Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-10-23 | 0 | 0 | 0 | 0.00% |
| 2025-09-30 | 0 | 0 | 0 | 0.00% |
| 2025-08-31 | 0 | 0 | 0 | 0.00% |
| 2025-07-31 | 0 | 0 | 0 | 0.00% |
| 2025-06-30 | 0 | 0 | 0 | 0.00% |
| 2025-05-31 | 0 | 0 | 0 | 0.00% |
| 2025-04-30 | 0 | 0 | 0 | 0.00% |
| 2025-03-31 | 0 | 0 | 0 | 0.00% |
| 2025-02-28 | 0 | 0 | 0 | 0.00% |
| 2025-01-31 | 0 | 0 | 0 | 0.00% |
| 2024-12-31 | 0 | 0 | 0 | 0.00% |
| 2024-11-30 | 0 | 0 | 0 | 0.00% |
| 2024-10-31 | 0 | 0 | 0 | 0.00% |
| 2024-09-30 | 0 | 0 | 0 | 0.00% |
| 2024-08-31 | 0 | 0 | 0 | 0.00% |
| 2024-07-31 | 0 | 0 | 0 | 0.00% |
| 2024-06-30 | 0 | 0 | 0 | 0.00% |
| 2024-05-31 | 0 | 0 | 0 | 0.00% |
| 2024-04-30 | 0 | 0 | 0 | 0.00% |
| 2024-03-31 | 0 | 0 | 0 | 0.00% |
| 2024-02-29 | 0 | 0 | 0 | 0.00% |
| 2024-01-31 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2023-11-30 | 0 | 0 | 0 | 0.00% |
| 2023-10-31 | 0 | 0 | 0 | 0.00% |
| 2023-09-30 | 0 | 0 | 0 | 0.00% |
| 2023-08-31 | 0 | 0 | 0 | 0.00% |
| 2023-07-31 | 0 | 0 | 0 | 0.00% |
| 2023-06-30 | 0 | 0 | 0 | 0.00% |
| 2023-05-31 | 0 | 0 | 0 | 0.00% |
| 2023-04-30 | 0 | 0 | 0 | 0.00% |
| 2023-03-31 | 0 | 0 | 0 | 0.00% |
| 2023-02-28 | 0 | 0 | 0 | 0.00% |
| 2023-01-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-11-30 | 0 | 0 | 0 | 0.00% |
| 2022-10-31 | 0 | 0 | 0 | 0.00% |
| 2022-09-30 | 0 | 0 | 0 | 0.00% |
| 2022-08-31 | 0 | 0 | 0 | 0.00% |
| 2022-07-31 | 0 | 0 | 0 | 0.00% |
| 2022-06-30 | 0 | 0 | 0 | 0.00% |
| 2022-05-31 | 0 | 0 | 0 | 0.00% |
| 2022-04-30 | 0 | 0 | 0 | 0.00% |
| 2022-03-31 | 0 | 0 | 0 | 0.00% |
| 2022-02-28 | 0 | 0 | 0 | 0.00% |
| 2022-01-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-11-30 | 0 | 0 | 0 | 0.00% |
| 2021-10-31 | 0 | 0 | 0 | 0.00% |
| 2021-09-30 | 0 | 0 | 0 | 0.00% |
| 2021-08-31 | 0 | 0 | 0 | 0.00% |
| 2021-07-31 | 0 | 0 | 0 | 0.00% |
| 2021-06-30 | 0 | 0 | 0 | 0.00% |
| 2021-05-31 | 0 | 0 | 0 | 0.00% |
| 2021-04-30 | 0 | 0 | 0 | 0.00% |
| 2021-03-31 | 0 | 0 | 0 | 0.00% |
| 2021-02-28 | 0 | 0 | 0 | 0.00% |
| 2021-01-31 | 0 | 0 | 0 | 0.00% |
| 2020-12-31 | 0 | 0 | 0 | 0.00% |
