7 | 121 | 128 | 94.53% |
| 2021-12-31 | 7 | 121 | 128 | 94.53% |
| 2021-11-30 | 7 | 118 | 125 | 94.40% |
| 2021-10-31 | 7 | 118 | 125 | 94.40% |
| 2021-09-30 | 7 | 113 | 120 | 94.17% |
| 2021-08-31 | 7 | 112 | 119 | 94.12% |
| 2021-07-31 | 7 | 114 | 121 | 94.21% |
| 2021-06-30 | 7 | 116 | 123 | 94.31% |
| 2021-05-31 | 7 | 118 | 125 | 94.40% |
| 2021-04-30 | 7 | 117 | 124 | 94.35% |
| 2021-03-31 | 7 | 115 | 122 | 94.26% |
| 2021-02-28 | 6 | 112 | 118 | 94.92% |
| 2021-01-31 | 6 | 109 | 115 | 94.78% |
| 2020-12-31 | 6 | 105 | 111 | 94.59% |
| 2020-11-30 | 6 | 105 | 111 | 94.59% |
| 2020-10-31 | 6 | 104 | 110 | 94.55% |
| 2020-09-30 | 6 | 102 | 108 | 94.44% |
| 2020-08-31 | 6 | 98 | 104 | 94.23% |
| 2020-07-31 | 5 | 98 | 103 | 95.15% |
| 2020-06-30 | 5 | 99 | 104 | 95.19% |
| 2020-05-31 | 5 | 101 | 106 | 95.28% |
| 2020-04-30 | 5 | 99 | 104 | 95.19% |
| 2020-03-31 | 5 | 99 | 104 | 95.19% |
| 2020-02-29 | 5 | 99 | 104 | 95.19% |
| 2020-01-31 | 6 | 98 | 104 | 94.23% |
| 2019-12-31 | 6 | 96 | 102 | 94.12% |
| 2019-11-30 | 6 | 92 | 98 | 93.88% |
| 2019-10-31 | 6 | 91 | 97 | 93.81% |
| 2019-09-30 | 6 | 92 | 98 | 93.88% |
| 2019-08-31 | 6 | 92 | 98 | 93.88% |
| 2019-07-31 | 6 | 94 | 100 | 94.00% |
| 2019-06-30 | 6 | 94 | 100 | 94.00% |
| 2019-05-31 | 7 | 95 | 102 | 93.14% |
| 2019-04-30 | 7 | 92 | 99 | 92.93% |
| 2019-03-31 | 7 | 89 | 96 | 92.71% |
| 2019-02-28 | 7 | 89 | 96 | 92.71% |
| 2019-01-31 | 7 | 87 | 94 | 92.55% |
| 2018-12-31 | 7 | 86 | 93 | 92.47% |
| 2018-11-30 | 6 | 87 | 93 | 93.55% |
| 2018-10-31 | 6 | 87 | 93 | 93.55% |
| 2018-09-30 | 6 | 85 | 91 | 93.41% |
| 2018-08-31 | 6 | 88 | 94 | 93.62% |
| 2018-07-31 | 5 | 87 | 92 | 94.57% |
| 2018-06-30 | 5 | 84 | 89 | 94.38% |
| 2018-05-31 | 5 | 89 | 94 | 94.68% |
| 2018-04-30 | 5 | 88 | 93 | 94.62% |
| 2018-03-31 | 5 | 88 | 93 | 94.62% |
| 2018-02-28 | 5 | 87 | 92 | 94.57% |
| 2018-01-31 | 5 | 85 | 90 | 94.44% |
| 2017-12-31 | 6 | 87 | 93 | 93.55% |
| 2017-11-30 | 6 | 86 | 92 | 93.48% |
| 2017-10-31 | 6 | 86 | 92 | 93.48% |
| 2017-09-30 | 5 | 86 | 91 | 94.51% |
| 2017-08-31 | 6 | 86 | 92 | 93.48% |
| 2017-07-31 | 8 | 84 | 92 | 91.30% |
| 2017-06-30 | 7 | 90 | 97 | 92.78% |
| 2017-05-31 | 7 | 114 | 121 | 94.21% |
| 2017-04-30 | 7 | 116 | 123 | 94.31% |
