KGI ASIA LIMITED 凱基證券亞洲有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-12-23 25 397 422 94.08%
2025-11-30 25 397 422 94.08%
2025-10-31 25 398 423 94.09%
2025-09-30 25 398 423 94.09%
2025-08-31 25 397 422 94.08%
2025-07-31 24 400 424 94.34%
2025-06-30 24 398 422 94.31%
2025-05-31 24 397 421 94.30%
2025-04-30 24 395 419 94.27%
2025-03-31 24 396 420 94.29%
2025-02-28 25 400 425 94.12%
2025-01-31 25 401 426 94.13%
2024-12-31 25 400 425 94.12%
2024-11-30 25 399 424 94.10%
2024-10-31 25 403 428 94.16%
2024-09-30 25 405 430 94.19%
2024-08-31 26 403 429 93.94%
2024-07-31 26 403 429 93.94%
2024-06-30 26 408 434 94.01%
2024-05-31 26 413 439 94.08%
2024-04-30 26 410 436 94.04%
2024-03-31 26 411 437 94.05%
2024-02-29 26 419 445 94.16%
2024-01-31 25 422 447 94.41%
2023-12-31 25 419 444 94.37%
2023-11-30 27 420 447 93.96%
2023-10-31 27 418 445 93.93%
2023-09-30 27 416 443 93.91%
2023-08-31 27 416 443 93.91%
2023-07-31 27 425 452 94.03%
2023-06-30 27 424 451 94.01%
2023-05-31 25 428 453 94.48%
2023-04-30 25 427 452 94.47%
2023-03-31 25 432 457 94.53%
2023-02-28 25 432 457 94.53%
2023-01-31 25 438 463 94.60%
2022-12-31 25 439 464 94.61%
2022-11-30 24 444 468 94.87%
2022-10-31 24 445 469 94.88%
2022-09-30 24 446 470 94.89%
2022-08-31 24 446 470 94.89%
2022-07-31 23 445 468 95.09%
2022-06-30 23 455 478 95.19%
2022-05-31 24 458 482 95.02%
2022-04-30 25 459 484 94.83%
2022-03-31 25 464 489 94.89%
2022-02-28 24 476 500 95.20%
2022-01-31 23 510 533 95.68%
2021-12-31 24 550 574 95.82%
2021-11-30 24 553 577 95.84%
2021-10-31 24 556 580 95.86%
2021-09-30 24 557 581 95.87%
2021-08-31 24 569 593 95.95%
2021-07-31 24 580 604 96.03%
2021-06-30 24 590 614 96.09%
2021-05-31 24 599 623 96.15%
2021-04-30 24 611 635 96.22%
2021-03-31 25 614 639 96.09%
2021-02-28 25 617 642 96.11%
2021-01-31 25 613 638 96.08%
2020-12-31 25 611 636 96.07%
2020-11-30 25 619 644 96.12%
2020-10-31 25 621 646 96.13%
2020-09-30 25 621 646 96.13%
2020-08-31 25 629 654 96.18%
2020-07-31 24 634 658 96.35%
2020-06-30 24 647 671 96.42%
2020-05-31 25 656 681 96.33%
2020-04-30 25 661 686 96.36%
2020-03-31 25 675 700 96.43%
2020-02-29 25 694 719 96.52%
2020-01-31 25 705 730 96.58%
2019-12-31 25 713 738 96.61%
2019-11-30 25 716 741 96.63%
2019-10-31 24 716 740 96.76%
2019-09-30 23 717 740 96.89%
2019-08-31 22 722 744 97.04%
2019-07-31 20 722 742 97.30%
2019-06-30 20 725 745 97.32%
2019-05-31 20 736 756 97.35%
2019-04-30 20 746 766 97.39%
2019-03-31 20 746 766 97.39%
2019-02-28 20 745 765 97.39%
2019-01-31 21 751 772 97.28%
2018-12-31 20 753 773 97.41%
2018-11-30 20 769 789 97.47%
2018-10-31 20 768 788 97.46%
2018-09-30 21 765 786 97.33%
2018-08-31 23 767 790 97.09%
2018-07-31 23 764 787 97.08%