| 2020-11-30 | 0 | 0 | 0 | 0.00% |
| 2020-10-31 | 0 | 0 | 0 | 0.00% |
| 2020-09-30 | 0 | 0 | 0 | 0.00% |
| 2020-08-31 | 0 | 0 | 0 | 0.00% |
| 2020-07-31 | 0 | 0 | 0 | 0.00% |
| 2020-06-30 | 0 | 0 | 0 | 0.00% |
| 2020-05-31 | 0 | 0 | 0 | 0.00% |
| 2020-04-30 | 0 | 0 | 0 | 0.00% |
| 2020-03-31 | 0 | 0 | 0 | 0.00% |
| 2020-02-29 | 0 | 0 | 0 | 0.00% |
| 2020-01-31 | 0 | 0 | 0 | 0.00% |
| 2019-12-31 | 0 | 0 | 0 | 0.00% |
| 2019-11-30 | 0 | 0 | 0 | 0.00% |
| 2019-10-31 | 0 | 0 | 0 | 0.00% |
| 2019-09-30 | 0 | 0 | 0 | 0.00% |
| 2019-08-31 | 0 | 0 | 0 | 0.00% |
| 2019-07-31 | 0 | 0 | 0 | 0.00% |
| 2019-06-30 | 0 | 0 | 0 | 0.00% |
| 2019-05-31 | 0 | 0 | 0 | 0.00% |
| 2019-04-30 | 0 | 0 | 0 | 0.00% |
| 2019-03-31 | 0 | 0 | 0 | 0.00% |
| 2019-02-28 | 0 | 0 | 0 | 0.00% |
| 2019-01-31 | 0 | 0 | 0 | 0.00% |
| 2018-12-31 | 0 | 0 | 0 | 0.00% |
| 2018-11-30 | 0 | 0 | 0 | 0.00% |
| 2018-10-31 | 0 | 0 | 0 | 0.00% |
| 2018-09-30 | 0 | 0 | 0 | 0.00% |
| 2018-08-31 | 0 | 0 | 0 | 0.00% |
| 2018-07-31 | 0 | 0 | 0 | 0.00% |
| 2018-06-30 | 0 | 0 | 0 | 0.00% |
| 2018-05-31 | 0 | 0 | 0 | 0.00% |
| 2018-04-30 | 0 | 0 | 0 | 0.00% |
| 2018-03-31 | 0 | 0 | 0 | 0.00% |
| 2018-02-28 | 0 | 0 | 0 | 0.00% |
| 2018-01-31 | 0 | 0 | 0 | 0.00% |
| 2017-12-31 | 0 | 0 | 0 | 0.00% |
| 2017-11-30 | 0 | 0 | 0 | 0.00% |
| 2017-10-31 | 0 | 0 | 0 | 0.00% |
| 2017-09-30 | 0 | 0 | 0 | 0.00% |
| 2017-08-31 | 0 | 0 | 0 | 0.00% |
| 2017-07-31 | 0 | 0 | 0 | 0.00% |
| 2017-06-30 | 0 | 0 | 0 | 0.00% |
| 2017-05-31 | 0 | 0 | 0 | 0.00% |
| 2017-04-30 | 0 | 0 | 0 | 0.00% |
| 2017-03-31 | 0 | 0 | 0 | 0.00% |
| 2017-02-28 | 0 | 0 | 0 | 0.00% |
| 2017-01-31 | 9 | 168 | 177 | 94.92% |
| 2016-12-31 | 9 | 174 | 183 | 95.08% |
| 2016-11-30 | 9 | 174 | 183 | 95.08% |
| 2016-10-31 | 9 | 174 | 183 | 95.08% |
| 2016-09-30 | 7 | 174 | 181 | 96.13% |
| 2016-08-31 | 5 | 177 | 182 | 97.25% |
| 2016-07-31 | 3 | 182 | 185 | 98.38% |
| 2016-06-30 | 4 | 183 | 187 | 97.86% |
| 2016-05-31 | 5 | 179 | 184 | 97.28% |
| 2016-04-30 | 8 | 183 | 191 | 95.81% |
| 2016-03-31 | 8 | 190 | 198 | 95.96% |
| 2016-02-29 | 9 | 189 | 198 | 95.45% |
