ORIENT SECURITIES (HONG KONG) LIMITED 東方證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-10-24 | 15 | 117 | 132 | 88.64% |
| 2024-12-31 | 14 | 106 | 120 | 88.33% |
| 2023-12-31 | 13 | 79 | 92 | 85.87% |
| 2022-12-31 | 15 | 105 | 120 | 87.50% |
| 2021-12-31 | 17 | 93 | 110 | 84.55% |
| 2020-12-31 | 12 | 88 | 100 | 88.00% |
| 2019-12-31 | 12 | 74 | 86 | 86.05% |
| 2018-12-31 | 8 | 59 | 67 | 88.06% |
| 2017-12-31 | 9 | 58 | 67 | 86.57% |
| 2016-12-31 | 9 | 58 | 67 | 86.57% |
| 2015-12-31 | 5 | 47 | 52 | 90.38% |
| 2014-12-31 | 4 | 33 | 37 | 89.19% |
| 2013-12-31 | 4 | 32 | 36 | 88.89% |
| 2012-12-31 | 4 | 19 | 23 | 82.61% |
| 2011-12-31 | 3 | 10 | 13 | 76.92% |
| 2010-12-31 | 2 | 3 | 5 | 60.00% |
| 2009-12-31 | 0 | 0 | 0 | 0.00% |
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