2018-06-30 23 767 790 97.09%
2018-05-31 21 760 781 97.31%
2018-04-30 22 757 779 97.18%
2018-03-31 22 765 787 97.20%
2018-02-28 22 768 790 97.22%
2018-01-31 21 763 784 97.32%
2017-12-31 19 765 784 97.58%
2017-11-30 19 767 786 97.58%
2017-10-31 20 761 781 97.44%
2017-09-30 20 756 776 97.42%
2017-08-31 20 755 775 97.42%
2017-07-31 19 754 773 97.54%
2017-06-30 19 746 765 97.52%
2017-05-31 20 742 762 97.38%
2017-04-30 20 753 773 97.41%
2017-03-31 20 745 765 97.39%
2017-02-28 19 743 762 97.51%
2017-01-31 19 745 764 97.51%
2016-12-31 19 753 772 97.54%
2016-11-30 19 753 772 97.54%
2016-10-31 19 754 773 97.54%
2016-09-30 18 759 777 97.68%
2016-08-31 18 751 769 97.66%
2016-07-31 18 750 768 97.66%
2016-06-30 17 752 769 97.79%
2016-05-31 16 752 768 97.92%
2016-04-30 17 755 772 97.80%
2016-03-31 15 752 767 98.04%
2016-02-29 14 757 771 98.18%
2016-01-31 14 754 768 98.18%
2015-12-31 14 747 761 98.16%
2015-11-30 13 752 765 98.30%
2015-10-31 14 748 762 98.16%
2015-09-30 14 746 760 98.16%
2015-08-31 14 741 755 98.15%
2015-07-31 14 733 747 98.13%
2015-06-30 14 729 743 98.12%
2015-05-31 15 720 735 97.96%
2015-04-30 15 715 730 97.95%
2015-03-31 14 708 722 98.06%
2015-02-28 15 696 711 97.89%
2015-01-31 14 687 701 98.00%
2014-12-31 14 682 696 97.99%
2014-11-30 13 681 694 98.13%
2014-10-31 14 682 696 97.99%
2014-09-30 15 671 686 97.81%
2014-08-31 16 654 670 97.61%
2014-07-31 16 652 668 97.60%
2014-06-30 16 646 662 97.58%
2014-05-31 16 638 654 97.55%
2014-04-30 15 639 654 97.71%
2014-03-31 15 631 646 97.68%
2014-02-28 15 626 641 97.66%
2014-01-31 15 624 639 97.65%
2013-12-31 15 595 610 97.54%
2013-11-30 15 583 598 97.49%
2013-10-31 14 579 593 97.64%
2013-09-30 14 579 593 97.64%
2013-08-31 14 576 590 97.63%
2013-07-31 14 574 588 97.62%
2013-06-30 15 570 585 97.44%
2013-05-31 15 556 571 97.37%
2013-04-30 15 550 565 97.35%
2013-03-31 15 548 563 97.34%
2013-02-28 13 551 564 97.70%
2013-01-31 13 538 551 97.64%
2012-12-31 13 529 542 97.60%
2012-11-30 14 532 546 97.44%
2012-10-31 14 536 550 97.45%
2012-09-30 13 528 541 97.60%
2012-08-31 13 522 535 97.57%
2012-07-31 13 513 526 97.53%
2012-06-30 13 515 528 97.54%
2012-05-31 13 510 523 97.51%
2012-04-30 13 511 524 97.52%
2012-03-31 14 509 523 97.32%
2012-02-29 15 500 515 97.09%
2012-01-31 15 487 502 97.01%
2011-12-31 15 490 505 97.03%
2011-11-30 13 494 507 97.44%
2011-10-31 13 486 499 97.39%
2011-09-30 13 486 499 97.39%
2011-08-31 13 474 487 97.33%
2011-07-31 13 468 481 97.30%
2011-06-30 13 466 479 97.29%
2011-05-31 14 468 482 97.10%
2011-04-30 14 474 488 97.13%
2011-03-31 13 483 496 97.38%
2011-02-28 13 484 497 97.38%
2011-01-31 13 482 495 97.37%
2010-12-31 13 481 494 97.37%
2010-11-30 13 476 489 97.34%