| 2016-01-31 | 9 | 189 | 198 | 95.45% |
| 2015-12-31 | 9 | 190 | 199 | 95.48% |
| 2015-11-30 | 9 | 190 | 199 | 95.48% |
| 2015-10-31 | 9 | 190 | 199 | 95.48% |
| 2015-09-30 | 9 | 191 | 200 | 95.50% |
| 2015-08-31 | 9 | 194 | 203 | 95.57% |
| 2015-07-31 | 9 | 193 | 202 | 95.54% |
| 2015-06-30 | 9 | 194 | 203 | 95.57% |
| 2015-05-31 | 9 | 194 | 203 | 95.57% |
| 2015-04-30 | 9 | 194 | 203 | 95.57% |
| 2015-03-31 | 9 | 196 | 205 | 95.61% |
| 2015-02-28 | 9 | 195 | 204 | 95.59% |
| 2015-01-31 | 9 | 194 | 203 | 95.57% |
| 2014-12-31 | 9 | 194 | 203 | 95.57% |
| 2014-11-30 | 9 | 194 | 203 | 95.57% |
| 2014-10-31 | 9 | 194 | 203 | 95.57% |
| 2014-09-30 | 9 | 193 | 202 | 95.54% |
| 2014-08-31 | 9 | 195 | 204 | 95.59% |
| 2014-07-31 | 9 | 198 | 207 | 95.65% |
| 2014-06-30 | 8 | 200 | 208 | 96.15% |
| 2014-05-31 | 8 | 199 | 207 | 96.14% |
| 2014-04-30 | 8 | 199 | 207 | 96.14% |
| 2014-03-31 | 8 | 196 | 204 | 96.08% |
| 2014-02-28 | 8 | 198 | 206 | 96.12% |
| 2014-01-31 | 9 | 199 | 208 | 95.67% |
| 2013-12-31 | 9 | 198 | 207 | 95.65% |
| 2013-11-30 | 9 | 200 | 209 | 95.69% |
| 2013-10-31 | 11 | 201 | 212 | 94.81% |
| 2013-09-30 | 10 | 202 | 212 | 95.28% |
| 2013-08-31 | 11 | 205 | 216 | 94.91% |
| 2013-07-31 | 11 | 204 | 215 | 94.88% |
| 2013-06-30 | 11 | 203 | 214 | 94.86% |
| 2013-05-31 | 11 | 204 | 215 | 94.88% |
| 2013-04-30 | 11 | 206 | 217 | 94.93% |
| 2013-03-31 | 10 | 209 | 219 | 95.43% |
| 2013-02-28 | 9 | 207 | 216 | 95.83% |
| 2013-01-31 | 9 | 206 | 215 | 95.81% |
| 2012-12-31 | 9 | 205 | 214 | 95.79% |
| 2012-11-30 | 9 | 203 | 212 | 95.75% |
| 2012-10-31 | 9 | 205 | 214 | 95.79% |
| 2012-09-30 | 9 | 208 | 217 | 95.85% |
| 2012-08-31 | 9 | 208 | 217 | 95.85% |
| 2012-07-31 | 9 | 208 | 217 | 95.85% |
| 2012-06-30 | 9 | 204 | 213 | 95.77% |
| 2012-05-31 | 9 | 199 | 208 | 95.67% |
| 2012-04-30 | 9 | 203 | 212 | 95.75% |
| 2012-03-31 | 7 | 202 | 209 | 96.65% |
| 2012-02-29 | 6 | 198 | 204 | 97.06% |
| 2012-01-31 | 6 | 197 | 203 | 97.04% |
| 2011-12-31 | 6 | 198 | 204 | 97.06% |
| 2011-11-30 | 6 | 202 | 208 | 97.12% |
| 2011-10-31 | 6 | 202 | 208 | 97.12% |