| 2017-03-31 | 7 | 114 | 121 | 94.21% |
| 2017-02-28 | 7 | 114 | 121 | 94.21% |
| 2017-01-31 | 7 | 113 | 120 | 94.17% |
| 2016-12-31 | 7 | 112 | 119 | 94.12% |
| 2016-11-30 | 7 | 115 | 122 | 94.26% |
| 2016-10-31 | 7 | 115 | 122 | 94.26% |
| 2016-09-30 | 6 | 116 | 122 | 95.08% |
| 2016-08-31 | 4 | 118 | 122 | 96.72% |
| 2016-07-31 | 4 | 118 | 122 | 96.72% |
| 2016-06-30 | 4 | 117 | 121 | 96.69% |
| 2016-05-31 | 4 | 115 | 119 | 96.64% |
| 2016-04-30 | 4 | 118 | 122 | 96.72% |
| 2016-03-31 | 4 | 117 | 121 | 96.69% |
| 2016-02-29 | 4 | 116 | 120 | 96.67% |
| 2016-01-31 | 4 | 113 | 117 | 96.58% |
| 2015-12-31 | 4 | 115 | 119 | 96.64% |
| 2015-11-30 | 4 | 114 | 118 | 96.61% |
| 2015-10-31 | 4 | 116 | 120 | 96.67% |
| 2015-09-30 | 6 | 114 | 120 | 95.00% |
| 2015-08-31 | 6 | 116 | 122 | 95.08% |
| 2015-07-31 | 7 | 116 | 123 | 94.31% |
| 2015-06-30 | 7 | 114 | 121 | 94.21% |
| 2015-05-31 | 7 | 115 | 122 | 94.26% |
| 2015-04-30 | 7 | 118 | 125 | 94.40% |
| 2015-03-31 | 7 | 118 | 125 | 94.40% |
| 2015-02-28 | 7 | 117 | 124 | 94.35% |
| 2015-01-31 | 7 | 119 | 126 | 94.44% |
| 2014-12-31 | 7 | 117 | 124 | 94.35% |
| 2014-11-30 | 7 | 118 | 125 | 94.40% |
| 2014-10-31 | 6 | 117 | 123 | 95.12% |
| 2014-09-30 | 6 | 117 | 123 | 95.12% |
| 2014-08-31 | 7 | 116 | 123 | 94.31% |
| 2014-07-31 | 7 | 118 | 125 | 94.40% |
| 2014-06-30 | 7 | 120 | 127 | 94.49% |
| 2014-05-31 | 7 | 118 | 125 | 94.40% |
| 2014-04-30 | 8 | 118 | 126 | 93.65% |
| 2014-03-31 | 9 | 117 | 126 | 92.86% |
| 2014-02-28 | 9 | 115 | 124 | 92.74% |
| 2014-01-31 | 9 | 113 | 122 | 92.62% |
| 2013-12-31 | 9 | 106 | 115 | 92.17% |
| 2013-11-30 | 9 | 107 | 116 | 92.24% |
| 2013-10-31 | 9 | 106 | 115 | 92.17% |
| 2013-09-30 | 9 | 106 | 115 | 92.17% |
| 2013-08-31 | 10 | 109 | 119 | 91.60% |
| 2013-07-31 | 10 | 108 | 118 | 91.53% |
| 2013-06-30 | 10 | 107 | 117 | 91.45% |
| 2013-05-31 | 10 | 101 | 111 | 90.99% |
| 2013-04-30 | 10 | 100 | 110 | 90.91% |
| 2013-03-31 | 10 | 98 | 108 | 90.74% |
| 2013-02-28 | 10 | 93 | 103 | 90.29% |
| 2013-01-31 | 10 | 93 | 103 | 90.29% |
| 2012-12-31 | 10 | 93 | 103 | 90.29% |
| 2012-11-30 | 10 | 93 | 103 | 90.29% |
| 2012-10-31 | 10 | 90 | 100 | 90.00% |
| 2012-09-30 | 10 | 95 | 105 | 90.48% |