2010-10-31 13 477 490 97.35%
2010-09-30 13 483 496 97.38%
2010-08-31 13 482 495 97.37%
2010-07-31 14 475 489 97.14%
2010-06-30 13 477 490 97.35%
2010-05-31 13 478 491 97.35%
2010-04-30 13 467 480 97.29%
2010-03-31 15 468 483 96.89%
2010-02-28 15 457 472 96.82%
2010-01-31 15 449 464 96.77%
2009-12-31 15 432 447 96.64%
2009-11-30 15 427 442 96.61%
2009-10-31 15 427 442 96.61%
2009-09-30 15 420 435 96.55%
2009-08-31 16 418 434 96.31%
2009-07-31 15 405 420 96.43%
2009-06-30 16 386 402 96.02%
2009-05-31 16 382 398 95.98%
2009-04-30 16 367 383 95.82%
2009-03-31 17 356 373 95.44%
2009-02-28 17 363 380 95.53%
2009-01-31 17 362 379 95.51%
2008-12-31 16 353 369 95.66%
2008-11-30 16 361 377 95.76%
2008-10-31 16 355 371 95.69%
2008-09-30 13 351 364 96.43%
2008-08-31 13 345 358 96.37%
2008-07-31 13 340 353 96.32%
2008-06-30 13 333 346 96.24%
2008-05-31 12 324 336 96.43%
2008-04-30 12 312 324 96.30%
2008-03-31 12 310 322 96.27%
2008-02-29 12 306 318 96.23%
2008-01-31 11 295 306 96.41%
2007-12-31 11 283 294 96.26%
2007-11-30 11 286 297 96.30%
2007-10-31 11 287 298 96.31%
2007-09-30 12 283 295 95.93%
2007-08-31 12 273 285 95.79%
2007-07-31 12 259 271 95.57%
2007-06-30 11 252 263 95.82%
2007-05-31 12 247 259 95.37%
2007-04-30 13 244 257 94.94%
2007-03-31 13 245 258 94.96%
2007-02-28 13 237 250 94.80%
2007-01-31 13 238 251 94.82%
2006-12-31 13 237 250 94.80%
2006-11-30 12 242 254 95.28%
2006-10-31 12 236 248 95.16%
2006-09-30 12 232 244 95.08%
2006-08-31 12 226 238 94.96%
2006-07-31 12 214 226 94.69%
2006-06-30 9 215 224 95.98%
2006-05-31 9 212 221 95.93%
2006-04-30 9 212 221 95.93%
2006-03-31 9 207 216 95.83%
2006-02-28 9 206 215 95.81%
2006-01-31 10 203 213 95.31%
2005-12-31 9 200 209 95.69%
2005-11-30 9 197 206 95.63%
2005-10-31 9 194 203 95.57%
2005-09-30 9 195 204 95.59%
2005-08-31 9 195 204 95.59%
2005-07-31 7 193 200 96.50%
2005-06-30 7 189 196 96.43%
2005-05-31 6 186 192 96.88%
2005-04-30 6 183 189 96.83%
2005-03-31 7 176 183 96.17%
2005-02-28 6 173 179 96.65%
2005-01-31 6 168 174 96.55%
2004-12-31 7 168 175 96.00%
2004-11-30 7 161 168 95.83%
2004-10-31 5 156 161 96.89%
2004-09-30 4 155 159 97.48%
2004-08-31 4 152 156 97.44%
2004-07-31 4 152 156 97.44%
2004-06-30 4 154 158 97.47%
2004-05-31 4 153 157 97.45%
2004-04-30 4 150 154 97.40%
2004-03-31 4 152 156 97.44%
2004-02-29 4 149 153 97.39%
2004-01-31 4 152 156 97.44%
2003-12-31 4 147 151 97.35%
2003-11-30 3 138 141 97.87%
2003-10-31 3 134 137 97.81%
2003-09-30 3 136 139 97.84%
2003-08-31 5 135 140 96.43%
2003-07-31 5 136 141 96.45%
2003-06-30 5 138 143 96.50%
2003-05-31 3 150 153 98.04%
2003-04-30 3 156 159 98.11%
2003-03-31 3 164 167 98.20%

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