| 2011-09-30 | 5 | 203 | 208 | 97.60% |
| 2011-08-31 | 5 | 206 | 211 | 97.63% |
| 2011-07-31 | 5 | 207 | 212 | 97.64% |
| 2011-06-30 | 5 | 209 | 214 | 97.66% |
| 2011-05-31 | 5 | 209 | 214 | 97.66% |
| 2011-04-30 | 5 | 208 | 213 | 97.65% |
| 2011-03-31 | 5 | 207 | 212 | 97.64% |
| 2011-02-28 | 5 | 210 | 215 | 97.67% |
| 2011-01-31 | 5 | 212 | 217 | 97.70% |
| 2010-12-31 | 5 | 219 | 224 | 97.77% |
| 2010-11-30 | 3 | 220 | 223 | 98.65% |
| 2010-10-31 | 3 | 223 | 226 | 98.67% |
| 2010-09-30 | 3 | 224 | 227 | 98.68% |
| 2010-08-31 | 3 | 222 | 225 | 98.67% |
| 2010-07-31 | 3 | 224 | 227 | 98.68% |
| 2010-06-30 | 3 | 224 | 227 | 98.68% |
| 2010-05-31 | 3 | 224 | 227 | 98.68% |
| 2010-04-30 | 3 | 228 | 231 | 98.70% |
| 2010-03-31 | 3 | 226 | 229 | 98.69% |
| 2010-02-28 | 3 | 223 | 226 | 98.67% |
| 2010-01-31 | 3 | 225 | 228 | 98.68% |
| 2009-12-31 | 3 | 225 | 228 | 98.68% |
| 2009-11-30 | 3 | 228 | 231 | 98.70% |
| 2009-10-31 | 2 | 230 | 232 | 99.14% |
| 2009-09-30 | 1 | 232 | 233 | 99.57% |
| 2009-08-31 | 2 | 234 | 236 | 99.15% |
| 2009-07-31 | 2 | 234 | 236 | 99.15% |
| 2009-06-30 | 2 | 233 | 235 | 99.15% |
| 2009-05-31 | 2 | 236 | 238 | 99.16% |
| 2009-04-30 | 2 | 238 | 240 | 99.17% |
| 2009-03-31 | 3 | 249 | 252 | 98.81% |
| 2009-02-28 | 3 | 254 | 257 | 98.83% |
| 2009-01-31 | 3 | 254 | 257 | 98.83% |
| 2008-12-31 | 3 | 254 | 257 | 98.83% |
| 2008-11-30 | 3 | 259 | 262 | 98.85% |
| 2008-10-31 | 3 | 261 | 264 | 98.86% |
| 2008-09-30 | 3 | 263 | 266 | 98.87% |
| 2008-08-31 | 3 | 265 | 268 | 98.88% |
| 2008-07-31 | 4 | 268 | 272 | 98.53% |
| 2008-06-30 | 5 | 267 | 272 | 98.16% |
| 2008-05-31 | 5 | 266 | 271 | 98.15% |
| 2008-04-30 | 5 | 268 | 273 | 98.17% |
| 2008-03-31 | 5 | 266 | 271 | 98.15% |
| 2008-02-29 | 5 | 266 | 271 | 98.15% |
| 2008-01-31 | 5 | 266 | 271 | 98.15% |
| 2007-12-31 | 5 | 267 | 272 | 98.16% |
| 2007-11-30 | 5 | 267 | 272 | 98.16% |
| 2007-10-31 | 5 | 265 | 270 | 98.15% |
| 2007-09-30 | 5 | 266 | 271 | 98.15% |
| 2007-08-31 | 4 | 262 | 266 | 98.50% |
| 2007-07-31 | 4 | 262 | 266 | 98.50% |
| 2007-06-30 | 5 | 261 | 266 | 98.12% |