| 2012-08-31 | 10 | 92 | 102 | 90.20% |
| 2012-07-31 | 10 | 92 | 102 | 90.20% |
| 2012-06-30 | 12 | 94 | 106 | 88.68% |
| 2012-05-31 | 12 | 94 | 106 | 88.68% |
| 2012-04-30 | 11 | 93 | 104 | 89.42% |
| 2012-03-31 | 11 | 91 | 102 | 89.22% |
| 2012-02-29 | 11 | 92 | 103 | 89.32% |
| 2012-01-31 | 11 | 92 | 103 | 89.32% |
| 2011-12-31 | 11 | 91 | 102 | 89.22% |
| 2011-11-30 | 10 | 90 | 100 | 90.00% |
| 2011-10-31 | 10 | 87 | 97 | 89.69% |
| 2011-09-30 | 10 | 87 | 97 | 89.69% |
| 2011-08-31 | 11 | 86 | 97 | 88.66% |
| 2011-07-31 | 9 | 85 | 94 | 90.43% |
| 2011-06-30 | 9 | 87 | 96 | 90.63% |
| 2011-05-31 | 8 | 85 | 93 | 91.40% |
| 2011-04-30 | 8 | 85 | 93 | 91.40% |
| 2011-03-31 | 8 | 85 | 93 | 91.40% |
| 2011-02-28 | 8 | 86 | 94 | 91.49% |
| 2011-01-31 | 8 | 83 | 91 | 91.21% |
| 2010-12-31 | 8 | 82 | 90 | 91.11% |
| 2010-11-30 | 8 | 83 | 91 | 91.21% |
| 2010-10-31 | 8 | 87 | 95 | 91.58% |
| 2010-09-30 | 7 | 89 | 96 | 92.71% |
| 2010-08-31 | 7 | 87 | 94 | 92.55% |
| 2010-07-31 | 7 | 87 | 94 | 92.55% |
| 2010-06-30 | 8 | 89 | 97 | 91.75% |
| 2010-05-31 | 8 | 89 | 97 | 91.75% |
| 2010-04-30 | 8 | 93 | 101 | 92.08% |
| 2010-03-31 | 7 | 92 | 99 | 92.93% |
| 2010-02-28 | 7 | 90 | 97 | 92.78% |
| 2010-01-31 | 7 | 89 | 96 | 92.71% |
| 2009-12-31 | 7 | 90 | 97 | 92.78% |
| 2009-11-30 | 7 | 88 | 95 | 92.63% |
| 2009-10-31 | 7 | 92 | 99 | 92.93% |
| 2009-09-30 | 7 | 91 | 98 | 92.86% |
| 2009-08-31 | 7 | 91 | 98 | 92.86% |
| 2009-07-31 | 7 | 94 | 101 | 93.07% |
| 2009-06-30 | 7 | 93 | 100 | 93.00% |
| 2009-05-31 | 7 | 91 | 98 | 92.86% |
| 2009-04-30 | 8 | 91 | 99 | 91.92% |
| 2009-03-31 | 8 | 91 | 99 | 91.92% |
| 2009-02-28 | 8 | 90 | 98 | 91.84% |
| 2009-01-31 | 8 | 89 | 97 | 91.75% |
| 2008-12-31 | 8 | 93 | 101 | 92.08% |
| 2008-11-30 | 8 | 101 | 109 | 92.66% |
| 2008-10-31 | 8 | 102 | 110 | 92.73% |
| 2008-09-30 | 8 | 103 | 111 | 92.79% |
| 2008-08-31 | 8 | 103 | 111 | 92.79% |
| 2008-07-31 | 8 | 103 | 111 | 92.79% |
| 2008-06-30 | 7 | 101 | 108 | 93.52% |
| 2008-05-31 | 7 | 100 | 107 | 93.46% |
| 2008-04-30 | 7 | 102 | 109 | 93.58% |
| 2008-03-31 | 7 | 101 | 108 | 93.52% |
| 2008-02-29 | 7 | 100 | 107 | 93.46% |
| 2008-01-31 | 7 | 101 | 108 | 93.52% |
| 2007-12-31 | 7 | 100 | 107 | 93.46% |