| 2007-05-31 | 5 | 259 | 264 | 98.11% |
| 2007-04-30 | 5 | 256 | 261 | 98.08% |
| 2007-03-31 | 5 | 256 | 261 | 98.08% |
| 2007-02-28 | 5 | 257 | 262 | 98.09% |
| 2007-01-31 | 4 | 260 | 264 | 98.48% |
| 2006-12-31 | 4 | 259 | 263 | 98.48% |
| 2006-11-30 | 4 | 260 | 264 | 98.48% |
| 2006-10-31 | 3 | 261 | 264 | 98.86% |
| 2006-09-30 | 3 | 263 | 266 | 98.87% |
| 2006-08-31 | 3 | 268 | 271 | 98.89% |
| 2006-07-31 | 3 | 268 | 271 | 98.89% |
| 2006-06-30 | 3 | 270 | 273 | 98.90% |
| 2006-05-31 | 3 | 266 | 269 | 98.88% |
| 2006-04-30 | 3 | 264 | 267 | 98.88% |
| 2006-03-31 | 3 | 265 | 268 | 98.88% |
| 2006-02-28 | 3 | 275 | 278 | 98.92% |
| 2006-01-31 | 3 | 275 | 278 | 98.92% |
| 2005-12-31 | 3 | 279 | 282 | 98.94% |
| 2005-11-30 | 4 | 280 | 284 | 98.59% |
| 2005-10-31 | 4 | 283 | 287 | 98.61% |
| 2005-09-30 | 3 | 304 | 307 | 99.02% |
| 2005-08-31 | 3 | 311 | 314 | 99.04% |
| 2005-07-31 | 4 | 331 | 335 | 98.81% |
| 2005-06-30 | 4 | 341 | 345 | 98.84% |
| 2005-05-31 | 4 | 347 | 351 | 98.86% |
| 2005-04-30 | 4 | 356 | 360 | 98.89% |
| 2005-03-31 | 4 | 362 | 366 | 98.91% |
| 2005-02-28 | 3 | 363 | 366 | 99.18% |
| 2005-01-31 | 4 | 370 | 374 | 98.93% |
| 2004-12-31 | 4 | 371 | 375 | 98.93% |
| 2004-11-30 | 4 | 369 | 373 | 98.93% |
| 2004-10-31 | 5 | 367 | 372 | 98.66% |
| 2004-09-30 | 4 | 370 | 374 | 98.93% |
| 2004-08-31 | 4 | 371 | 375 | 98.93% |
| 2004-07-31 | 4 | 373 | 377 | 98.94% |
| 2004-06-30 | 4 | 375 | 379 | 98.94% |
| 2004-05-31 | 4 | 377 | 381 | 98.95% |
| 2004-04-30 | 4 | 376 | 380 | 98.95% |
| 2004-03-31 | 5 | 375 | 380 | 98.68% |
| 2004-02-29 | 5 | 371 | 376 | 98.67% |
| 2004-01-31 | 5 | 371 | 376 | 98.67% |
| 2003-12-31 | 5 | 366 | 371 | 98.65% |
| 2003-11-30 | 4 | 365 | 369 | 98.92% |
| 2003-10-31 | 4 | 358 | 362 | 98.90% |
| 2003-09-30 | 4 | 357 | 361 | 98.89% |
| 2003-08-31 | 4 | 355 | 359 | 98.89% |
| 2003-07-31 | 4 | 343 | 347 | 98.85% |
| 2003-06-30 | 4 | 343 | 347 | 98.85% |
| 2003-05-31 | 4 | 345 | 349 | 98.85% |
| 2003-04-30 | 4 | 344 | 348 | 98.85% |
| 2003-03-31 | 4 | 346 | 350 | 98.86% |
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