| 2007-11-30 | 7 | 97 | 104 | 93.27% |
| 2007-10-31 | 6 | 99 | 105 | 94.29% |
| 2007-09-30 | 6 | 94 | 100 | 94.00% |
| 2007-08-31 | 6 | 90 | 96 | 93.75% |
| 2007-07-31 | 6 | 88 | 94 | 93.62% |
| 2007-06-30 | 6 | 87 | 93 | 93.55% |
| 2007-05-31 | 6 | 87 | 93 | 93.55% |
| 2007-04-30 | 6 | 88 | 94 | 93.62% |
| 2007-03-31 | 6 | 88 | 94 | 93.62% |
| 2007-02-28 | 5 | 88 | 93 | 94.62% |
| 2007-01-31 | 4 | 89 | 93 | 95.70% |
| 2006-12-31 | 4 | 90 | 94 | 95.74% |
| 2006-11-30 | 4 | 87 | 91 | 95.60% |
| 2006-10-31 | 4 | 87 | 91 | 95.60% |
| 2006-09-30 | 4 | 87 | 91 | 95.60% |
| 2006-08-31 | 4 | 88 | 92 | 95.65% |
| 2006-07-31 | 4 | 89 | 93 | 95.70% |
| 2006-06-30 | 4 | 90 | 94 | 95.74% |
| 2006-05-31 | 4 | 92 | 96 | 95.83% |
| 2006-04-30 | 4 | 91 | 95 | 95.79% |
| 2006-03-31 | 5 | 90 | 95 | 94.74% |
| 2006-02-28 | 5 | 91 | 96 | 94.79% |
| 2006-01-31 | 5 | 94 | 99 | 94.95% |
| 2005-12-31 | 5 | 94 | 99 | 94.95% |
| 2005-11-30 | 5 | 95 | 100 | 95.00% |
| 2005-10-31 | 5 | 98 | 103 | 95.15% |
| 2005-09-30 | 5 | 99 | 104 | 95.19% |
| 2005-08-31 | 5 | 103 | 108 | 95.37% |
| 2005-07-31 | 5 | 103 | 108 | 95.37% |
| 2005-06-30 | 5 | 102 | 107 | 95.33% |
| 2005-05-31 | 5 | 103 | 108 | 95.37% |
| 2005-04-30 | 5 | 99 | 104 | 95.19% |
| 2005-03-31 | 5 | 100 | 105 | 95.24% |
| 2005-02-28 | 5 | 97 | 102 | 95.10% |
| 2005-01-31 | 5 | 96 | 101 | 95.05% |
| 2004-12-31 | 5 | 96 | 101 | 95.05% |
| 2004-11-30 | 5 | 95 | 100 | 95.00% |
| 2004-10-31 | 5 | 91 | 96 | 94.79% |
| 2004-09-30 | 5 | 92 | 97 | 94.85% |
| 2004-08-31 | 5 | 90 | 95 | 94.74% |
| 2004-07-31 | 3 | 90 | 93 | 96.77% |
| 2004-06-30 | 3 | 90 | 93 | 96.77% |
| 2004-05-31 | 5 | 87 | 92 | 94.57% |
| 2004-04-30 | 5 | 77 | 82 | 93.90% |
| 2004-03-31 | 5 | 73 | 78 | 93.59% |
| 2004-02-29 | 5 | 60 | 65 | 92.31% |
| 2004-01-31 | 5 | 56 | 61 | 91.80% |
| 2003-12-31 | 5 | 50 | 55 | 90.91% |
| 2003-11-30 | 5 | 48 | 53 | 90.57% |
| 2003-10-31 | 4 | 46 | 50 | 92.00% |
| 2003-09-30 | 4 | 38 | 42 | 90.48% |
| 2003-08-31 | 5 | 34 | 39 | 87.18% |
| 2003-07-31 | 3 | 35 | 38 | 92.11% |
| 2003-06-30 | 1 | 30 | 31 | 96.77% |
| 2003-05-31 | 1 | 20 | 21 | 95.24% |
| 2003-04-30 | 1 | 19 | 20 | 95.00% |
| 2003-03-31 | 1 | 19 | 20 | 95.00% |
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